12 CFR Part 151 - Subpart B - Content and Timing of Notice
- § 151.70 What type of notice must I provide when I effect a securities transaction for a customer?
- § 151.80 How do I provide a registered broker-dealer confirmation?
- § 151.90 How do I provide a written notice?
- § 151.100 What are the alternate notice requirements?
- § 151.120 May I charge a fee for a notice?