Iowa Admin. Code r. 199-23.2 - Annual report requirements
(1)
Forms. The following annual report forms shall be filed by the
following utilities:
a. Investor-owned,
rate-regulated electric utilities file Form IE-1 with a copy of that utility's
Federal Energy Regulatory Commission (FERC) Annual Report Form No. 1 or 1A as
applicable.
b. Investor-owned,
non-rate-regulated electric utilities file Form EC-1.
c. Investor-owned gas utilities file Form
IG-1 with a copy of that utility's FERC Annual Report Form No. 2 or 2A as
applicable.
d. Regulated water
utilities file Form WA-1.
e.
Cooperative electric utilities file Form EC-1.
f. Municipally owned electric utilities file
Form ME-1.
g. Municipally owned gas
utilities file Form MG-1.
h.
Providers of telecommunications service file Form TC-1.
i. Competitive natural gas providers and
aggregators file Form CNGP-1.
j.
Generation and transmission cooperatives file Form EC-1N.
k. Storm water drainage and sanitary sewage
utilities file Form SW-1.
(2)
Additional requirements for
rate-regulated utilities. A rate-regulated utility shall include
information concerning its Iowa operations in its report as requested on the
forms and file as part of its annual report the following:
a. A list (by title, author and date) of any
financial, statistical, technical or operational reviews or reports that a
company may prepare for distribution to stockholders, bondholders, utility
organizations or associations or other interested parties.
b. A list (by form number and title) of all
financial, statistical, technical and operational review-related documents
filed with an agency of the federal government.
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
(1) Forms. The following annual report forms shall be filed by the following utilities:
a. Investor-owned, rate-regulated electric utilities file Form IE-1 with a copy of that utility's Federal Energy Regulatory Commission (FERC) Annual Report Form No. 1 or 1A as applicable.
b. Investor-owned, non-rate-regulated electric utilities file Form EC-1.
c. Investor-owned gas utilities file Form IG-1 with a copy of that utility's FERC Annual Report Form No. 2 or 2A as applicable.
d. Regulated water utilities file Form WA-1.
e. Cooperative electric utilities file Form EC-1.
f. Municipally owned electric utilities file Form ME-1.
g. Municipally owned gas utilities file Form MG-1.
h. Providers of telecommunications service file Form TC-1.
i. Competitive natural gas providers and aggregators file Form CNGP-1.
j. Generation and transmission cooperatives file Form EC-1N.
k. Storm water drainage and sanitary sewage utilities file Form SW-1.
(2) Additional requirements for rate-regulated utilities. A rate-regulated utility shall include information concerning its Iowa operations in its report as requested on the forms and file as part of its annual report the following:
a. A list (by title, author and date) of any financial, statistical, technical or operational reviews or reports that a company may prepare for distribution to stockholders, bondholders, utility organizations or associations or other interested parties.
b. A list (by form number and title) of all financial, statistical, technical and operational review-related documents filed with an agency of the federal government.