Title 48 - DEPARTMENT OF BANKING AND FINANCE

  1. Chapter 1 - GENERAL PROVISIONS (§ 48-1-001 to 48-1-005)
  2. Chapter 2 - DEFINITIONS (§ 48-2-001 to 48-2-002)
  3. Chapter 3 - DEFINITION OF AN OFFER (§ 48-3-001 to 48-3-003)
  4. Chapter 4 - BROKER-DEALERS (§ 48-4-001 to 48-4-016)
  5. Chapter 5 - ISSUER-DEALERS (§ 48-5-001 to 48-5-017)
  6. Chapter 6 - AGENTS OF BROKER-DEALERS (§ 48-6-001 to 48-6-011)
  7. Chapter 7 - INVESTMENT ADVISERS (§ 48-7-001 to 48-7-019)
  8. Chapter 8 - FEDERAL COVERED ADVISERS (§ 48-8-001 to 48-8-010)
  9. Chapter 9 - INVESTMENT ADVISER REPRESENTATIVES (§ 48-9-001 to 48-9-012)
  10. Chapter 10 - RECORDKEEPING BY INVESTMENT ADVISERS (§ 48-10-001 to 48-10-009)
  11. Chapter 11 - PERFORMANCE BASED COMPENSATION (§ 48-11-001 to 48-11-006)
  12. Chapter 12 - FRAUDULENT, DISHONEST AND UNETHICAL BUSINESS PRACTICES (§ 48-12-001 to 48-12-006)
  13. Chapter 13 - APPROVED EXCHANGES FOR THE SECTION 8-1110(5) EXCHANGE EXEMPTION (§ 48-13-001 to 48-13-004)
  14. Chapter 14 - RECORD KEEPING REQUIREMENTS FOR THE SECTION 8-1111 (3) EXEMPTION (§ 48-14-001 to 48-14-003)
  15. Chapter 15 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(9) DE MINIMUS EXEMPTION (§ 48-15-001 to 48-15-010)
  16. Chapter 16 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(15) COOPERATIVE AND LIMITED COOPERATIVE ASSOCIATION EXEMPTION (§ 48-16-001 to 48-16-006)
  17. Chapter 17 - [REPEALED]
  18. Chapter 18 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(20) NEBRASKA INTRASTATE ISSUER EXEMPTION (§ 48-18-001 to 48-18-016)
  19. Chapter 19 - REQUESTS FOR ORDERS CURING LATE NOTICE FILINGS (§ 48-19-001 to 48-19-004)
  20. Chapter 20 - FEDERAL COVERED SECURITIES (§ 48-20-001 to 48-20-006)
  21. Chapter 21 - NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATON STATEMENTS OF POLICY (§ 48-21-001 to 48-21-004)
  22. Chapter 22 - [REPEALED], version 2
  23. Chapter 23 - [REPEALED]
  24. Chapter 24 - [REPEALED]
  25. Chapter 25 - [REPEALED]
  26. Chapter 26 - [REPEALED]
  27. Chapter 27 - [REPEALED]
  28. Chapter 28 - [REPEALED]
  29. Chapter 29 - [REPEALED], version 2
  30. Chapter 30 - [REPEALED]
  31. Chapter 31 - [REPEALED]
  32. Chapter 32 - [REPEALED]
  33. Chapter 33 - [REPEALED]
  34. Chapter 34 - [REPEALED]
  35. Chapter 35 - [REPEALED]
  36. Chapter 36 - GENERAL OBLIGATION FINANCING BY RELIGIOUS DENOMINATIONS (REPEALED)
  37. Chapter 37 - SALES OF SECURITIES AT FINANCIAL INSTITUTIONS (§ 48-37-001 to 48-37-006)
  38. Chapter 38 - INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(23) EXEMPTION (§ 48-38-001 to 48-38-013)
  39. Chapter 39 - CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION 8-1111(24) CROWDFUNDING EXEMPTION (§ 48-39-001 to 48-39-018)
  40. Chapter 40 - PORTAL OPERATORS (§ 48-40-001 to 48-40-007)
  41. Chapter 41 - INTEGRATION OF EXEMPT OFFERINGS PURSUANT TO SECTION 8-1111 (§ 48-41-001 to 48-41-002)
  42. Chapter 42 - EXCLUSION OF INVESTMENT ADVISERS TO PRIVATE FUNDS FROM THE DEFINITION OF "INVESTMENT ADVISER" (§ 48-42-001 to 48-42-010)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

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