Ill. Admin. Code tit. 14, § 150.100 - Conduct of Hearings
a) All
hearings conducted in any proceeding shall be open to the public.
b) The Hearing Officer shall have authority
to conduct the hearing, to rule on all motions, to administer oaths, to
subpoena witnesses or documents at the request of any party, to examine
witnesses, and to rule upon the admissibility of testimony and
evidence.
c) The rules of evidence
shall be as authorized by Section 10-40(a) of the Illinois Administrative
Procedure Act [5 ILCS
100/10-40(a)] .
d) Official notice will be taken as
authorized by Section 10-40(c) of the Illinois Administrative Procedure Act
[5 ILCS
100/10-40(c)] .
e) Upon written request made, at least ten
business days prior to the hearing, a party shall furnish to other parties a
list of the names and addresses of prospective witnesses, and/or furnish
written answers to a written demand for a bill of particulars.
f) Any party or his representative shall have
the right, upon written motion made at least ten business days prior to the
hearing, to inspect any relevant documents in the possession of or under the
control of any other party and to interview parties or persons having knowledge
of relevant facts, subject to any statutory or constitutional privileges.
Interviews of persons and inspection of documents shall be at times and places
reasonable for the person and for the custodian of the document. Discovery
depositions are not authorized, required or permitted in these administrative
hearings.
g) Oral evidence shall be
taken only on oath or affirmation.
h) Parties may agree by stipulation upon any
facts involved in the hearing. The facts stipulated shall be considered as
evidence in the hearing.
i) Each
party shall have the right to request the subpoena of and to call and to
examine witnesses; to introduce exhibits and to cross-examine witnesses on any
matter relevant to the issues, even though that matter was not covered in the
direct examination. Application to the Hearing Officer assigned for subpoenas
duces tecum shall specify the books, papers, and documents desired to be
produced.
j) A party may serve on
any other party a written request for the admission by the latter of the truth
of any specified relevant fact set forth in the request or for the admission of
genuineness of any relevant documents described in the request. Copies of the
documents shall be served with the request unless copies have already been
furnished.
k) Upon the opening of
the hearing, the Hearing Officer shall allow the parties to make opening
statements. Opening statements may be reserved by a party until the start of
that party's case. Upon the close of the hearing each party may make a closing
statement orally and/or by written brief at the discretion of the Hearing
Officer, incorporating arguments of fact and law. A written brief will be
required when the facts and issues are deemed complicated by the Hearing
Officer, and there is a need for parties to plead their cases in writing for
the record.
l) In the hearing of
any case, any party or his agent may be called and examined as if under
cross-examination at the instance of any adverse party. The party calling for
the examination is not bound thereby, but may rebut the testimony thus given by
counter-testimony and may impeach the witness by proof of prior inconsistent
statements. If the Hearing Officer determines that a witness is hostile or
unwilling, the witness may be examined by the party calling him as if under
cross-examination. The party calling an occurrence witness may, upon showing
that he called the witness in good faith but is surprised by his testimony,
impeach the witness by proof of prior inconsistent statements.
m) Each party shall have the right to rebut
the evidence against him; to appear in person; and to be represented by
counsel. If a party does not testify in his own behalf, he or she may be called
by the Secretary of State's representative and examined as if under
cross-examination, but shall not be compelled to incriminate himself or
herself.
n) Upon order of the
Hearing Officer and upon at least five business days notice to other parties,
any party, including the Department, may cause at his or its expense, a
deposition of any witness to be taken for use as evidence in a contested case,
when the witness is not available, for example, due to distance, time, cost to
the party using the testimony, sickness, infirmity, imprisonment, the witness
being out of state or similar factors. The deposition shall be taken in the
manner provided by law for evidence depositions in civil actions in the Circuit
Courts of Illinois. Any party may direct written interrogatories to any other
party. Interrogatories must be restricted to the subject matter of the case, to
avoid undue detail, and to avoid the imposition of any unnecessary burden or
expense on the answering party. Written interrogatories shall be served on the
opposing party no later than 15 business days before the hearing. Objection to
answers or refusals to answer shall be heard on motion at the hearing before
the Hearing Officer who shall rule on the objection or refusal. Answers shall
be sworn. If an answer to an interrogatory may be obtained from documents in
the possession or control of the party on whom the interrogatories were served,
it shall be a sufficient answer to specify the documents and make them
available to the inquiring party to inspect and copy at the asking party's
expense.
o) At the request of any
party or upon his own motion in a complicated case, the Hearing Officer will
call a prehearing conference. At the conference, the parties, or their
representatives shall appear as the Hearing Officer directs to consider:
1) The simplification of the
issues;
2) Amendments to the
grounds for action;
3) The
possibility of obtaining admissions and stipulations of fact and of documents
which will avoid unnecessary proof;
4) The limitation of the number of expert
witnesses;
5) Any other matters
which may aid in the disposition of the contested case.
p) Upon the conclusion of a prehearing
conference, the Hearing Officer shall enter an order which recites any action
taken, any agreements made by the parties as to any of the matters considered,
and the issues to be heard.
q) The
burden of proof is upon the applicant for any relief in a hearing. The standard
of proof is the preponderance of the evidence.
r) All exhibits for any party shall be
clearly marked for identification and as admitted into evidence by the Hearing
Officer.
s) Report of Proceedings.
1) The Department shall, at its expense, have
present at each hearing, an electronic recording device or a qualified court
reporter, for the purpose of making a permanent and complete report of the
proceedings, to-wit: evidence admitted or tendered and not admitted, testimony,
offer of proof, objections, remarks of the Hearing Officer and of parties
and/or their representatives, and all rulings of the Hearing Officer.
2) Upon request and at his own expense any
party may have a copy of said report of proceedings, from said court reporter,
or transcribed from the electronic device by the Department at the statutory
rate as set forth in 805 ILCS 5.
t) A request for continuance of a hearing is
directed to the sound discretion of the Hearing Officer to whom the case has
been assigned for hearing. Such continuance will be granted, for good cause
shown, provided the request is received by the Department and other parties not
less than five days prior to the hearing date unless good cause is shown during
the hearing for a continuance due to the need for new evidence, sudden
unavailability of counsel, sudden illness of a party, or similar reasons. Such
request shall be in writing and shall set forth the grounds alleged therefor.
Oral requests for continuances shall not be granted unless made during the
hearing for good cause. "Good cause" is shown when a Petitioner or Respondent
demonstrates a real and compelling need for additional time. "A real and
compelling need" includes, but is not limited to, service in the armed forces
or serious illness, relating to either party or that party's
attorney.
u) No formal hearing
shall be continued "generally". A continuance, when granted, shall state a date
certain, not more than sixty (60) days from the prior hearing date at which
time the hearing shall reconvene.
Notes
Amended at 20 Ill. Reg. 7026, effective May 8, 1996
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