Haw. Code R. § 16-38-18 - Advertising
(a) Except as otherwise provided in this
section, any written advertising, recording, or radio or television
announcements, broadcast or commercial to be used in connection with the sale
of securities in Hawaii shall be filed with the commissioner at least two days
prior to its proposed use.
(b) The
following materials are exempt from the filing requirements of this rule: all
advertising material previously filed with and cleared by the SEC or NASD; all
"tombstone" advertisements; and all advertisements relating to a federal
covered security or to a security that is exempt from registration pursuant to
section 485-4, HRS, (exempt securities) or section 485-6, HRS, (exempt
transactions).
Notes
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