PURPOSE: This rule prescribes the use of
supplemental forms to be filed by either fire and casualty insurers or life,
accident and health insurers. These forms will take the so-called state page
data currently required under the National Association of Insurance
Commissioners' requirements and break this data down into more specific classes
for the various different type of policies written. This rule aids in the
interpretation of sections
376.350 and
379.105,
RSMo.
PUBLISHER'S NOTE: The secretary of state has
determined that the publication of the entire text of the material which is
incorporated by reference as a portion of this rule would be unduly cumbersome
or expensive. Therefore, the material which is so incorporated is on file with
the agency who filed this rule, and with the Office of the Secretary of State.
Any interested person may view this material at either agency's headquarters or
the same will be made available at the Office of the Secretary of State at a
cost not to exceed actual cost of copy reproduction. The entire text of the
rule is printed here. This note refers only to the incorporated by reference
material.
(1) In addition to
the financial statement and diskette filing requirements set forth in
20 CSR
200-1.030, entities issued a Certificate of Authority
with the Missouri Department of Commerce and Insurance, as part of their Annual
Statement, also shall file supplemental forms as follows:
(A) Those insurers filing in accordance with
the accounting standards or principles approved by the National Association of
Insurance Commissioners' (NAIC) and published in the Accounting
Practices and Procedures Manual for Fire and Casualty Insurance
Companies shall also file the form set forth in Appendix A of this
rule; and
(B) Those insurers filing
in accordance with the accounting standards or principles approved by the NAIC
and published in the Accounting Practices and Procedures Manual for
Life and Accident and Health Insurance Companies shall also file the
form set forth in Appendix B of this rule.
(2) The Supplemental Compensation Exhibit
must include all types of compensation received by top executives, including
stock options. Compensation information must be reported for top executives of
all companies, including non-insurance entities, within an insurance group, or
in a holding company system. Compensation information should be reported on a
total gross basis for each individual for whom compensation information is
reported.
(3) Future modifications
to these supplemental filing requirements shall be specified by the Missouri
Department of Commerce and Insurance by bulletin sent to the individual
insurers affected, accompanied by the appropriate forms, as modified.
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Notes
20 CSR 200-1.037
AUTHORITY:
sections 374.040, RSMo 1994 and 374.045,
RSMo Supp 1997.* Original rule filed April 5, 1994, effective Nov. 30, 1994.
Rescinded and readopted: Filed Feb. 1, 1995, effective Sept. 30, 1995. Amended:
Filed Nov. 23, 1998, effective July 30, 1999. Non-substantive change filed
Sept. 11, 2019, published Oct. 31, 2019.
AUTHORITY: sections
374.040, RSMo 1994 and 374.045,
RSMo Supp 1997.* Original rule filed April 5, 1994, effective Nov. 30, 1994.
Rescinded and readopted: Filed Feb. 1, 1995, effective Sept. 30, 1995. Amended:
Filed Nov. 23, 1998, effective July 30, 1999. Non-substantive change filed
Sept. 11, 2019, published Oct. 31, 2019.
