Ill. Admin. Code tit. 14, Part 130 - REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953

  1. Subpart A - RULES OF GENERAL APPLICATION (§ 130.100 to 130.190)
  2. Subpart B - DEFINITIONS (§ 130.200 to 130.291)
  3. Subpart C - FEDERAL COVERED SECURITIES AND TRANSACTIONS (§ 130.293 to 130.370)
  4. Subpart D - EXEMPT TRANSACTIONS (§ 130.420 to 130.494)
  5. Subpart E - REGISTRATION OF SECURITIES (§ 130.501 to 130.593)
  6. Subpart F - FACE AMOUNT CERTIFICATE CONTRACTS (§ 130.600 to 130.650)
  7. Subpart G - INVESTMENT FUND SHARES (§ 130.700 to 130.771)
  8. Subpart H - REGISTRATION OF DEALERS, SALESPERSONS, INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§ 130.805 to 130.874)
  9. Subpart J - SERVICE OF PROCESS (§ 130.1001)
  10. Subpart K - PROCEDURES FOR ADMINISTRATIVE HEARINGS (§ 130.1100 to 130.1132)
  11. Subpart O - EVIDENTIARY MATTERS AND NON-BINDING STATEMENTS (§ 130.1520)
  12. Subpart P - SAVINGS PROVISIONS (§ 130.1661 to 130.1662)
  13. Subpart Q - PUBLIC INFORMATION (§ 130.1701 to 130.1703)

Notes

Ill. Admin. Code tit. 14, Part 130

Filed February 23, 1977, effective March 5, 1977; amended at 5 Ill. Reg. 9139, effective August 27, 1981; amended at 6 Ill. Reg. 6455, effective May 19, 1982; codified at 6 Ill. Reg. 12674; emergency amendment at 7 Ill. Reg. 17427, effective December 31, 1983, for a maximum of 150 days; emergency expired May 31, 1984; emergency amendment at 8 Ill. Reg. 1476, effective January 18, 1984, for a maximum of 150 days; emergency expired June 17, 1984; emergency repealer at 8 Ill. Reg. 3803, effective March 14, 1984, for a maximum of 150 days; amended at 8 Ill. Reg. 13419, effective July 12, 1984; amended at 8 Ill. Reg. 13840, effective July 19, 1984; emergency amendment at 8 Ill. Reg. 13889, effective July 20, 1984, for a maximum of 150 days; emergency expired December 17, 1984; amended at 9 Ill. Reg. 208, effective December 20, 1984; emergency amendment at 10 Ill. Reg. 393, effective January 1, 1986, for a maximum of 150 days; emergency expired May 30, 1986; amended at 10 Ill. Reg. 10753, effective June 3, 1986; recodified at 10 Ill. Reg. 19554; emergency amendment at 13 Ill. Reg. 11017, effective July 1, 1989, for a maximum of 150 days; emergency expired November 28, 1989; amended at 14 Ill. Reg. 884, effective December 30, 1989; amended at 14 Ill. Reg. 5188, effective March 26, 1990; emergency amendment at 15 Ill. Reg. 14303, effective November 1, 1991, for a maximum of 150 days; amended at 16 Ill. Reg. 6000, effective March 27, 1992; amended at 20 Ill. Reg. 14185, effective October 21, 1996; amended at 21 Ill. Reg. 7523, effective May 23, 1997; amended at 21 Ill. Reg. 7770, effective May 23, 1997; amended at 21 Ill. Reg. 8415, effective June 20, 1997; emergency amendment at 21 Ill. Reg. 9828, effective July 8, 1997, for a maximum of 150 days; amended at 21 Ill. Reg. 15892, effective December 1, 1997; amended at 22 Ill. Reg. 1933, effective January 1, 1998; emergency amendment at 24 Ill. Reg. 341, effective December 31, 1999, for a maximum of 150 days; amended at 24 Ill. Reg. 7401, effective May 1, 2000; emergency amendment at 25 Ill. Reg. 973, effective January 1, 2001, for a maximum of 150 days; emergency expired May 30, 2001; amended at 25 Ill. Reg. 8817, effective July 6, 2001; amended at 26 Ill. Reg. 14843, effective September 30, 2002; amended at 27 Ill. Reg. 9490, effective June 9, 2003; emergency amendment at 29 Ill. Reg. 15087, effective September 23, 2005, for a maximum of 150 days; emergency expired February 19, 2006; emergency amendment at 30 Ill. Reg. 13009, effective July 11, 2006, for a maximum of 150 days; amended at 30 Ill. Reg. 18211, effective October 31, 2006; amended at 33 Ill. Reg. 12817, effective September 8, 2009; amended at 34 Ill. Reg. 17783, effective November 3, 2010; emergency amendment at 35 Ill. Reg. 4781, effective March 10, 2011, for a maximum of 150 days; amended at 35 Ill. Reg. 12810, effective July 14, 2011; amended at 36 Ill. Reg. 2852, effective February 8, 2012.

Amended at 40 Ill. Reg. 391, effective 12/22/2015. Amended at 40 Ill. Reg. 13248, effective 9/1/2016. Amended at 41 Ill. Reg. 451, effective 12/28/2016.

AUTHORITY: Implementing and authorized by the Illinois Securities Law of 1953 [ 815 ILCS 5 ].

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