710 IAC 4-5-6 - Contents of advertisement, article, or communication relating to registered securities

Authority: IC 23-19-6-5

Affected: IC 23-19-5-4

Sec. 6.

No advertisement, article, or communication relating to securities registered by qualification, published in any newspaper, magazine, pamphlet, or periodical or used in any demonstration or display, recording, radio or television announcement or broadcast, or advertising communicated by means of electronic communication or facsimile shall contain more than the following:

(1) Date of issuance or release.

(2) Name and address of issuer.

(3) Identity or title of securities.

(4) Per unit offering price.

(5) Amount of offering.

(6) Brief statement of the general character of the business.

(7) Address where a prospectus may be obtained.

Notes

710 IAC 4-5-6

Securities Division; 710 IAC 4-5-6; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA Readopted filed 5/12/2016, 1:47 p.m.: 20160608-IR-710160136RFA Readopted filed 11/30/2022, 4:01 p.m.: 20221228-IR-710220301RFA