9 CCR 2503-5-3.541 - DISABILITY REQUIREMENTS

A. To qualify for AND-SO, the client must meet both the non-financial and financial eligibility requirements and have a total disability as defined in Section 3.540.1 and pursuant to Sections 26-2-103(14)(a) and 26-2-111(4)(a), C.R.S.
1. To meet the total disability requirement for AND-SO, the client shall be certified by a medical professional as defined by Section 3.541.1.
2. The client must have a physical or mental impairment that is disabling as identified by the SSA in the Listing Of Impairments and consistent with Federal Regulations found at 20 CFR, Appendix 1 to Subpart p of Part 404 (September 24, 2019), which are herein incorporated by reference. This rule does not contain any later amendments or editions. These regulations are available at no cost at https://www.ecfr.gov/. These regulations are also available for public inspection and copying at the Colorado Department of Human Services, Director of the Employment and Benefits Division, 1575 Sherman Street, Denver, Colorado, 80203, or at any State publications library during regular business hours.
3. The total disability must be expected to last six (6) months or longer.
B. To determine the client's disability the county department shall review and document medical data.
1. The county department shall review State prescribed medical certification form(s) and/or any Medicaid disability determination; and,
2. The county department shall weigh more heavily a disability determination completed through a Medicaid disability determination process than a medical certification form completed by a medical provider.
C. The county department shall review all documentation collected to determine if the client is eligible for AND-SO.
3.541.1 MEDICAL CERTIFICATION FORM
A. Medical certification shall be completed on the State Department's prescribed medical certification form.
1. The county department shall provide the form to the client or the medical provider at the time of application or interview and prior to the re-examination due date. The client shall arrange for the medical exam with an appropriate medical provider of his or her choosing.
a. It is the county department's responsibility to provide the medical form to the client or the client's provider of choice within ten (10) calendar days of application.
b. If the client fails to submit the required medical examination within thirty (30) calendar days following the interview, the client has failed to comply with the requirements for eligibility and the client's participation in the program will be denied or discontinued following the policies outlined in Section 3.554.
c. If the client requests a second opinion, the subsequent medical examination shall be at the client's expense.
d. If the county department requests a second opinion, the subsequent medical examination shall be at the county department's expense.
e. The county department shall review the medical certification form for completeness and to determine whether the information submitted is in conflict with other medical data, records, documentation, and information and/or observations received from the client, family, friends, professionals, community members, or the county department. The county department shall:
1) Ensure any incomplete forms are returned to the provider to be completed; and,
2) Consult and verify with the provider any questionable or contradictory information.
2. The medical certification shall be completed and signed by a medical provider as defined in Section 3.540.
a. The client shall be allowed to choose a medical provider licensed in a bordering state when the nearest Colorado provider is more than one hour from the client's home.
b. The medical certification must be dated no earlier than ninety (90) days before the application or recertification.
3. The medical certification form shall contain the disability limitations, including the length and scope of the disability, if any; and,
4. The medical re-examination date shall be based upon the date of the application or redetermination and the length of the disability, as documented by the medical provider, but shall not exceed twelve (12) months. However, if the client has been determined disabled by the State disability review contractor, the medical re-examination date shall be established by the review contractor.
B. The medical examination determining the client's disability and completion of the medical certification form shall be completed by a medical provider that accepts Medicaid whenever possible when the client is receiving Medicaid. If the client's primary medical provider does not accept Medicaid or the client is not receiving Medicaid, the county department shall authorize payment for examinations for AND-SO medical certification examinations.
1. Fees and costs shall be reimbursed to the county department using the 80% State share, 20% county share reimbursement methodology described in Section 26-1-122(3)(B), C.R.S.
2. The county department shall set the provider fee and shall make such payments in a timely manner.
3. Providers shall accept fees for services as negotiated as payment in full. No client shall be assessed any additional or supplementary fee.
4. Providers may be excluded from completing medical certification examinations if there is adequate documentation that the provider:
a. Is not completing a thorough examination on which to base his or her decision; or,
b. Falsified a medical certification form.
C. A determination of medical eligibility shall be completed by each medical re-examination date. The county department shall be allowed to request the client submit a medical re-examination at the time of financial redetermination or when the county has information that the client's medical condition may have changed.
1. Prior to the medical re-examination due date, the county department shall send a new medical certification form to the client.
2. If the client fails to submit the required medical re-examination by the redetermination due date, the county department shall terminate assistance following the policies outlined in Section 3.554.
3.541.2 DENIAL AND DISCONTINUATION RELATED TO DISABILITY
A. Following the policies outlined in Section 3.554, the county department shall deny or discontinue AND-SO assistance when:
1. There was an error in the prior disability determination. The county department shall gather more information on the discrepancies before taking a negative action on the case; or,
2. There has been improvement in the client's medical condition and the client is no longer totally disabled, as defined in Section 3.540.1 . Improvement may be demonstrated by:
a. Observations, symptoms, or other findings which demonstrate positive changes in the client's medical condition; or,
b. Observations, symptoms, or other findings which demonstrate that the effect of the medical impairment(s) on the client has decreased.
c. New medical evidence which shows that while the client's underlying condition may not have changed, advances in medical therapy or technology have reduced or eliminated the adverse effect of the condition on the client; or,
d. New or improved diagnostic techniques or other medical evaluations show that the client's previously determined medical condition is not as serious as previously indicated; or,
e. There has been a change in prognosis; or,
f. The client has compensated or adjusted to the medical condition which now enables the client to engage in SGA; or,
g. The client's medical condition is correctable and the client refuses, without good cause, to obtain prescribed medical treatment to correct the condition. Good cause may include, but is not limited to:
1) Treatment is contrary to the established teachings of the client's religion, provided the client can establish he or she observes his or her religion; or,
2) Surgery has previously been performed with unsuccessful results and the same surgery is again being recommended for the same impairment; or,
3) The treatment because of its magnitude (e.g., open heart surgery or organ transplant that has less than a 50% chance of improving the client's condition) or unusual nature (e.g., experimental procedures) is very risky; or,
4) The cost of treatment is prohibitive or cannot be obtained; or,
3. There has been improvement in the client's residual functional capacity and the client is not totally disabled, as defined in Section 3.540.1 . Improvement may be demonstrated by:
a. Observations, symptoms, or other findings which demonstrate positive changes in the client's residual functional capacity; or,
b. Observations, symptoms, or other findings which demonstrate that the effect of the social factors impacting residual functional capacity on the client has decreased; or,
c. New evidence shows that while the client's underlying condition may not have changed, the client's vocational abilities and/or residual functional capacity has so improved that the client is able to engage in SGA; or,
d. Vocational opportunities for which the client has competence have become available in the community; or,
e. The client has compensated or adjusted to the social factors impacting residual functional capacity and the client is able to engage in SGA; or,
f. Residual functional capacity is not a barrier to employment in some type of employment that exists in the community.
B. If the county department has documented evidence that a client is working and receiving earnings exceeding the AND-SO grant standard after applicable disregards as an employee, engaged in self-employment, or donating services or work hours without pay as defined in Section 3.520.784, the county department shall deny or discontinue the client from AND-SO grant payments following the policies outlined in Section 3.554.
3.541.3 DISABILITY DUE TO SUBSTANCE ABUSE

For the purpose of AND-SO, when the client's primary diagnosis is alcoholism or controlled substance addiction, the following criteria shall apply pursuant to Section 26-2-111(4)(E), C.R.S.:

A. The client shall only be eligible for twelve (12) cumulative months in a lifetime when substance abuse is identified on the medical certification form.
B. The client shall agree to treatment for addiction to be eligible for AND-SO. Upon consent, the county department shall refer the client to an assessment/treatment agency licensed by the State Department's Office of Behavioral Health.
C. The client shall agree to a defined treatment program by the licensed agency.
D. If the client fails to comply with treatment, the following steps shall be followed:
1. The treatment center shall contact the county department within twenty-four (24) hours of the client's termination from treatment; and,
2. The county department shall discontinue the client's AND-SO assistance immediately upon termination from treatment effective the following month with timely notice provided.
E. The client shall submit to random testing by the licensed agency to ensure the client remains free of alcohol or controlled substance(s).
F. Any time a client tests positive for alcohol or controlled substance(s), the client shall be warned by the treatment center in writing. A copy of the written warnings shall be placed in the client's file and noted as either mailed or hand delivered. If a client tests positive for alcohol or controlled substance(s) twice in any three-month period, the county department shall be notified and the client shall be terminated from AND-SO immediately effective the following month with timely notice provided.
G. The initial partial month is not counted toward the twelve-month maximum allowed. However, if a client is discontinued and subsequently reapplies and is approved, partial months after re-approval will count as a full month toward the twelve-month maximum allowed.

Notes

9 CCR 2503-5-3.541
37 CR 13, July 10, 2014, effective 8/1/2014 37 CR 17, September 10, 2014, effective 10/1/2014 38 CR 04, February 25, 2015, effective 3/20/2015 38 CR 04, February 25, 2015, effective 4/1/2015 38 CR 09, May 10, 2015, effective 6/1/2015 38 CR 15, August 10, 2015, effective 9/1/2015 38 CR 23, December 10, 2015, effective 1/1/2016 39 CR 17, September 10, 2016, effective 10/1/2016 40 CR 03, February 10, 2017, effective 2/14/2017 41 CR 05, March 10, 2018, effective 4/1/2018 41 CR 15, August 10, 2018, effective 9/1/2018 41 CR 19, October 10, 2018, effective 11/1/2018 42 CR 01, January 10, 2019, effective 2/1/2019 43 CR 01, January 10, 2020, effective 1/1/2020 43 CR 03, February 10, 2020, effective 3/1/2020 43 CR 11, June 10, 2020, effective 7/1/2020 43 CR 23, December 10, 2020, effective 1/1/2021 44 CR 03, February 10, 2021, effective 3/2/2021 44 CR 13, July 10, 2021, effective 8/1/2021 45 CR 03, February 10, 2022, effective 3/2/2022 45 CR 05, March 10, 2022, effective 4/1/2022 45 CR 13, July 10, 2022, effective 7/1/2022 45 CR 15, August 10, 2022, effective 8/10/2022 45 CR 15, August 10, 2022, effective 8/30/2022 46 CR 01, January 10, 2023, effective 12/10/2022 46 CR 01, January 10, 2023, effective 1/1/2023 46 CR 03, February 10, 2022, effective 3/2/2023

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