The People &c.,
Respondent,
v.
Neil Patterson, Jr.,
Appellant.
2005 NY Int. 99
On this appeal, we consider whether the Treaty of
Canandaigua of 1794 (7 Stat 44) vests members of the Tuscarora
Nation with off-reservation fishing rights on former Seneca
lands, the boundaries of which are demarcated by Article III of
I.
Defendant, Neil Patterson, is an enrolled member of the Tuscarora Indian Nation, one of the Six Nations of the Iroquois Confederacy. In February 2003, a State Environmental Conservation Officer saw him ice fishing in Wilson-Tuscarora State Park without an identifying tag on his ice fishing tip-up.[1] The park, located in Niagara County, is near the shore of Lake Ontario, outside the Tuscarora reservation, on former Seneca lands. The officer issued defendant a citation for violating 6 NYCRR 10.4-7, which provides that all "tip-ups must be marked with the name and address of the operator while . . . in the water."
Before the Town of Wilson Justice Court, defendant
pleaded not guilty and requested a trial. The conservation
officer prosecuted the case and testified that defendant's tip-up
had no identification tag. Defendant responded that, under the
Treaty of Canandaigua, he had a federally-protected treaty right
to fish in Wilson-Tuscarora State Park and that, because section
10.4-7 does not represent a reasonable and necessary conservation
measure, the State lacked the power to enforce the regulation
against him. The court found defendant guilty and imposed a 25
Defendant appealed to County Court, which affirmed. Relying on the United States Supreme Court's opinion in Federal Power Comm'n v Tuscarora Indians Nation (362 US 99, 121 n18 [1960]), the court determined that members of the Tuscarora Nation enjoy no treaty right to engage in off-reservation fishing on former Seneca lands. A Judge of this Court granted defendant leave to appeal, and we now affirm.
II.
It is basic to our system of governance that "all Treaties made . . . shall be the supreme Law of the Land" (US Const, art VI, cl 2).[2] This principle applies with full force to treaties with the Native American nations ( see Settler v Lameer, 507 F2d 231, 238 n16 [9th Cir 1974] ["The various Indian treaties constitute the Supreme Law of the Land"]). It is also fundamental that states have sovereign power to regulate hunting and fishing within their borders.[3]
In its "conservation necessity" line of cases, the
Similarly, in Puyallup Tribe v Department of Game of
Washington (Puyallup I) (391 US 392 [1968]), the tribe had an
off-reservation treaty right to take fish "at all usual and
accustomed grounds and stations . . . in common with all citizens
of the Territory" ( id. at 395). In light of this treaty, the
Supreme Court determined that a state regulation prohibiting
Echoing its opinion in Tulee, however, the Court emphasized that, confronted with a treaty off-reservation fishing right, the State may nevertheless regulate "the manner of fishing, the size of the take, . . . and the like. . . in the interest of conservation, provided the regulation meets appropriate standards and does not discriminate against the Indians" ( id. at 398). Most recently, in Antoine v Washington (420 US 194 [1975]), the Court held that, in regulating Native American off-reservation treaty fishing rights, the "State must demonstrate that its regulation is a reasonable and necessary conservation measure and that its application to the Indians is necessary in the interest of conservation" ( id. at 207 [internal citations omitted]).
Essentially, this line of cases stands for the
proposition that a state law or regulation may impair an off-
reservation treaty fishing right only when (1) it represents a
reasonable and necessary conservation measure and (2) does not
discriminate against the Native American treaty rightholders.
Today, we hold that the Tuscarora -- and, derivatively, defendant -- have no right under the 1794 Treaty of Canandaigua to engage in off-reservation fishing on former Seneca lands.[4] Therefore, we need not consider whether 6 NYCRR 10.4-7 constitutes a reasonable and necessary conservation measure under Tulee and its progeny. The regulation may be applied to members of the Tuscarora fishing off-reservation, just as it applies to everyone else who ice fishes within the State. In reaching this result, we are influenced by the plain language of the Treaty of Canandaigua, along with the history of the land in question and the Supreme Court's opinion in Federal Power Comm'n v Tuscarora Indian Nation (362 US 99, 121 n18 [1960]).
Article III of the Treaty first demarcates the lands of
"
Now, the United States acknowledge that all the land within the aforementioned boundaries, to be property of the Seneka nation; and the United States will never claim the same, nor disturb the Seneka nation, nor any of the Six Nations, or of their Indian friends residing thereon and united with them, in the free use and enjoyment thereof: but it shall remain theirs, until they choose to sell the same to the people of the United States, who have the right to purchase."
Article IV states that,
"The United States having thus described and acknowledged what lands belong to the Oneidas, Onondagas, Cayugas and Senekas, and engaged never to claim the same, nor disturb them, or any of the Six Nations, or their Indian friends residing thereon and united with them, in the free use and enjoyment thereof: Now, the Six Nations, and each of them, hereby engage that they will never claim any other lands within the boundary of the United States; nor ever disturb the people of the United States in the free use and enjoyment thereof."
In 1797, three years after signing the Treaty of
Canandaigua, the Seneca surrendered their ownership of the land
to the United States by the Treaty of Big Tree (7 Stat 601).
Defendant argues, however, that the "free use and enjoyment"
language in Articles III and IV grants the Tuscarora, as one of
the Six Nations, a separate, usufructuary[5]
fishing right on
We are mindful of the bedrock principle of Native
American treaty interpretation that any possible ambiguities be
resolved in favor of the Native American signatories ( see
Worcester v State of Georgia, 31 US 515, 582 [1832]; Jones v
Meehan, 175 US 1, 11 [1899]). We further appreciate that, where
the scope of a treaty right is unclear, we must look "beyond the
written words to the larger context that frames the [t]reaty,
including 'the history of the treaty, the negotiations, and the
practical construction adopted by the parties'" ( Mille Lacs, 526
US at 196). Articles III and IV, however, admit of no ambiguity.
The Supreme Court's opinion in Federal Power Comm'n v Tuscarora Indians Nation (362 US 99 [1960]) confirms this view. As relevant here, that case addressed the question whether the New York State Power Authority could, pursuant to the Federal Power Act (16 USC § 796, et seq), use eminent domain to seize off-reservation land owned by the Tuscarora in fee simple for use in a hydroelectric dam project. Among other things, the Tuscarora argued that their land, which was situated within the same former Seneca tract as Wilson-Tuscarora State Park, was protected from condemnation by the Treaty of Canandaigua.
In footnote 18 of its opinion, the Supreme Court rejected the Tuscarora's claim. The Court concluded, as do we, that the Treaty of Canandaigua covers the lands in question. Nevertheless, it determined that by conveying these lands pursuant to the Treaty of Big Tree of 1797, the Seneca "freed them from the effects of the Treaty of Canandaigua of 1794" ( id. at 121 n18). Tracing the history of Tuscarora migration to the Niagara frontier, the Court explained that the Tuscarora interest in the Seneca lands was contingent on Seneca beneficence. The Tuscarora tenure on Seneca lands was, the Court observed, as "guests or tenants at will or by sufferance" ( id.).
The Treaty of Canandaigua did not transform the
Tuscarora's status on Seneca lands: "[b]y the Treaty of
Canandaigua of 1794 . . . it was recognized that the Senecas
alone had possessory rights to the western New York area here
involved" ( id.). Moreover, any treaty interest the Tuscarora had
in Seneca land was terminated by the Treaty of Big Tree of 1797,
which, the Supreme Court determined, swept away any Tuscarora
treaty rights to lands in Western New York. "[T]he lands in
question," the Court noted, "were entirely freed from the effects
of all then existing treaties with the Indians" ( id.). Since the
Treaty of Big Tree, the former Seneca lands have "never since
been subject to any treaty between the United States and the
Both the Supreme Court's thorough treatment of the subject and our own study of the pertinent language satisfy us that the Tuscarora enjoy no right under the Treaty of Canandaigua to free use and enjoyment of former Seneca lands. Defendant's other contentions are without merit.
Accordingly, the order of County Court should be affirmed.
Footnotes
1 A tip-up is a device, designed to be left unattended, that supports a fishing line suspended through a hole in the ice. When a fish takes the bait, it triggers a flag or other signal to alert the ice fisher.
2 See also Missouri v Holland (252 US 416 [1920] ["No doubt the great body of private relations usually fall within the control of the State, but a treaty may override its power"]).
3 See Lacoste v Dept of Conservation of State of Louisiana (263 US 545, 549 [1924] ["The wild animals within its borders are, so far as capable of ownership, owned by the state in its sovereign capacity for the common benefit of all of its people. Because of such ownership, and in the exercise of its police power the state may regulate and control the taking, subsequent use and property rights that may be acquired therein"]).
4 Defendant argues that his invocation of "conservation necessity" doctrine represents a challenge to the jurisdiction of New York courts and that the courts below wrongly treated it as a defense of justification pursuant to Penal Law § 35.05 1) ("conduct which would otherwise constitute an offense is justifiable and not criminal when. . . [s]uch conduct is required or authorized by law"). We need not consider this question. Neither a jurisdictional challenge nor a justification defense can be premised on a nonexistent treaty right.
5 A usufructuary right is a right to "use and enjoy the fruits of another's property for a period without damaging or diminishing it" (Black's Law Dictionary 1580 [8th ed 2004]).
6 The terms of the 1797 Treaty of Big Tree, which followed the Treaty of Canandaigua by three years, suggest that the express reservation of usufructuary fishing rights was not outside the ken of Native American negotiators in the 1790s. In the Treaty of Big Tree, the Seneca retained for themselves the "privilege of fishing and hunting on the said tract of land hereby intended to be conveyed."