Chapter 02.02.03 - Registration Regulations

  1. § 02.02.03.01 - Prospectus
  2. § 02.02.03.02 - Acceptability of Uniform Forms in Registration by Coordination
  3. § 02.02.03.03 - Repealed
  4. § 02.02.03.04 - Quarterly Reports on Registered Securities
  5. § 02.02.03.05 - Financial Statements Filed As Part of Registration Statements for Registration of Securities by Qualification Notification
  6. § 02.02.03.06 - Escrow Requirements
  7. § 02.02.03.07 - Registration by Coordination of Shelf Registrations Pursuant to SEC Rule 415
  8. § 02.02.03.08 - Filing of Sales and Advertising Literature
  9. § 02.02.03.09 - Procedure for Renewal of Registration Statement
  10. § 02.02.03.10 - Registration of Securities of Investment Companies
  11. § 02.02.03.11 - Initial and Renewal Registration as Issuer Agent
  12. § 02.02.03.12 - Small Corporate Offering Registration

Notes

Effective date:
Regulations .01_.05 effective June 1, 1962
Regulation .03 repealed effective April 15, 1991 (18:7 Md. R. 770)
Regulation .06 effective December 1, 1968
Regulation .07 effective December 1, 1972; repealed effective July 1, 1983 (10:6 Md. R. 551)
Regulation .07 adopted effective May 7, 1984 (11:9 Md. R. 795)
Regulation .08 effective December 1, 1974
Regulation .09 adopted effective August 6, 1990 (17:15 Md. R. 1853)
Regulation .09E adopted effective April 1, 1991 (18:6 Md. R. 684)
Regulation .10 adopted effective August 6, 1990 (17:15 Md. R. 1853)
Regulation .10D_F amended effective April 1, 1991 (18:6 Md. R. 684)
Regulation .11 adopted effective May 9, 1994 (21:9 Md. R. 749)
Regulation .12 adopted effective May 9, 1994 (21:9 Md. R. 749)
Regulation .21 adopted effective October 20, 1978 (5:21 Md. R. 1585)
Regulation .21 repealed effective August 6, 1990 (17:15 Md. R. 1853)

Authority: Corporations and Associations Article, § 11-203, Annotated Code of Maryland

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