Haw. Code R. § 16-38-8 - Registration of securities
(a) An application
to register securities for distribution in the State of Hawaii shall be filed
with the commissioner on Form U- 1. The application shall include all exhibits
applicable to the type of registration sought by the applicant, i.e.,
notification or qualification.
(b)
An application filed with the SEC under the Securities Act of 1933, Regulation
A,
17 CFR sections
230.251 to
230.262,
as amended, may be filed with the commissioner either by notification or
qualification. Notwithstanding the requirements of the SEC, however, the
prospectus or offering circular used in connection with an offering of
securities under Regulation A of the SEC shall contain the financial statements
prescribed by section 485-9, HRS, (notification) or section 485-10, HRS,
(qualification).
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.