Executive officer.

Executive officer. Executive officer shall mean the president, any vice president in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy making function, or any other person who performs similar policy making functions for the issuer. Executive officers of subsidiaries may be deemed executive officers of the issuer if they perform such policy making functions for the issuer.

Source

17 CFR § 230.501

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Scoping language

As used in Regulation D ( 230.500 et seq. of this chapter), the following terms shall have the meaning indicated:

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