710 IAC 4-14-7 - Witnesses; representation by counsel

Authority: IC 23-19-6-5

Affected: IC 23-19

Sec. 7.

A witness may be:

(1) accompanied;

(2) represented; and

(3) advised;

by counsel, as defined in 710 IAC 4-12-2. In order to protect the integrity of any investigation, the commissioner may, in the reasonable exercise of the commissioner's discretion, prohibit multiple representations by counsel and may prohibit representation by counsel who is likely to become a witness during the course of either the investigation itself or any legal proceedings expected to ensue upon the investigation's conclusion.

Notes

710 IAC 4-14-7

Securities Division; 710 IAC 4-14-7; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA Readopted filed 5/12/2016, 1:47 p.m.: 20160608-IR-710160136RFA Readopted filed 11/30/2022, 4:01 p.m.: 20221228-IR-710220301RFA