Haw. Code R. § 16-14-1 - Definitions

As used in this chapter:

"Executive officer" means chief executive officer, chief operating officer, chief financial officer, treasurer, secretary, controller, or any other individual performing functions corresponding to those performed by the foregoing officers under whatever title.

"Statement" means information required to be filed with the commissioner pursuant to sections 431:11-104 to 431:11-104.5, 431:11-105, and 431:11-106, HRS, and the following guidelines set forth in Forms A, B, C, D, E, and F at the end of this chapter.

"Ultimate controlling person" means a person which is not controlled by any other person.

Unless the context requires otherwise, terms found in this chapter are used as defined in section 431:11-102, HRS. Other terminology is used as defined in chapter 431, HRS, or industry usage if not defined in chapter 431, HRS.

Notes

Haw. Code R. § 16-14-1
[Eff 3/14/94] (Auth: HRS §§ 431:2-201, 431:11-109) (Imp: HRS §§ 431:11-104, 431:11-105, 431:11-106) Am and comp 10/15/2016

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