N.M. Admin. Code tit. 12, ch. 11, pt. 11 - EXEMPT SECURITIES

  1. § 12.11.11.1 - ISSUING AGENCY
  2. § 12.11.11.2 - SCOPE
  3. § 12.11.11.3 - STATUTORY AUTHORITY
  4. § 12.11.11.4 - DURATION
  5. § 12.11.11.5 - EFFECTIVE DATE
  6. § 12.11.11.6 - OBJECTIVE
  7. § 12.11.11.7 - DEFINITIONS
  8. § 12.11.11.8 - NEW MEXICO MUNICIPAL AND INDUSTRIAL REVENUE BONDS NOT FEDERAL COVERED
  9. § 12.11.11.9 - EXCHANGE LISTED EXEMPTION

Notes

N.M. Admin. Code tit. 12, ch. 11, pt. 11
HISTORY OF 12.11.11 NMAC:
Pre-NMAC History: Material in this part was derived from that previously filed with the commission of public records - state records center and archives:
FID 67-1, Regulation 67-62, General Requirements, filed 5-18-67.
FID 76-1, Order 76-64, Regulation 76-1, Relating to Options Clearing Corporations, filed 3-26-76.
SB Rule 84-1, New Mexico Blue Sky Regulations, filed 9-5-84.
SD Rule 86-6.01, Registration Exemptions, filed 7-14-86.
SD Rule 86-6.01, Registration Exemptions, filed 10-22-86.
History of Repealed Material: Those relevant portions of 12 NMAC 11.4, Registration and Exemption of Securities (filed 4-19-99) repealed 1-1-2010.
Other History:
SD Rule 86-6.01, Registration Exemptions (filed 10-22-86) was renumbered into first version of the New Mexico Administrative Code as 12 NMAC 11.4, Registration and Exemption of Securities, effective 5/01/1999.
Those relevant portions of 12 NMAC 11.4, Registration and Exemption of Securities (filed 4-19-99), were renumbered, reformatted and replaced by 12.11.11 NMAC, Exempt Securities, effective 1-1-2010.

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