Nev. Admin. Code § 90.3155 - Irrevocable consent to service of process
1. An applicant
for licensing as a broker-dealer satisfies the requirement set forth in
NRS
90.770 concerning the filing of an
irrevocable consent to service of process by filing with the Administrator the
Uniform Consent to Service of Process (Form U-2) as required by NAC
90.330.
2. An applicant for
licensing as a transfer agent satisfies the requirement set forth in
NRS
90.770 concerning the filing of an
irrevocable consent to service of process by filing with the Administrator the
Uniform Consent to Service of Process (Form U-2) as required by NAC
90.374.
3. An applicant for
licensing as a sales representative, assistant sales representative or
representative of an investment adviser or an issuer who proposes to offer a
security in this State through an agent satisfies the requirement set forth in
NRS
90.770 concerning the filing of an
irrevocable consent to service of process by filing with the Administrator:
(a) The Uniform Consent to Service of Process
(Form U-2);
(b) The Uniform
Application for Broker-Dealer Registration (Form BD); or
(c) The Uniform Application for Investment
Adviser Registration (Form ADV).
Notes
NRS 90.750, 90.770
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.