17 CFR Part 23 - Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
- § 23.400 Scope.
- § 23.401 Definitions.
- § 23.402 General provisions.
- §§ 23.403-23.409 [Reserved]
- § 23.410 Prohibition on fraud, manipulation, and other abusive practices.
- §§ 23.411-23.429 [Reserved]
- § 23.430 Verification of counterparty eligibility.
- § 23.431 Disclosures of material information.
- § 23.432 Clearing disclosures.
- § 23.433 Communications—fair dealing.
- § 23.434 Recommendations to counterparties—institutional suitability.
- §§ 23.435-23.439 [Reserved]
- § 23.440 Requirements for swap dealers acting as advisors to Special Entities.
- §§ 23.441-23.449 [Reserved]
- § 23.450 Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
- § 23.451 Political contributions by certain swap dealers.
- Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
Source:
77 FR 9822, Feb. 17, 2012, unless otherwise noted.