SECTION I GENERAL
PROVISIONS
1.0 Overview.
1.1 Purpose
The purpose of the Board of Medical Practice is to protect
the public health, safety and welfare. The Board does this by setting standards
for issuing licenses and certifications, by licensing and certifying only
qualified applicants, by investigating unprofessional conduct and unlicensed
practice of medicine, by disciplining and regulating the practices of license
and certificate holders, and by providing licensees with guidelines, policies,
and continuing medical education.
1.2 Authority
This rule is adopted pursuant to
26 V.S.A.
§
1351(e) and 3 V.S.A.
§ 831(d).
1.3 Scope
This rule establishes requirements for the licensing or
certification, and regulation of physicians, physician assistants, podiatrists,
anesthesiologist assistants, and radiologist assistants by the Board of Medical
Practice.
2.0
Definitions.
2.1 "ABMS" means the
American Board of Medical Specialties.
2.2 "Accredited Medical School" means a
medical school accredited by the LCME or the Canadian equivalent.
2.3 "ACGME" means the Accreditation Council
for Graduate Medical Education.
2.4
"AMA" means the American Medical Association.
2.5 "Board" means the Board of Medical
Practice created by 26 V.S.A. Chapter 23.
2.6 "Board-approved medical school" means a
medical school that:
2.6.1 Appears on the
official California Recognized Medical Schools list; or
2.6.2 A foreign medical school that has been
accredited under the system for medical school accreditation established by the
Educational Commission for Foreign Medical Graduates (ECFMG) and deemed to meet
the minimum requirements substantially equivalent to the requirements of
medical schools accredited by the Liaison Committee on Medical Education or the
Committee on Accreditation of Canadian Medical Schools; or
2.6.3 A medical school that was approved as
provided by the standards established by the United States National Committee
on Foreign Medical Education and Accreditation Certification, but only if the
applicant holds American Board of Medical Specialties board certification, or
meets all eligibility requirements for such certification and is only lacking
current licensure.
2.7
"CACMS" means the Committee on Accreditation of Canadian Medical
Schools.
2.8 "CFPC" means the
College of Family Physicians of Canada.
2.9 "CME" means continuing medical education
as defined by the Accreditation Council for Continuing Medical Education
(ACCME).
2.10 "CPME" means Council
on Podiatric Medical Education of the American Podiatric Medical
Association.
2.11 "ECFMG" means the
Educational Commission for Foreign Medical Graduates.
2.12 "Fifth pathway" means a program of
medical education that meets the following requirements:
2.12.1 Completion of two years of pre-medical
education in a college or university of the United States.
2.12.2 Completion of all the formal
requirements for the degree corresponding to doctor of medicine except
internship and social service in a medical school outside the United States
which is recognized by the World Health Organization.
2.12.3 Completion of one academic year of
supervised clinical training sponsored by an approved medical school in the
United States or Canada.
2.12.4
Completion of one year of graduate medical education in a program approved by
the Liaison Committee on Graduate Medical Education of the American Medical
Association.
2.13 "FLEX"
means the Federation Licensing Examination.
2.14 "Foreign medical school" means a legally
chartered medical school in a sovereign state other than the United States or
Canada.
2.15 "Immediate family"
means the following: a spouse (or spousal equivalent), parent, grand-parent,
child, sibling, parent-in-law, son/daughter-in-law, brother/sister-in- law,
step-parent, step-child, step-sibling, or any other person who is permanently
residing in the same residence as the licensee. The listed familial
relationships do not require residing in the same residence.
2.16 "Lapsed license" means a license that
has expired or is no longer valid due to the licensee's failure to complete the
requirements for renewal of that license.
2.17 "Limited temporary license" means a
license issued for the purpose of completing post-graduate training and allows
the licensee to practice under the supervision and control of a
Vermont-licensed physician in an ACGME-accredited training program.
2.18 "LCME" means the Liaison Committee on
Medical Education of the AMA.
2.19
"LMCC" means the Licentiate of the Medical Council of Canada.
2.20 "MCCQE" means Medical Council of Canada
Qualifying Examination.
2.21
"National Boards" means the examination given by the National Board of Medical
Examiners.
2.22 "NCCPA" means
National Commission for the Certification of Physician Assistants.
2.23 "PA" means physician
assistant.
2.24 "Participating
Physician" means a medical doctor or osteopathic physician who holds a full
Vermont medical license, who meets the requirements of Vermont law and this
rule to be the Participating Physician for a PA, and who has executed a
practice agreement to act as the Participating Physician for a Vermont
PA.
2.25 "Physician" means a
medical doctor or holder of an equivalent degree that qualifies a person to be
licensed as an allopathic physician. It does not mean doctor of osteopathy when
used in these rules unless specified.
2.26 "PMLexis" means the Podiatric Medical
Licensure Examination for States.
2.27 "Professional" means a member of one of
the health care professions licensed by the Board: medical doctor; physician
assistant; podiatrist; anesthesiologist assistant, and radiologist
assistant.
2.28 "RCPSC" means the
Royal College of Physicians and Surgeons of Canada, which is the accrediting
body for postgraduate medical education in Canada.
2.29 "Specialty Board certification" means
the certification granted upon successfully completing the educational and
examination requirements of a specialty board of the American Board of Medical
Specialties.
2.30 "USMLE" means the
United States Medical Licensing Examination.
2.31 "Verification" means documentation that
is provided to the Board that comes directly from the original issuing
authority, or recognized successor entity, in a format acceptable to the Board,
or from the Federation Credential Verification Service (FCVS) or other record
repository as may be recognized by the Board.
2.32 "V.S.A." means Vermont Statutes
Annotated.
3.0 Hearings Before the
Board.
3.1 Hearing Panel:
The Executive Director may designate a hearing panel of no
fewer than 3 members, with a minimum of one public member and one physician
member of the Board, to conduct hearings that would otherwise be heard by the
full Board. When a hearing is conducted by a hearing panel, the panel shall
report its findings and conclusions to the Board within 60 days of the
conclusion of the hearing unless the Board grants an extension.
3.2 Full Board Hearing: Hearings
before the Board require five members, including at least one public member and
at least one physician member. Members of a hearing panel designated under
section 26 V.S.A. §
1372 shall not
participate in or be present during deliberations of the Board but may be
present for all other parts of the hearing.
3.3 Hearings shall be open to the public,
except when required or permitted to be closed pursuant to law.
4.0 Licensing Process: Licensing Committee
and Applicant's Right to a Written Decision.
4.1 Licensing Committee: The Licensing
Committee of the Board is a standing committee that consists of at least three
members, including at least one physician (MD) member and at least one public
member of the Board. The Licensing Committee may conduct business with as few
as two members participating but if only two members of the Licensing Committee
are participating actions taken must be upon a unanimous vote and there must be
a public member an d a physician member present. If three or more members of
the Licensing Committee are participating actions are taken on a majority of
the members present and voting. Participation on the Licensing Committee is
voluntary. Any sitting member of the Board of Medical Practice may volunteer
for service at one or more meetings of the Licensing Committee.
4.2 Applicants Right to a Written Decision:
The Board must document, in writing, all decisions on whether an applicant is
granted or denied a license or certification. The Board may stay its decision
on an application for a license or certification from an applicant who is the
subject of an unresolved licensing board investigation or a criminal complaint
in another jurisdiction that involves or relates to the practitioner's care of
patients or fitness to practice medicine. If an application is stayed, the
Board may require the applicant to update some or all parts of the application
when the stay is removed and the application is to be considered.
4.2.1 Whenever the Board intends to deny an
applicant a license, it shall first issue a Notice of Intent to Deny, which
shall include:
4.2.1.1 The specific reasons
for the license denial;
4.2.1.2
Notice that the applicant has the right to request a hearing at which the Board
shall review the preliminary decision, and that such request must be filed with
the Board within 30 days of the date the decision was sent to the
applicant.
4.2.2 If the
applicant requests a hearing in writing, a hearing panel shall be appointed as
provided by 26 V.S.A. § 1372 and 26 V.S.A. § 1398.
4.2.3 At the hearing to review the
preliminary decision to deny the license application, the applicant shall be
given the opportunity to show compliance with the licensing
requirements.
4.2.4 After the
hearing, the Board shall affirm or reverse the preliminary decision, and shall
issue a final written decision and order setting forth its reasons for the
decision. The decision and order shall be signed by the chair or vice-chair of
the Board and the Board shall enter the order. A decision and order is
effective upon entry.
4.2.5 Notice
of both the preliminary decision and the final decision and order shall be sent
to the applicant by certified mail.
5.0 Applicant's Right to Appeal.
A party aggrieved by a final decision of the Board may,
within 30 days of the decision, appeal that decision by filing a notice of
appeal with the Executive Director of the Vermont Board of Medical Practice, as
provided by
26 V.S.A.
§
1367 and the Vermont Rules of
Appellate Procedure. For further rules concerning appeals, see 3 V.S.A, ch. 25
Administrative Procedures.
6.0 Fees.
6.1 Application fees are established in
26 V.S.A.
§§
374,
378,
1401a,
1662,
1740,
2862, and
3054.
6.2 Physician fee waivers.
6.2.1 Pro Bono Clinic Waiver. A physician who
will limit practice in Vermont to providing pro bono services at a
Board-recognized free or reduced fee health care clinic, as provided by
26 V.S.A.
§
1401a(c), shall meet
all license requirements, but may apply for a waiver of licensing fee, by
submitting a fee waiver request to the Board which shall include the following
information:
6.2.1.1 The name and address of
the free or reduced fee health clinic(s) where the pro bono services shall be
performed;
6.2.1.2 Certification
that the licensee shall perform only pro bono services in Vermont, and shall
only perform such services at the listed clinics;
6.2.1.3 The clinic director's certification
that the licensee shall perform only pro bono services at the clinic.
6.2.2 Medical Reserve Corps
Waiver. A physician who will limit practice in Vermont to service with the
Medical Reserve Corps, as provided in
26 V.S.A.
§
1401a(c) shall meet
all license requirements, but may apply for a waiver of licensing fee, by
submitting a fee waiver request to the Board using the appropriate
form.
6.2.3 A physician granted
this a waiver request must reapply for the waiver at each biennial renewal. A
physician may obtain a fee waiver under each basis; if volunteering under each
basis, the necessary documentation must be submitted for each. The licensee's
failure to follow the terms of the certifications submitted or the provisions
of this rule may constitute unprofessional conduct as set forth in
26 V.S.A.
§§
1354 and
1398 and may result in
disciplinary action.
6.2.4
Additional fee provisions regarding military members and their spouses are
found in Sections 80.0 and 81.0.
7.0 Renewing a License or
Certification.
7.1 Licenses and
certifications are renewed on a fixed biennial schedule. A professional must
renew his or her license or certification before it lapses. The date on which a
license or certification shall lapse is printed on it. 90 days before such
date, the Board will provide each professional with notice of renewal to the
email address last provided to the Board. If a professional does not complete
the renewal application, submit all required documentation, and pay the renewal
fee to the Board by the date on which the license or certification shall lapse,
the license or certification will lapse automatically.
7.2 A professional whose initial license or
certification is issued within 90 days of the next-occurring renewal date, will
not be required to renew or pay the renewal fee. Instead, the license or
certification will be issued with an expiration date at the end of the next
full period of licensure or certification. A professional who is issued an
initial license or certification more than 90 days prior to the next-occurring
expiration date will be required to renew and pay the renewal fee or the
license or certification will lapse.
7.3 Professionals have a continuing
obligation during each two-year renewal period to promptly notify the Board of
any change to the answers on the initial or renewal application last filed with
the Board, including but not limited to disciplinary or other action limiting
or conditioning the license, certification, or ability to practice in any
jurisdiction. Failure to do so may subject the professional to disciplinary
action by the Board.
7.4 Limited
training licenses (LTLs) are issued on a fixed annual schedule. Otherwise,
these provisions apply to holders of LTLs.
7.5 Additional, specific requirements for
renewal as a physician assistant, radiologist assistant, or anesthesiologist
assistant are listed in the sections specific to those professions.
8.0 Lapsed Licenses or Certifications.
If a license or certification has not been renewed by the
required date, it lapses. A professional regulated by the Board may not legally
practice in Vermont after a license or certification has lapsed. The
professional must halt practice immediately and completely until the license or
certification has been reinstated.
9.0 Reinstatement of a License or
Certification.
9.1 Reinstating a
License or Certification after It Has Been Lapsed for Less Than One Year (364
days or fewer).
9.1.1 To seek reinstatement
after failing to renew, a professional must complete in full the renewal
application and tender it to the Board with any required documentation and a
late fee in addition to the fee required for renewal, within a year of lapsing.
The Board may seek or request such additional information as it deems needed to
make a determination as to the renewal application. The Board may deny the
renewal of a license or certification on grounds of unprofessional conduct as
set forth under Vermont law, after notice and opportunity to be heard has been
provided to the professional.
9.2 Reinstating a License or Certification
after It Has Lapsed for One Year or More (365 days or more).
9.2.1 If a license or certification has been
lapsed for one year or more the professional must complete a reinstatement
application in full and pay the application fee for an initial application. The
reinstatement application requires additional information beyond that required
in the standard renewal application. This includes but is not limited to the
requirement to submit a chronological accounting of all professional activities
in other jurisdictions during the period the Vermont license or certification
was lapsed.
9.2.2 The professional
submitting a renewal for a license or certification lapsed for one year or more
must provide:
9.2.2.1 For physicians or any
other professional who held hospital privileges, a form completed by the chief
of staff of the hospital where privileges were most recently held during the
period when the Vermont license was lapsed;
9.2.2.2 For professionals who are required to
practice under supervision, a form completed by each supervisor who provided
supervision during the period when the Vermont license or certification was
lapsed; and
9.2.2.3 A verification
from each state in which the professional held an active license or
certification during the period when the Vermont license or certification was
lapsed.
9.2.3
Reinstatement may be denied on grounds of unprofessional conduct as set forth
under Vermont law or for other good cause, after notice and opportunity to be
heard has been provided to the professional.
10.0 Stale Applications.
10.1 An application that becomes stale under
these provisions is terminated without Board action and without refund of any
fees paid.
10.2 An application
becomes stale if six months pass from the time that the applicant is notified
that additional information or documentation is needed and the information or
documentation has not been provided. Once an application has become stale,
verifications and documentation as determined by the Board must be resubmitted
and the fee must be paid again if the applicant desires to resume the
application process.
10.3 An
application that has been forwarded to the licensing committee may be
determined by the licensing committee to be incomplete. An application becomes
stale while before the licensing committee if the licensing committee requests
additional information and the information is not submitted within sixty days.
An applicant may request more time from the licensing committee, which shall
rule finally on all matters of whether the application was completed in a
timely matter.
11.0 Enforcement of
Child Support.
The Board licenses or certifies five professions: Physicians,
Physician Assistants, Podiatrists, Anesthesiologist Assistants, and Radiologist
Assistants. Per
15 V.S.A.
§
795, the Board may not issue or renew
a professional license or certification to practice these professions or be a
trainee if the applicant is under an obligation to pay child support and is not
in good standing or in full compliance with a plan to pay the child support
due. The Board requires that each applicant for the issuance or renewal of a
license or certification sign a statement that the applicant is not under an
obligation to pay child support or is in good standing with respect to or in
full compliance with a plan to pay any and all child support payable under a
support order as of the date the application is filed.
12.0 Tax Compliance.
The Board licenses or certifies five professions: Physicians,
Physician Assistants, Podiatrists, Anesthesiologist Assistants, and Radiologist
Assistants. Per
32 V.S.A.
§
3113, the Board may not issue or renew
a professional license or certification to practice those professions or be a
trainee unless the applicant is in good standing with respect to or in full
compliance with a plan to pay any and all taxes due. The Board requires that
each applicant for the issuance or renewal of a license or certification sign a
statement that the applicant is in good standing with respect to or in full
compliance with a plan to pay any and all taxes due.
13.0 Professional Standards.
13.1 Change of Name or Address.
All professionals are responsible for notifying the Board
within 10 days of any change of name, mailing address, or telephone number. All
professionals who hold a Vermont license or certification are required to keep
the Board informed of a current email address; email is used to provide
important notices to all professionals regulated by the Board. A professional
who holds a Vermont license but who has not been engaged in practice in Vermont
shall notify the Board at least 30 days in advance of the intended starting
date of the Vermont practice.
13.2 Self-Prescribing and Prescribing for
Family Members.
13.2.1 Controlled Substances:
It is unacceptable medical practice and unprofessional conduct for a licensee
to prescribe or dispense controlled substances listed in US Drug Enforcement
Agency ("D.E.A.") Schedules II, III, or IV for the licensee's own use. It also
is unacceptable medical practice and unprofessional conduct for a licensee to
prescribe or dispense Schedule II, III, or IV controlled substances to a member
of the licensee's immediate family, as defined in subsection 2.16, except in a
bona fide emergency, of short-term and unforeseeable character. Prescribing for
self or immediate family members, as defined in these Rules, constitutes a
violation of
26 V.S.A.
§
1354.
13.2.2 Non-controlled Substances: It is
discouraged for a licensee to prescribe or dispense non-controlled prescription
substances for the licensee's own use. It is also discouraged for licensee to
prescribe or dispense non-controlled prescription substances to a member of the
licensee's immediate family, as defined in subsection 2.16. Licensees who do
prescribe non-controlled substances for their own use or that of a family
member are required to meet all standards of appropriate care, including proper
establishment of a professional relationship with the patient and maintenance
of appropriate patient records.
13.3 Methadone Prescribing. Federal law
prohibits prescribing methadone outside of a certified opioid treatment
program, unless it is prescribed or dispensed as an analgesic. A licensee must
include the words "FOR PAIN" in a prescription for methadone.
SECTION II PHYSICIANS
14.0 License Required.
No one may practice medicine in the state unless licensed by
the Board, or when exempt under the provisions contained in
26 V.S.A.
§
1313. Before allowing a physician who
is not licensed in Vermont to practice pursuant to the exemption stated in
26 V.S.A.
§
1313(a)(4), a medical
school or teaching hospital must first verify through primary source
verification the physician's qualifications and credentials, including that the
physician has a valid, unrestricted license to practice medicine in the current
jurisdiction of practice. Such documentation shall be submitted to the
Executive Director for review; the Executive Director may approve the exemption
or may elect to refer the matter to the Licensing Committee and/or Board. If
referred directly to the Board, there is no requirement for review by the
Licensing Committee.
15.0
Requirements for Licensing.
15.1 In
order to be granted a license to practice medicine an applicant must meet the
following eligibility requirements:
15.1.1 At
least 18 years of age;
15.1.2
Competent in speaking, writing and reading the English language;
15.1.3 Completed high school and at least two
years of college or the equivalent;
15.1.4 A graduate of a Board-approved medical
school, or a medical school accredited by the LCME or CACMS;
15.1.5 Meets the Board's criteria for
Postgraduate Training;
15.1.6 Meets
the Board's criteria for License by Examination; or License by Appointment to
the faculty of a Vermont medical college; and
15.1.7 Meets requirement for moral character
and professional competence.
15.2 For each applicant for licensure as a
physician the Board must receive, in a form satisfactory to the Board:
15.2.1 A complete online
application;
15.2.2 Proof of
identity and that the applicant is at least 18 years of age as evidenced by a
certified birth certificate or a copy of a naturalization
certificate;
15.2.3 If applicable,
an ECFMG certificate. An ECFMG certificate is required if an applicant
graduated from a medical school outside of the United States or Canada, unless
the applicant successfully completed a fifth pathway program.
15.2.4 Evidence of completion of high school
and at least two years of college;
15.2.5 For each medical school attended, the
Uniform Application Medical School Verification Form for primary source
documentation of graduation from a Board-approved medical school or a medical
school accredited by the LCME or CACMS;
15.2.6 For each postgraduate training program
attended, the Uniform Application Postgraduate Training Verification Form for
primary source documentation of all postgraduate training;
15.2.7 Verification of every medical license
ever held in any state, territory, or province to practice medicine at any
level, including permanent, temporary, and training licenses.
15.2.8 Verification of medical licensing
examination results; sent directly by the applicable examining authority in
accordance with the Board of Medical Practice examination
requirements;
15.2.9 Board of
Medical Practice Reference Forms completed and submitted directly by the chief
of service (or equivalent) and two other active physician staff members of the
hospital where the applicant currently holds, or most recently held,
privileges. If an applicant has not held privileges at a hospital within two
years of the date of submission of the application, or cannot provide
references as indicated, the Board in its discretion may accept references from
other physicians who have knowledge of the applicant's moral character and
professional competence. An applicant shall indicate in the application if
asking the Board to accept references that do not meet the above-stated
standard;
15.2.10 The Uniform
Application Affidavit and Authorization for Release of Information
Form;
15.2.11 American Medical
Association Profile. This must be a current Profile issued within 60 days of
submission of the application;
15.2.12 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application;
15.2.13 The applicant's CV (curriculum vitae)
or r?sum?; and
15.2.14 If specialty
board-certified, a copy of the specialty board certificate.
15.3 All applicants must submit a
completed Board application package, provide required documentation as
specified in the application form or requested by the Board, and pay the
application fee. Documents submitted with the application become part of the
official record and will not be returned.
15.4 At the discretion of the licensing
committee or the Board any applicant may be required to be interviewed by a
Board member.
16.0 Satisfaction of
Licensing Requirements by Practice in Another United States
Jurisdiction.
16.1 A physician can
meet the licensing requirements stated in Sections 15.1.2 and 15.1.6 by
demonstrating that:
16.1.1 they have been
practicing medicine full-time in another United States jurisdiction while
continuously holding a full, unrestricted, and unlimited license in good
standing for at least three years preceding the day on which the Vermont
license is to be granted; and
16.1.2 they meet the education and training
requirements stated in
26 V.S.A.
§
1395(a).
16.2 For each applicant for licensure as a
physician under
26 V.S.A.
§
1395(a) the Board
must receive, in a form satisfactory to the Board:
16.2.1 A complete online
application;
16.2.2 Proof of
identity and that the applicant is at least 18 years of age as evidenced by a
certified birth certificate or a copy of a naturalization
certificate;
16.2.3 For each
medical school attended, the Uniform Application Medical School Verification
Form for primary source documentation of graduation from a Board-approved
medical school or a medical school accredited by the LCME or CACMS;
16.2.4 For each postgraduate training program
attended, the Uniform Application Postgraduate Training Verification Form for
primary source documentation of all postgraduate training;
16.2.5 Verification of the medical license
that the applicant relies upon to qualify to apply under the endorsement
procedure;
16.2.6 Board of Medical
Practice Reference Forms completed and submitted directly by the chief of
service (or equivalent) and two other active physician staff members of the
hospital where the applicant currently holds, or most recently held,
privileges. If an applicant has not held privileges at a hospital within two
years of the date of submission of the application, or cannot provide
references as indicated, the Board in its discretion may accept references from
other physicians who have knowledge of the applicant's moral character and
professional competence. An applicant shall indicate in the application if
asking the Board to accept references that do not meet the above-stated
standard;.
16.2.7 The Uniform
Application Affidavit and Authorization for Release of Information
Form;
16.2.8 American Medical
Association Profile. This must be a current Profile issued within 60 days of
submission of the application;
16.2.9 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application;
16.2.10 The applicant's CV (curriculum vitae)
or r?sum?; and
16.2.11 If specialty
board-certified, a copy of the specialty board certificate.
16.3 All applicants must submit a completed
Board endorsement application package, provide required documentation as
specified in the application form or requested by the Board, and pay the
application fee. Documents submitted with the application become part of the
official record and will not be returned.
16.4 At the discretion of the licensing
committee or the Board any applicant may be required to be interviewed by a
Board member.
17.0 License by
Examination.
17.1 All applicants
entering the examination system after December 31, 1994 must use and pass the
USMLE three-step sequence. Primary source documentation of a passing grade on
each of the three USMLE steps is required. All three steps must be completed
within seven (7) years of the first examination attempt, or ten (10) years if
the applicant completed an MD/PhD or equivalent program. Applicants may retake
USMLE Step I and II multiple times without limit until successful, subject to
the time limit of seven or ten years. Applicants may retake USMLE Step III two
times, for a total of three attempts. Additional attempts, even if successful,
do not qualify the applicant for a Vermont license unless granted a waiver as
provided in section 16.2 below.
17.2 Waiver or Exception to USMLE Time
Requirement. There is an option for a waiver based on specialty board
certification status as set forth in Section 17.2.1 and a special provision for
exception or waiver for applicants who were affected by testing interruptions
during the public health emergency caused by the COVID-19 pandemic in 2020 and
2021 as set forth in Section 17.2.2 and 17.2.3.
17.2.1 Applicants who do not meet the
requirement to have passed all three Steps of the USMLE within a seven-year
period, or ten-year period for an MD/PhD applicant, or have required more than
three attempts to pass Step III may apply for a waiver of the requirement if
they meet all the following criteria:
17.2.1.1
Hold a full unrestricted license in another U.S. or Canadian
jurisdiction;
17.2.1.2 Hold an
active ABMS, RCPSC, or CFPC specialty certification; and
17.2.1.3 Have successfully completed an
ACGME, RCPSC, or CFPC approved post-graduate training program.
17.2.2 If an applicant's USMLE
sequence completion time, as stated in Section 17.1, fell during March 1, 2020
to March 1, 2022, then the applicant shall have two additional years added to
the time limit. The requirement is met if the following criteria apply:
17.2.2.1 The MD applicant successfully
completed the USMLE testing sequence within nine (9) years of the first
attempt; or
17.2.2.2 The MD/PhD
applicant successfully completed the USMLE testing sequence within twelve (12)
years of the first attempt.
17.2.3 Applicants who do not meet the time
limits for USMLE completion even with the additional time allowed under 17.2.2
but had special circumstances that significantly affected their ability to
complete the examination sequence, such as government-imposed travel bans or a
personal health condition that precluded travel to take an examination during
the period from March 1, 2020 to August 31, 2022, may apply for an individual
waiver. Such applications will be considered on a case-by-case basis and
determined by the Board based on a bona fide inability to meet the time
limitations for reasons beyond the applicant's control.
17.3 Applicants who first took a medical
licensing exam on or before December 31, 1994, must satisfy at least one of the
following criteria, as evidenced by primary source documentation:
17.3.1 Applicants who successfully completed
the National Boards Parts 1, 2, and 3 or FLEX Component 1 and 2 with a grade of
at least 75 on all segments of either exam meet the examination criteria of the
Board. All segments of either exam must have been completed within seven (7)
years. The final clinical segment (Part 3 or Component 2) must have been passed
on the first or second attempt to qualify for a Vermont license; or
17.3.2 Applicants who entered, but did not
complete, either the NBME or FLEX sequences before the discontinuance of FLEX
or National Boards may combine some parts (components) from the two
discontinued exam systems with USMLE for completion of an acceptable
examination sequence. Each of the following combinations are acceptable:
|
(1)
|
NBME Part I or USMLE Step 1
|
plus
|
NBME Part II or USMLE Step 2
|
plus
|
NBME Part III or USMLE Step 3
|
|
OR
|
|
|
|
|
|
|
(2)
|
FLEX Component I
|
plus
|
USMLE Step 3
|
|
|
|
OR
|
|
|
|
|
|
|
(3)
|
NBME Part I
|
plus
|
NBME Part II
|
plus
|
FLEX Component 2
|
|
|
Or USMLE Step 1
|
|
Or USMLE Step 2
|
|
|
17.3.3 Applicants who took and passed a
medical licensing examination administered by one of the United States or its
Territories with a minimum passing grade of 75% meet the examination
requirements.
17.3.4 Graduates of
Canadian medical schools, in addition to the above examination options, can
qualify for a Vermont license by successfully passing the MCCQE, Part I and
Part II.
18.0 License by
Faculty Appointment.
The Board may license without examination a resident of a
foreign country who is a licensed physician in good standing in the country of
residence and who presents verifiable evidence of outstanding academic and
clinical achievements and potential. To qualify for a Vermont license under
this rule the applicant must present evidence that the applicant will be
appointed to the University of Vermont College of Medicine full-time faculty at
the rank of associate professor or higher. The license is issued only for the
duration of the faculty appointment and is dependent on favorable faculty
evaluations conducted according to the usual College of Medicine procedures.
The licensee shall share these evaluations with the Board if requested.
19.0 Postgraduate Training
Requirements.
19.1 Graduates of
accredited U.S. or Canadian medical schools must have successfully completed
two years of postgraduate training accredited by the ACGME, RCPSC, or CFPC. The
training should be a progression of directed experience. Multiple first-year
programs are not acceptable. Applicants who are currently licensed and in good
standing in another U.S. or Canadian jurisdiction who were first licensed to
practice in the U.S. or Canada on or before December 31, 1994 must have
successfully completed one year of a postgraduate training program accredited
by the ACGME, RCPSC, or CFPC.
19.2
Graduates who hold a diploma from a Board-approved medical school outside of
the United States or Canada must have successfully completed three years of
postgraduate training in programs approved by the ACGME, the RCPSC, or the
CFPC. The training should be a progression of directed experience, preferably
in a single program. Multiple first year programs are not acceptable.
Applicants may also satisfy the requirement for three years of postgraduate
training by one of the following:
19.2.1
Specialty certification by a specialty board recognized by the ABMS, the RCPSC,
or CFPC; or
19.2.2 Three years as a
full-time faculty member at or above the level of assistant professor in a
clinical discipline in a medical school approved by the LCME, with
documentation of the applicant's clinical training and competence and the
school's method of evaluating that competence. The evaluation must be part of
the school's normal established procedure. The documentation shall include
letters from the chairperson and two senior members of the applicant's
department, special honors or awards that the applicant has achieved, and
articles that the applicant has published in reputable medical journals or
medical textbooks.
19.3
Fifth Pathway graduates are not required to submit an ECFMG certificate and are
eligible for a Vermont license after three years of postgraduate training in an
ACGME, RCPSC, or CFPC-accredited program.
20.0 Application to Take USMLE in
Vermont.
20.1 The Federation of
State Medical Boards and the National Board of Medical Examiners administer the
United States Medical Licensing Examination (USMLE). Applicants for Vermont
licensure shall contact the Federation to apply to take the USMLE.
20.2 General eligibility requirements to take
USMLE Step 3 are:
20.2.1 Certification of
graduation from an accredited medical school in the United States or Canada, or
a Board-approved medical school located in another country;
20.2.2 Verification of ECFMG certificate if
the applicant is a graduate of a medical school outside the United States or
Canada. Fifth Pathway graduates are not required to submit an ECFMG
certificate;
20.2.3 Certification
that the applicant has completed at least seven months of postgraduate training
in a program approved by the ACGME, the RCPSC, or the CFPC.
21.0 Limited Temporary
License.
21.1 A limited temporary
license is issued for the purpose of completing postgraduate training and
allows the licensee to practice under the supervision and control of a
Vermont-licensed physician in an ACGME-accredited training program. The
applicant must be enrolled in an ACGME-accredited program of postgraduate
training or in sub-specialty clinical fellowship training in an institution
that has an accredited program in the parent specialty. A limited temporary
license may be renewed or reissued, upon submission of a completed renewal
application.
21.2 Application for a
limited temporary license shall include:
21.2.1 Completed online
application,
21.2.2 The required
fee,
21.2.3 A copy of the
applicant's medical school diploma,
21.2.4 A supervising physician's/ program
director's statement, acknowledging statutory responsibility for the
applicant's negligent or wrongful acts or omissions,
21.2.5 Direct verification of medical
education,
21.2.6 ECFMG if
applicable,
21.2.7 Verification of
other state licensure,
21.2.8 NPDB
self-query, and
21.2.9 Any
additional forms or documentation required by the Board.
22.0 Professional Standards Specific to
Physicians.
22.1 Additional
professional standards that apply to all professionals are in section 13.0 of
these rules.
22.2 It is
unprofessional conduct for a physician to delegate professional
responsibilities to a person whom the physician knows or has reason to know is
not qualified by training, experience, education, or licensing credentials to
perform. See
26 V.S.A.
§
1354(a) 29.
22.3 Requesting or Receiving a Prescription
from a Physician Assistant Supervised by the Physician. A physician shall not
request or receive the dispensing of or a prescription for controlled
substances listed in D.E.A. Schedules II, III, or IV for the physician's own
use from a physician assistant who is supervised by the physician.
24.4 Requesting or Receiving a Prescription
from an Advanced Practice Registered Nurse with Whom the Physician Has an
Agreement to Act as the Collaborating Provider. A physician shall not request
or receive the dispensing of or a prescription for controlled substances listed
in D.E.A. Schedules II, III, or IV for the physician's own use from an advanced
practice registered nurse with whom the physician has an agreement to act as
the collaborating provider.
23.0
Telehealth License.
23.1 Physicians
may apply for a license to practice telehealth as provided in
26 V.S.A.
§
3054. Telehealth licenses are limited
to telehealth practice only. Telehealth licensees are limited to providing
services to a total of only 20 unique patients during each licensing period.
Once a physician has treated 20 unique patients during a licensing period, the
termination of the physician-patient privilege with a patient during a
licensing period does not allow the physician to add another patient during the
same licensing period.
23.2 The
requirements to qualify for a telehealth license include all the requirements
for full, unrestricted physician licensure stated in Sections 15.0, 17.0, and
19.0. In addition, a physician cannot obtain a telehealth license if they have
had a medical license revoked in any other U.S. jurisdiction or are pending
disciplinary action or investigation in any other U.S. jurisdiction, per
26 V.S.A.
§
3057. Applicants must complete the
online application for physician telehealth licensure, which includes all the
same questions and requires the same documentation as the application for a
full license.
23.3 Applicants for a
telehealth license may use the process described in Section 16.0 in lieu of the
process described in Section 15.0.
23.4 The telehealth license fee is
seventy-five percent of the fee for renewal of a full physician
license.
24.0 Telehealth
Registration.
24.1 Physicians may
apply for a telehealth registration as provided in
26 V.S.A.
§
3054. A telehealth registration is
valid for only 120 consecutive days from the day issued and allows the
registrant to treat a total of only 10 unique patients during the time it is in
effect. Once a physician has treated 10 unique patients during the registration
period, the termination of the physician-patient privilege with a patient
during the 120-day period that the registration is valid does not allow the
physician to add another patient during the same period. A telehealth
registration may not be renewed. A new telehealth registration cannot be
obtained until three years after the day a prior telehealth registration
expired.
24.2 To qualify for a
telehealth registration a physician (MD) must hold an active, unencumbered
license in good standing in another U.S jurisdiction. In addition, the
applicant cannot have had a medical license revoked in any U.S. jurisdiction or
be pending disciplinary action or investigation in any other U.S. jurisdiction,
per
26
V.S.A. §
3057. Applicants must complete
the online application for physician telehealth registration and provide the
following documentation:
24.2.1 The Uniform
Application Affidavit and Authorization for Release of Information form
accessed via the Board's website;
24.2.2 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self
-Query Report is in the instructions to the application; and
24.2.3 Verification of an active,
unencumbered medical license issued by another U.S. jurisdiction that is in
good standing.
24.3 The
fee for a telehealth registration for a physician is fifty percent of the fee
for renewal of a full physician license.
24.0 Continuing Medical Education.
24.1 Minimum Education Requirement - Hours
and Subjects
24.1.1 Each physician applying
for renewal of a license to practice medicine must complete at least thirty
hours of qualifying CME during the most recent two-year licensing period.
24.1.1.1 The licensee is not required to file
documentation of CME that verifies completion at the time that it is reported,
however, it is the licensee's responsibility to retain documentation for four
years from the time the information is submitted to the Board.
24.1.1.2 The Board may audit records of CME
for up to four years from the time of submission; a licensee is required to
promptly submit documentation of CME completion in response to a request from
the Board.
24.1.2 For
physicians licensed in Vermont for the first time during the most recent
two-year licensing period, if licensed in Vermont for less than one year, there
is no requirement for CME at the time of the first renewal. If licensed for one
year or more during that initial period of Vermont licensure, the licensee
shall complete at least 15 hours of approved CME activity and those 15 hours
shall include any subject-specific CME required by this rule.
24.1.3 Time is calculated from the date the
license was approved by the Board until the date of expiration. Any physician
who has not completed the required continuing medical education shall submit a
make-up plan with a renewal application, as specified in this rule.
24.1.4 Except for required subjects that are
mandated by this rule, all CME hours completed in satisfaction of this
requirement shall be designed to assure that the licensee has updated knowledge
and skills within their own specialties and also has kept abreast of advances
in other fields for which patient referrals may be appropriate. A licensee's
"own area of practice" shall not be interpreted narrowly; it is acknowledged
that training in many other fields may be reasonably related to a
practitioner's own specialties.
24.1.5 Required Subject: Hospice, Palliative
Care, Pain Management.
26 V.S.A.
§
1400(b) mandates that
the Board of Medical Practice shall require physician licensees to provide
"evidence of current professional competence in recognizing the need for timely
appropriate consultations and referrals to assure fully informed patient choice
of treatment options, including treatments such as those offered by hospice,
palliative care, and pain management services." Accordingly, all physician
licensees who are required under this rule to complete CME shall certify at the
time of each renewal that at least one of the hours of qualifying CME activity
has been on the topics of hospice, palliative care, or pain management
services.
24.1.6 Required Subject:
Prescribing Controlled Substances.
All physician licensees who are required to certify
completion of CME and who prescribe controlled substances shall certify at the
time of each renewal that at least two hours of qualifying CME activity on
controlled substances prescribing. The following topics must be covered, as
required by Vermont law: abuse and diversion, safe use, and appropriate storage
and disposal of controlled substances; the appropriate use of the Vermont
Prescription Monitoring System; risk assessment for abuse or addiction;
pharmacological and nonpharmacological alternatives to opioids for managing
pain; medication tapering and cessation of the use of controlled substances;
and relevant State and federal laws and regulations concerning the prescription
of opioid controlled substances. Each licensee who is registered with the
D.E.A. and who holds a D.E.A. number to prescribe controlled substances, or who
has submitted a pending application for one, is presumed to prescribe
controlled substances and must meet this requirement.
24.1.7 Licensees who are not in active
practice shall still complete CME, including all required subjects, to be
relicensed. For purposes of subsection (b), a physician not in active practice
may consider the last area of practice as the area of practice to which
activity shall relate, or the activity may relate to any intended new area of
practice.
24.1.8 Licensees who are
members of the armed forces and who are subject to a mobilization and/or
deployment for all or part of a licensing cycle will be treated the same as
licensees who are licensed for the first time during a licensing cycle. E.g., a
licensee whose military mobilization/deployment covers a year or more is not
required to complete CME for that cycle. A licensee whose military duties
during the two-year cycle total less than one year shall be required to meet
the CME requirement of at least 15 hours, including any required
subjects.
24.1.9 A licensee who
allows a license to lapse by not timely applying for renewal shall certify
completion of all CME that would have been required to remained licensed in
order to be granted a renewal license.
24.2 Qualifying Continuing Medical Education
Activities
24.2.1 CME activities that are
approved for American Medical Association Physician's Recognition Award
Category 1 Credit AMA PRA Category 1 CreditTM qualify as approved Vermont
CME.
24.2.2 Credit for providing
training. The Board accepts all AMA PRA Category 1 CreditTM activity. The AMA
PRA program grants two hours of credit for each hour of training presented by a
physician. The Board recognizes those credits the same as the AMA PRA
program.
24.2.3 Certain activities
sponsored by the Board may qualify for CME credit even if not designated as AMA
PRA Category 1 activities. If CME credit is available, it will be specifically
stated by the Board.
24.2.4 Special
Rule for holders of a full, unlimited license who are participants in a
residency or fellowship program approved by a nationally-recognized body that
approves graduate medical education (GME). Some physicians who are still in a
GME program obtain full licensure in addition to a limited temporary license
for training. As fully-licensed physicians, if licensed for a year or more (see
Section 24.1.2) they must complete at least 15 hours of CME. If licensed the
full period, they must complete 30 hours of CME. However, the Board will
recognize participation in a GME program as qualifying for CME credit to the
extent provided here.
24.2.4.1 The licensee
must have successfully completed the program or continue to be in good standing
in the GME program throughout the licensing period to have GME count as
CME.
24.2.4.2 Successful completion
of a year of full-time participation in an approved program during the two-year
licensing period may count for 15 hours of CME to be used to satisfy a CME
requirement for that licensing period. Licensees who wish to use participation
in a GME program to satisfy part of the CME requirement shall submit a letter
to the Board stating so and attesting to successful completion of the GME
program year.
24.2.4.3 GME students
who are fully licensed must meet the subject- specific requirement for hospice,
palliative care, or pain management services if fully licensed for a year or
more. See Section 24.1.5. GME students who are fully licensed for a year or
more and who have applied for or hold a D.E.A. number must satisfy the
statutory requirement for two hours of CME on controlled substances
prescribing. See Section 24.1.6.
24.3 Make-Up Plans
24.3.1 Any physician who has not completed
the minimum number of hours of CME, or who has not completed the required
subject-specific training, as of the deadline for submission of license renewal
applications, will not be granted a renewal license unless the application
includes an acceptable make-up plan signed by the licensee. The Board Executive
Director is authorized to review and determine if make-up plans are
acceptable.
24.3.2 An acceptable
make-up plan must include a timeline for making up all CME that needs to be
completed to satisfy the requirements of this rule. The timeline shall identify
the approved activities that the licensee plans to attend. The licensee may
later substitute activities, but the plan shall indicate that it is the
licensee's good faith intent to complete the activities listed at the time of
submission. A licensee shall have up to one hundred twenty (120) days to
complete the CME make-up plan.
24.3.3 Any licensee who will not complete a
make-up plan within the time specified by the plan shall contact the Board at
least 30 days in advance of the date on which the period will end to notify the
Board and submit a revised plan and request for extension of time.
24.3.3.1 The request for extension of time
must include an explanation of the reasons why the licensee was unable to
complete the required training in accordance with the plan.
24.3.3.2 Extensions of the make-up plan
period are limited to 90 days, during which the licensee shall complete the
required CME. Further extensions will be granted only for good cause shown, for
reasons such as: serious illness of the licensee or a family member; death of
an immediate family member; significant personal hardship, such as a house
fire; significant and ongoing medical staff shortage during the make-up period;
or similarly compelling reasons.
24.3.3.3 The Board may delegate to the Board
Executive Director the authority to approve requests to extend the time for a
make-up plan in accordance with this rule. Any request for extension not
granted by the Executive Director shall be considered by the Board.
24.3.4 CME activity completed as
part of a make-up plan does not count toward satisfaction of the requirement to
complete CME during that current licensing cycle; activity may only be counted
once. If a multi-hour activity is performed partly in satisfaction of a make-up
plan and partly for the CME requirement associated with the current licensing
cycle, the licensee shall clearly document the allocation.
24.4 Failure to Certify Completion of
Required CME, File a Make-Up Plan, or Complete a Make-Up Plan
24.4.1 A licensee who has failed to submit
certification of completion of CME as required by law and this rule, or who
having failed to certify completion of CME has failed to submit a make-up plan
with a license renewal application, will be notified of such failure and have
not more than 15 days from receipt of notice to file with the Board either a
certification of completion of CME or a make-up plan.
24.4.2 A licensee who fails to file a
certificate of completion of CME at the end of a make-up period, or to file a
request for an extended make-up period, shall be notified of such failure and
have not more than 15 days from receipt of notice to file with the Board either
a certificate of completion of CME or another request for extension of time in
which to make up CME.
24.4.3 A
licensee who submits a certificate of completion at the time of submission of
the license renewal application, or who has filed an acceptable make-up plan
with the renewal application and is in the make- up period, or who having
failed to complete the first make-up plan has received approval from the Board
for an extended make-up period that has not yet expired, is in good standing
with respect to CME requirements.
24.4.4 Any licensee not in good standing with
respect to CME requirements is subject to investigation by the Board for
unprofessional conduct.
25.0 Grounds for Disciplinary
Action.
25.1 Grounds for
disciplinary action include the conduct set forth in
26 V.S.A.
§§
1354,
1398, and
18 V.S.A. § 1852.
25.2 All complaints and allegations of
unprofessional conduct shall be processed in accordance with Section V of this
rule.
25.3 After notice and an
opportunity for hearing, the Board may take disciplinary action against any
applicant or physician found guilty of unprofessional conduct, as provided by
3 V.S.A.
§
809, and 26 V.S.A. § 13 74(b),
including but not limited to:
25.3.1
Reprimand, suspend, revoke, limit, condition, deny or prevent renewal of
license;
25.3.2 Impose an
administrative penalty of not more than $ 1,000 for each act of unprofessional
conduct;
25.3.3 Required completion
of continuing education;
25.3.4
Required supervised training or practice for a specified period of time or
until a satisfactory evaluation by the supervising physician has been submitted
to the Board; or,
25.3.5 Such other
action relating to discipline or practice as the Board determines
appropriate.
25.4 Right
to Appeal
A party aggrieved by a final decision of the Board may,
within 30 days of the decision, appeal that decision by filing a notice of
appeal with the Executive Director of the Vermont Board of Medical Practice, as
provided by
26 V.S.A.
§
1367 and 3 V.S.A. §
815.
SECTION III
PHYSICIAN ASSISTANTS
26.0
Introduction.
26.1 Physician
assistants practice medicine pursuant to a written practice agreement with a
participating physician. Physician assistant practice is limited to medical
care within the physician assistant's education, training, and experience, and
subject to any restrictions stated in the practice agreement.
26.2 As provided by
26 V.S.A.
§
1739, physician assistants are
responsible for their own medical decision making. A participating physician in
a practice agreement with a physician assistant is not, by the existence of the
practice agreement alone, legally liable for the actions or inactions of the
physician assistant. However, that statutory language does not otherwise limit
the liability of the participating physician.
27.0 Initial Licensure.
27.1 For each applicant for licensure as a
physician assistant the Board must receive, in a form satisfactory to the
Board:
27.1.1 A complete online
application;
27.1.2 Proof of
identity and that the applicant is at least 18 years of age as evidenced by a
certified birth certificate or a copy of a naturalization
certificate;
27.1.3 Verification of
certification or licensure in all other states, territories, or provinces where
currently or ever certified or licensed to practice at any level, including
permanent, temporary, and training licenses or certifications;
27.1.4 Two reference forms from allopathic or
osteopathic physicians, including one from a physician who supervised or worked
closely with the applicant at their most recent practice site.
27.1.4.1 Applicants with less than six months
of substantially full-time (at least 30 hours per week) practice must provide a
reference from their physician assistant training program director in place of
one of the references from a supervising physician. A reference to meet this
requirement may be from a physician assistant if the training program director
is a physician assistant.
27.1.5 The Board of Medical Practice's
Certificate of Physician Assistant Education form for primary source
documentation of completion of a Board-approved physician assistant program
sponsored by an institution of higher education, completed and submitted by the
institution;
27.1.6 An original
certification from NCCPA. Primary source documentation of current certification
sent directly to the Board by NCCPA;
27.1.7 Completed primary supervising
physician application form (for applications who do not have a current
employment offer when applying for licensure, see 24.2);
27.1.8 The Uniform Application Affidavit and
Authorization for Release of Information Form;
27.1.9 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application;
27.1.10 The applicant's CV (curriculum vitae)
or r?sum?; and
26.1.11 The required
fee.
27.2 Upon written
request of the applicant, an application may be considered complete and be
processed by the Board without a practice agreement. However, if a license is
issued it will be inoperable and the applicant will not be able to engage in
Vermont practice until a practice agreement has been received by the Board.
Licensees should verify that the Board has received the practice agreement by
checking the Board's online system.
27.3 At the discretion of the licensing
committee or the Board, any applicant may be required to be interviewed by a
Board member.
28.0 Telehealth
License.
28.1 Physician assistants
may apply for a license to practice telehealth as provided in
26 V.S.A.
§
3054. Telehealth licenses are limited
to telehealth practice only. Telehealth licensees are limited to providing
services to a total of only 20 unique patients during each licensing period.
The licensing period for a physician assistant telehealth license is the same
as the licensing period for a standard physician assistant license. Once a
physician assistant has treated 20 unique patients during a licensing period,
the termination of the physician assistant- patient privilege with a patient
during a licensing period does not allow the physician assistant to add another
patient during the same licensing period.
28.2 The requirements to qualify for a
telehealth license include all the requirements for physician assistant
licensure stated in Section 27.0, including the requirement for a practice
agreement with a qualified participating physician who holds a Vermont license
as an allopathic or osteopathic physician. A physician assistant cannot obtain
a telehealth license if they have had a physician assistant license revoked in
any other U.S. jurisdiction or are pending disciplinary action or investigation
in any other U.S. jurisdiction, per
26 V.S.A.
§
3057. Applicants must complete the
online application for physician assistant telehealth licensure, which includes
all the same questions and requires the same documentation as the application
for a physician assistant license.
28.3 The telehealth license fee is
seventy-five percent of the renewal fee for a full physician assistant
license.
29.0 Telehealth
Registration.
29.1 Physician
assistants may apply for a telehealth registration as provided in
26 V.S.A.
§
3054. A telehealth registration is
valid for only 120 consecutive days from the day issued and allows the
registrant to treat a total of only 10 unique patients during the time it is in
effect. Once a physician assistant has treated 10 unique patients during the
term of the registration, the termination of the physician assistant-patient
privilege with a patient during the period that the registration is valid does
not allow the physician assistant to add another patient during the same
period. A telehealth registration may not be renewed. A new telehealth
registration cannot be obtained until three years after the day a prior
telehealth registration expired.
29.2 To qualify for a telehealth registration
a physician assistant must hold an active, unencumbered license in good
standing in another U.S jurisdiction. In addition, the applicant cannot have
had a physician assistant license revoked in any U.S. jurisdiction or be
pending disciplinary action or investigation in any other U.S. jurisdiction,
per
26
V.S.A. §
3057. Applicants must complete
the online application for physician assistant telehealth registration and
provide the following documentation.
29.2.1
The Uniform Application Affidavit and Authorization for Release of Information
form;
29.2.2 National Practitioner
Data Bank Self-Query Report. This must be a current Self-Query Report issued
within 60 days of submission of the application. Information about obtaining a
Self -Query Report is in the instructions to the application;
29.2.3 Verification of an active,
unencumbered physician assistant license issued by another U.S. jurisdiction
that is in good standing; and
29.2.4 A practice agreement with a qualified
participating physician who holds a Vermont license as an allopathic or
osteopathic physician.
29.3 The fee for a telehealth registration
for a physician assistant is fifty percent of the fee for renewal of a full
physician assistant license.
30.0
Physician Assistant Renewal.
A physician assistant who is not in active practice may renew
an inoperable license but cannot practice until a practice agreement with a
participating physician is received by the Board. Each practice agreement
between a physician assistant and a participating physician must be reviewed,
and if necessary updated, during the 90 days preceding submission of the
physician assistant's renewal application. The physician assistant shall
maintain documentation to show the date on which the practice agreement was
reviewed.
31.0 Practice
Agreement Requirements.
31.1
Practice agreements must meet the requirements of
26 V.S.A.
§
1735a. The requirement for a physician
to be accessible for consultation by telephone or electronic means at all times
when a physician assistant is practicing is also satisfied when a physician is
in the same location and available for in -person consultation. A practice
agreement may be submitted in hard copy or filed with the Board by email or
fax.
31.2 A practice agreement must
include the Vermont medical license number of the participating physician and
the physician assistant.
31.3 A
practice agreement must be reviewed by the physician assistant and the
participating physician or another qualified physician, as provided by
26 V.S.A.
§
1735a(d), no less
frequently than at the time of the physician assistant's license renewal. The
review must be documented in writing at the time that it is completed and
signed by the physician assistant and reviewing physician. If changes are made
to the practice agreement the revised agreement must be signed by the physician
assistant and participating physician and submitted to the Board.
31.4 Submission of a New Practice Agreement
upon Employment Changes. A new practice agreement must be received by the Board
before a physician assistant may practice after a change in employment. A new
practice agreement must be submitted to the Board whenever a physician
assistant begins practice with a new employer. This includes both leaving one
employment and beginning at another and adding a new employer while continuing
to work for a current employer. There must be a practice agreement that applies
to each practice setting. If a physician assistant's practice agreement
includes restrictions that limit its application to a new practice setting with
the same employer, such as by geographic location, by department, or by scope
of practice allowed, a new practice agreement must be submitted for a new
practice setting beyond those restrictions.
31.5 Submission of a New Practice Agreement
Upon Unavailability of Participating Physician Who Is a Sole Practitioner. When
a physician assistant's participating physician is the only physician in the
practice and without prior knowledge becomes unavailable as the result of
serious illness, injury, or death, the physician assistant may continue to
practice for up to 30 days without entering a practice agreement with a new
participating physician. After 30 days the physician assistant may not practice
unless a new practice agreement has been submitted to the Board.
31.6 Submission of a New Practice Agreement
Upon Unavailability of Participating Physician - General Rule. As soon as it is
known that a physician assistant's participating physician will be unavailable
and is expected to be unavailable for 30 days or more in any circumstances
other than as described in Section 31.5, the physician assistant must submit a
new practice agreement with a participating physician and may not practice
after the participating physician becomes unavailable until the new practice
agreement has been submitted to the Board.
31.7 Practice Agreements When a Physician
Assistant Has Multiple Practice Sites. While separate practice agreements are
not required for each practice setting of a PA who has multiple practice
settings, in some cases it may not be possible for a single practice agreement
to cover each of a PA's practice settings, such as when a PA works for two
different employers, or when a participating physician within one employing
organization is not willing to act as the participating physician for an
additional practice site with the same employer. Although a single practice
agreement may apply to more than one practice setting, in instances where a
practice agreement does not work for one or more of a PA's additional practice
sites there must be a practice agreement in place that applies to each practice
setting.
32.0 Physician Assistant
Professional Standards; Disciplinary Procedures.
32.1 Prescribing Controlled Substances for
Participating Physician It is unprofessional conduct for a physician assistant
to prescribe or dispense controlled substances listed in D.E.A. Schedules II,
III, or IV for a physician who is the PA's participating physician.
32.2 Prescribing for or Treating
Participating Physician
It is discouraged for a PA to prescribe or dispense
non-controlled prescription substances for the PA's participating physician.
PAs who treat their participating physician are required to meet all standards
of appropriate care, including proper establishment of a professional
relationship with the patient and maintenance of appropriate patient
records.
32.3 Practice
Without a Practice Agreement in Place
It is unprofessional conduct for a physician assistant to
practice without having a valid practice agreement that applies to the practice
setting and the care provided, unless one of the two exceptions stated in
26 V.S.A.
§
1734c(b) and 26
V.S.A. § 1735a(e) applies. The practice agreement must be on file with the
Board.
Licensees should verify that practice agreements were
received by the Board by checking the Board's online system.
32.4 Continuing Education
32.4.1 As evidence of continued competence in
the knowledge and skills of a physician assistant, all physician assistants
shall complete a continuing medical education program of 100 approved credit
hours every two years. A minimum of 50 credit hours shall be from Category 1.
Proof of completion shall be submitted to the Board with the application for
renewal of certification.
32.4.2
Certification or recertification by the NCCPA at any time during a 2 -year
licensure period may be accepted in lieu of 100 hours continuing medical
education credits for that 2-year period. PAs must also comply with any
applicable continuing medical education requirements established by Vermont law
or Board Rule.
32.4.3 Required CME
for PAs With D.E.A. Number
All licensees who prescribe controlled substances shall
certify at the time of each renewal that they have completed at least two hours
of CME activity on controlled substances prescribing. The activity must be
accredited as AMA PRA Category 1 CreditTM training, American Academy of
Physician Assistants Category 1 training, or be specifically designated as
qualifying by the Board. The following topics must be covered, as required by
Vermont law: abuse and diversion, safe use, and appropriate storage and
disposal of controlled substances; the appropriate use of the Vermont
Prescription Monitoring System; risk assessment for abuse or addiction;
pharmacological and nonpharmacological alternatives to opioids for managing
pain; medication tapering and cessation of the use of controlled substances;
and relevant State and federal laws and regulations concerning the prescription
of opioid controlled substances. Each licensee who is registered with the
D.E.A. and who holds a D.E.A. number to prescribe controlled substances, or who
has submitted a pending application for one, is presumed to prescribe
controlled substances and must meet this requirement. Any physician assistant
who is required to certify completion of this CME to renew, but who cannot,
will be subject to the provisions regarding makeup of missing CME in
subsections 24.3 and 24.4.
32.5
Grounds for Disciplinary Action
Grounds for disciplinary action include the conduct set forth
in 26
V.S.A. §
1736. Under
26 V.S.A.
§
1734(e), failure to
maintain competence in the knowledge and skills of a physician assistant may
result in revocation of license, following notice of the deficiency and an
opportunity for a hearing.
32.6 Disciplinary Action
32.6.1 All complaints and allegations of
unprofessional conduct shall be processed in accordance with Section V of this
rule.
32.6.2 After notice and an
opportunity for hearing, the Board may take disciplinary action against any
applicant or physician assistant found guilty of unprofessional conduct, as
provided by
3 V.S.A.
§
809, and 26 V.S.A. §§
1374(b) and 1737, including but not limited to:
32.6.2.1 Reprimand, suspend, revoke, limit,
condition, deny or prevent renewal of license;
32.6.2.2 Impose an administrative penalty of
not more than $ 1,000 for each act of unprofessional conduct;
32.6.2.3 Required completion of continuing
education;
32.6.2.4 Required
supervised training or practice for a specified period of time or until a
satisfactory evaluation by the supervising physician has been submitted to the
Board; or,
32.6.2.5 Such other
action relating to discipline or practice as the Board determines
appropriate.
32.7 Right to Appeal
A party aggrieved by a final decision of the Board may,
within 30 days of the decision, appeal that decision by filing a notice of
appeal with the Executive Director of the Vermont Board of Medical Practice, as
provided by
26 V.S.A.
§
1367 and 3 V.S.A. §
815.
SECTION IV
PODIATRISTS
33.0 License Required.
No person shall practice or attempt to practice podiatry or
hold himself or herself out as being able to do so in this state without
possessing a valid, current license issued by the Board. In addition, no person
shall use in connection with the person's name letters, words, or insignia
indicating or implying that the individual is a podiatrist unless licensed by
the Board.
34.0 General
Requirements for Licensing.
31.1 In
order to be granted a license to practice podiatry an applicant must meet the
following eligibility requirements:
34.1.1 Be
at least 18 years of age;
34.1.2 Be
competent in speaking, writing and reading the English language;
34.1.3 Hold a diploma or certificate of
graduation from a school of podiatric medicine accredited by the CPME and
approved by the Board;
34.1.4 Have
satisfactorily completed one year's postgraduate training in a United States
hospital program or preceptor-ship which is approved by the Board and which
meets the minimum requirements set by the CPME;
34.1.5 Have successfully completed the
following examinations given by the National Board of Podiatry Examiners: Part
I and Part II of the National Board of Podiatric Medical Examiners examination
followed in sequence by the PMLexis examination; and
34.1.6 Meet the requirements for moral
character and professional competence.
34.2 For each applicant for licensure as a
podiatrist the Board must receive, in a form satisfactory to the Board:
34.2.1 Proof of identity and that the
applicant is at least 18 years of age as evidenced by a certified birth
certificate or a copy of a naturalization certificate;
34.2.2 For each podiatric medical school
attended, the Board of Medical Practice Poidiatric Medical Education
Form;
34.2.3 For each postgraduate
training program attended, the Board of Medical Practice Verification of
Postgraduate Podiatric Training Form for primary source documentation of all
postgraduate training;
34.2.4
Verification of podiatric medical licensing examination results; sent directly
to the Board by the National Board of Podiatric Medical Examiners;
34.2.5 Verification of all podiatric medical
licenses ever held in any state, territory, or province at any level, including
permanent, temporary, and training licenses;
34.2.6 The Uniform Application Affidavit and
Authorization for Release of Information Form.
34.2.7 Federation of Podiatric Medical Boards
Disciplinary Inquiry Report. This must be a current report issued within 60
days of submission of of application.
34.2.8 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application.
34.2.9 The applicant's CV (curriculum vitae)
or resume.
34.2.10 Board of Medical
Practice Reference Forms completed and submitted directly by the chief of
service (or equivalent) and two other active physician or podiatrist staff
members of the hospital where the applicant currently holds, or most recently
held, privileges. At least one reference must be from a podiatrist. If an
applicant has not held privileges at a hospital within two years of the date of
submission of the application, or cannot provide references as indicated, the
Board in its discretion may accept references from other podiatrists or
physicians who have knowledge of the applicant's moral character and
professional competence. An applicant shall indicate in the application if
asking the Board to accept references that do not meet the above-stated
standard.
34.3 All
applicants must submit a completed Board application package, provide required
documentation as specified in the application form or requested by the Board,
and pay the application fee. Documents submitted with the application become
part of the official record and will not be returned.
34.4 At the discretion of the licensing
committee or the Board any applicant may be required to be interviewed by a
Board member.
35.0 Licensure
Without Examination.
35.1 To
qualify for licensure without examination, an applicant must present evidence
satisfactory to the Board that the applicant:
35.1.1 Holds a current and unrestricted
podiatrist license in another jurisdiction;
35.1.2 Has met licensing requirements in the
other jurisdiction that are substantially equal to the Board's requirements for
podiatric licensure;
35.1.3 Has
presented current reference letters as to moral character and professional
competence; and
35.1.4 Is
professionally qualified; the Board may, in its discretion, require an
applicant to take and pass the PMLexis examination prior to
licensure.
35.2 At the
discretion of the licensing committee, any applicant may be required to be
interviewed by a Board member.
36.0
Satisfaction of Licensing Requirements by Practice in Another United States
Jurisdiction.
36.1 A podiatrist can
meet the licensing requirements stated in Sections 31.1.2 and 31.1.5 by
demonstrating that:
36.1.1 They have been
practicing podiatry full-time in another United States jurisdiction while
continuously holding a full, unrestricted, and unlimited license in good
standing for at least three years preceding the day on which the Vermont
license is to be granted; and
36.1.2 They meet the education and training
requirements stated in
26 V.S.A.
§
372(b)(1).
36.2 For each applicant for licensure as a
podiatrist under
26 V.S.A.
§
372(a) the Board must
receive, in a form satisfactory to the Board:
36.2.1 A complete online
application;
36.2.2 Proof of
identity and that the applicant is at least 18 years of age as evidenced by a
certified birth certificate or a copy of a naturalization
certificate;
36.2.3 For each
podiatric medical school attended, the Board of Medical Practice Poidiatric
Medical Education Form showing graduation from a school of podiatric medicine
accredited by the CPME and approved by the Board;
36.2.4 For each postgraduate training program
attended, the Board of Medical Practice Verification of Postgraduate Podiatric
Training Form for primary source documentation of all postgraduate
training.
36.2.5 Verification of
the podiatry license that the applicant relies upon to qualify to apply under
the endorsement procedure;
36.2.6
Board of Medical Practice Reference Forms completed and submitted directly by
the chief of service (or equivalent) and two other active physician or
podiatrist staff members of the hospital where the applicant currently holds,
or most recently held, privileges. At least one reference must be from a
podiatrist. If an applicant has not held privileges at a hospital within two
years of the date of submission of the application, or cannot provide
references as indicated, the Board in its discretion may accept references from
other podiatrists or physicians who have knowledge of the applicant's moral
character and professional competence. An applicant shall indicate in the
application if asking the Board to accept references that do not meet the
above-stated standard.;.
36.2.7 The
Uniform Application Affidavit and Authorization for Release of Information
Form;
36.2.8 A Federation of
Podiatric Medical Boards Disciplinary Inquiry Report. This must be a current
report issued within 60 days of submission of of application.
36.2.9 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application;
36.2.10 The applicant's CV (curriculum vitae)
or r?sum?; and
36.3 All
applicants must submit a completed Board endorsement application package,
provide required documentation as specified in the application form or
requested by the Board, and pay the application fee. Documents submitted with
the application become part of the official record and will not be
returned.
36.4 At the discretion of
the licensing committee or the Board any applicant may be required to be
interviewed by a Board member.
37.0
Limited Temporary License.
37.1 A
limited temporary license may be issued for the purpose of completing
postgraduate training and allows the licensee to practice under the supervision
and control of a Vermont-licensed podiatrist in a CPME-accredited training
program. The applicant must be enrolled in a CPME-accredited program of
postgraduate training or in sub-specialty clinical fellowship training in an
institution that has an accredited program in the parent specialty. A limited
temporary license may be renewed or reissued, upon submission of a completed
renewal application, including fee and required documentation.
37.2 Application for a limited temporary
license shall include:
37.2.1 Completed online
application;
37.2.2 The required
fee;
37.2.3 A copy of the
applicant's podiatric medical school diploma;
37.2.4 A supervising podiatrist's / program
director's statement acknowledging statutory responsibility for the applicant's
negligent or wrongful acts or omissions;
37.2.5 Direct verification of medical
education;
37.2.6 ECFMG if
applicable;
37.2.7 Verification of
other state licensure;
37.2.8 NPDB
self-query; and
37.2.9 Any
additional forms or documentation required by the Board.
38.0 Podiatry Telehealth License.
38.1 Podiatrists may apply for a license to
practice telehealth as provided in
26 V.S.A.
§
3054. Telehealth licenses are limited
to telehealth practice only. Telehealth licensees are limited to providing
services to a total of only 20 unique patients during each licensing period.
Once a podiatrist has treated 20 unique patients during a licensing period, the
termination of the podiatrist-patient privilege with a patient during the
licensing period does not allow the podiatrist to add another patient during
the same licensing period.
38.2 The
requirements to qualify for a telehealth license include all the requirements
for full, unrestricted podiatrist licensure stated in Sections 34.0, 35.0, and
36.0. In addition, a podiatrist cannot obtain a telehealth license if they have
had a podiatry license revoked in any other U.S. jurisdiction or are pending
disciplinary action or investigation in any other U.S. jurisdiction, per
26 V.S.A.
§
3057. Applicants must complete the
online application for podiatrist telehealth licensure, which includes all the
same questions and requires the same documentation as the application for a
full license. Applicants have the option to use the process described in
Section 36.0 the same as applicants for full licensure.
38.3 The podiatry telehealth license fee is
seventy-five percent of the renewal fee for a full podiatry license.
39.0 Telehealth Registration.
39.1 Podiatrists may apply for a telehealth
registration as provided in
26 V.S.A.
§
3054. A telehealth registration is
valid for only 120 consecutive days from the day issued and allows the
registrant to treat a total of only 10 unique patients during the time it is in
effect. Once a podiatrist has treated 10 unique patients during the
registration period, the termination of the podiatrist-patient privilege with a
patient during the 120-day period that the registration is valid does not allow
the podiatrist to add another patient during the same period. A telehealth
registration may not be renewed. A new telehealth registration cannot be
obtained until three years after the day a prior telehealth registration
expired.
39.2 To qualify for a
telehealth registration a podiatrist must hold an active, unencumbered license
in good standing in another U.S jurisdiction. In addition, the applicant cannot
have had a podiatry license revoked in any U.S. jurisdiction or be pending
disciplinary action or investigation in any other U.S. jurisdiction, per
26 V.S.A.
§
3057. Applicants must complete the
online application for podiatrist telehealth registration and provide the
following documentation.
39.2.1 The Uniform
Application Affidavit and Authorization for Release of Information form
accessible via the Board's website;
39.2.2 National Practitioner Data Bank
Self-Query Report. This must be a current Self-Query Report issued within 60
days of submission of the application. Information about obtaining a Self-Query
Report is in the instructions to the application; and
39.2.3 Verification of an active,
unencumbered podiatry license issued by another U.S. jurisdiction that is in
good standing.
39.3 The
fee for a telehealth registration for a podiatrist is fifty percent of the fee
for renewal of a full podiatrist license.
40.0 Podiatrists' Professional
Standards.
40.1 Continuing Medical
Education. Required CME: Prescribing Controlled Substances. All podiatry
licensees who prescribe controlled substances shall certify at the time of each
renewal that they have completed at least two hours of CME activity on
controlled substances prescribing. The activity must be accredited as AMA PRA
Category 1 CreditTM training or Council on Podiatric Medical Education approved
training, or be specifically designated as qualifying by the Board. The
following topics must be covered, as required by Vermont law: abuse and
diversion, safe use, and appropriate storage and disposal of controlled
substances; the appropriate use of the Vermont Prescription Monitoring System;
risk assessment for abuse or addiction; pharmacological and nonpharmacological
alternatives to opioids for managing pain; medication tapering and cessation of
the use of controlled substances; and relevant State and federal laws and
regulations concerning the prescription of opioid controlled substances. Each
licensee who is registered with the D.E.A. and who holds a D.E.A. number to
prescribe controlled substances, or who has submitted a pending application for
one, is presumed to prescribe controlled substances and must meet this
requirement. Any podiatrist who is required to certify completion of this CME
to renew, but who cannot, will be subject to the provisions regarding makeup of
missing CME in Sections 24.3 and 24.4.
40.2 Grounds for Disciplinary Action
Grounds for disciplinary action are set out in
3 V.S.A.
§
129a,
18 V.S.A. § 1852, and 26
V.S.A. § 375.
40.3
Disciplinary Action
40.3.1 All complaints and
allegations of unprofessional conduct shall be processed in accordance with
this rule.
40.3.2 After notice and
opportunity for hearing and upon a finding of unprofessional conduct, the Board
may take disciplinary action against a licensed podiatrist, applicant, or
person who later becomes an applicant as provided in
26 V.S.A.
§
376 and 26 V.S.A. § 1374(b).
Disciplinary action may include:
40.3.2.1
Refusal to issue or renew a license;
40.3.2.2 Suspension, revocation, limitation,
or conditioning of a license;
40.3.2.3 Issuance of a warning or reprimand;
and/or
40.3.2.4 Imposition of an
administrative penalty of not more than $ 1,000 for each act of unprofessional
conduct; or
40.3.2.5 Such other
action relating to discipline or practice as the Board determines
appropriate.
40.3.3 The
Board may approve a negotiated agreement between the parties. The conditions or
restrictions that may be included, without limitation, in such an agreement are
set forth in
26 V.S.A.
§
376(d).
40.4 Right to Appeal
A party aggrieved by a final decision of the Board may,
within 30 days of the decision appeal to the Vermont Supreme Court, by filing a
notice of appeal with the Executive Director as provided by
26 V.S.A.
§
375(d).
SECTION V PROCEDURE FOR COMPLAINTS MADE
AGAINST PHYSICIANS, PODIATRISTS, PHYSICIAN ASSISTANTS, ANESTHESIOLOGIST
ASSISTANTS, AND RADIOLOGIST ASSISTANTS
41.0
Initiating a Complaint.
41.1 Form
of Complaint; Filing
41.1.1 Any party wishing
to make a complaint of unprofessional conduct against a professional regulated
by the Board may file a written complaint with the Board. Written complaints
must include identifying and contact information for the complainant. The Board
provides a printed complaint form for this purpose. Use of a form is preferred,
but not required. If applicable, a complainant must provide authorization for
the release of relevant medical records using the Board's form.
41.1.2 The Board may open an investigation on
its own initiative to evaluate instances of possible unprofessional conduct
that may come to its attention.
26 V.S.A.
§
1355(a);
3 V.S.A.
§
129(b).
42.0 Notice.
42.1 Notice to Complainant. The Board will
send the complainant a standard letter of acknowledgment stating that the
complaint has been received by the Board and that it will be
investigated.
42.2 Notice to
Respondent.
42.2.1 The Board will send the
Respondent a copy of the complaint, a copy of a release of medical records
signed by the patient or other authorized person, a copy of the statutory
definition of unprofessional conduct, and a standard letter stating that:
42.2.1.1 This complaint has been lodged
against them;
42.2.1.2 The letter
is not a notice of a formal hearing; and
42.2.1.3 The respondent must respond in
writing. The response should be addressed to the Investigating Committee at the
address of the Board and filed with the Board within 20 days of the date of the
letter.
42.2.2 The
Respondent is responsible for the accuracy of the response and must sign the
response, even if also signed by an attorney.
42.2.3 The Executive Director or Investigator
may grant one extension of up to 20 additional days, or more for reasonable
cause, to provide the response. A request for further delay must be submitted
to the assigned investigative committee.
42.2.4 In cases where the Board has initiated
an investigation, the Board will send the Respondent a letter providing notice
of the investigation and describing the matters for which response is
requested.
42.2.5 Unlicensed
Practice. No notice need be provided to the target of an investigation into
unlicensed practice.
43.0
Investigation.
43.1 Investigating
Committee. A standing investigating committee or one specially appointed, and
an assistant attorney general, will investigate each complaint and recommend
disposition to the Board. The investigating committee shall be assisted by an
investigator from the Board. After the file is received, the investigating
committee will discuss the complaint and plan the investigation.
43.2 Cooperation with Investigation; Impeding
an Investigation.
43.2.1 Professionals are
obligated to cooperate with the Board throughout an investigation. A Respondent
may contest a subpoena using the appropriate mechanisms, but in the absence of
a delay associated with a bona fide objection to subpoena a failure to respond
to a subpoena within a reasonable time constitutes a violation of this
rule.
43.2.2 Professionals are
prohibited from engaging in any action that may deter a witness from
cooperating with a Board investigation and from retaliating against any person
based upon the filing of a complaint or cooperation in any way with a Board
investigation. Professionals are prohibited from concealing, altering or
destroying any evidence that is or may be pertinent to a Board
investigation.
38.3
Confidentiality of investigations is addressed in
26 V.S.A.
§
1318.
44.0 Suspension Prior to Completion of an
Investigation.
44.1 Summary
Suspension: the investigating committee may find that certain alleged
misconduct poses so grave a threat to the public health, safety, or welfare
that emergency action must be taken. In such a case, the committee will request
a special meeting of the hearing panel, and recommend that the Board order
summary suspension of the Respondent's license or certification, pending a
hearing under the authority of
3 V.S.A.
§
814(c). If the Board
orders summary suspension, a hearing will be scheduled as soon as practical,
and the Assistant Attorney General will present the case against the suspended
professional.
44.2 Interim
Suspension: grounds for entry of such an order are as follow:
44.2.1 Criminal Convictions: the
investigating committee shall consider any criminal conviction for which a
licensee may be disciplined under
26 V.S.A.
§
1354(3) as an
unprofessional conduct complaint and may request that the Board immediately
suspend the Respondent's license or certification under the authority of
26 V.S.A.
§
1365. Upon receipt of the certified
copy of the judgment of conviction, the Board may order an interim suspension
pending a disciplinary hearing before the Board.
44.2.1.1 The disciplinary hearing shall not
be held until the judgment of conviction has become final, unless Respondent
requests that the disciplinary hearing be held without delay. The sole issue to
be determined at the hearing shall be the nature of the disciplinary action to
be taken by the Board.
44.2.1.2 The
Respondent, within 90 days of the effective date of the order of interim
suspension, may request a hearing concerning the interim suspension at which
Respondent shall have the burden of demonstrating why the interim suspension
should not remain in effect. The interim suspension shall automatically
terminate if Respondent demonstrates that the judgment of conviction has been
reversed or otherwise vacated.
44.2.2 Out-of-State Discipline: the committee
shall consider certain out-of-state disciplinary action as set forth in
26 V.S.A.
§
1366 as an unprofessional conduct
complaint and may request that the Board immediately suspend the Respondent's
license or certification under authority of that statute.
44.2.2.1 Upon receipt of the certified copy
of the order or statement regarding the relevant out-of-state disciplinary
action, the Board may order an interim suspension pending a disciplinary
hearing before the Board.
44.2.2.2
The Respondent, within 90 days of the effective date of the order of interim
suspension, may request a hearing concerning the interim suspension at which
Respondent shall have the burden of demonstrating why the interim suspension
should not remain in effect. The interim suspension shall automatically
terminate if Respondent demonstrates that the out-of-state disciplinary action
has been reversed or vacated.
45.0 Disposition by the Investigating
Committee.
45.1 Once the
investigating committee determines that the investigation is complete, it shall
pursue one of three possible dispositions:
45.1.1 Concluding the Investigation: If,
after investigating the complaint, the committee and the assistant attorney
general determine that the facts established by the investigation do not
present cause for pursuing charges of unprofessional conduct, then the
committee may recommend that the Board conclude the investigation. If approved
by the Board, the case is closed without further action. A concluded
investigation may be reopened if new evidence is received, a new and related
complaint is made, or upon request for reconsideration.
45.1.2 Settlement: If, after investigating
the complaint, the committee and the Office of the Attorney General determine
that the facts established by the investigation present cause for pursuing
charges of unprofessional conduct, the committee shall explore the possibility
of stipulated settlements and consent orders, as established in a Stipulation.
45.1.2.1 Recommended Stipulations should
include a concession of wrongdoing by the Respondent, terms and conditions, an
understanding that this concession may be relied on by the Board in case the
licensee is later found to have engaged in unprofessional conduct, and an
understanding that this final disposition of the complaint is public and that
the Board shall notify the Federation of State Medical Boards Board Action Data
Bank, and the National Practitioner Data Bank, and may notify other states of
its contents.
45.1.2.2 When a
Stipulation is filed with the Board, the complainant shall be provided with a
copy of the stipulation and notice of any stipulation review scheduled before
the Board. The complainant shall have the right to be heard at any stipulation
review.
45.1.2.3 The Stipulation is
finalized only up on acceptance by the full Board. If the investigating
committee recommends a disposition in the form of a Stipulation, the Board may
vote to ask the committee to change the terms of the Stipulation. If a
Stipulation is not accepted by the Board within a reasonable time, the
investigating committee may pursue specification of charges.
45.1.3 Specification of Charges:
If after investigation the investigative committee and the Assistant Attorney
General determine that the facts established provide a basis to allege
unprofessional conduct as defined by
26 V.S.A.
§
1354 and the committee believes a
settlement cannot be reached or is not warranted on the facts, a Specification
of Charges shall be signed by the Executive Director.
46.0 Disciplinary Proceedings.
46.1 The Executive Director may designate a
hearing panel composed of at least one physician member of the Board and at
least one public member. Members may be appointed as provided by
26 V.S.A.
§
1372. The role of the hearing panel is
to hear evidence, make findings of fact, and make recommendations to the Board
for a decision on the charges.
46.2
Specification of Charges; Notice; Failure to Appear; Default.
46.2.1 The Board commences disciplinary
proceedings by serving a Specification of Charges and a notice of hearing upon
the Respondent. The hearing is scheduled no sooner than 30 days after service.
Notice shall tell the Respondent that a response may be filed within 20 days of
service.
46.2.2 Notice shall be
sent to the Respondent or other person or entity entitled to notice by
certified mail, return receipt requested, with restricted delivery to addressee
only. If service cannot be accomplished by certified mail, the Board will make
reasonable attempt to accomplish service by regular mail or by personal service
within the state, if feasible. A continuance may be granted upon request for
good cause as determined by the Board, hearing committee, or a presiding
officer. Copies of the notice shall be sent to the complainant, the Assistant
Attorney General, and the Respondent's attorney.
46.2.3 If the Respondent, after proper
notice, does not respond to the Specification of Charges or appear at a hearing
the Board may take disciplinary action after receiving the report of a hearing
panel or after hearing the evidence if a hearing panel is not used. If a
Respondent who did not participate in a panel hearing attends the hearing
before the Board, they may present arguments to the Board, but may not present
additional evidence unless the Board grants the Respondent leave to submit
additional evidence. In such circumstances, the right of the Respondent to
submit evidence is subject to any limitations set by the Board or hearing
officer regarding the scope of evidence that may be presented.
46.2.4 A Respondent who has defaulted may
submit a written motion within 10 days of the default to request a new hearing.
The Board may grant a new hearing only upon a showing of good cause for not
appearing at the hearing and for not requesting a continuation of the hearing.
The Board shall issue a written decision making a determination on whether to
grant a new hearing.
46.3
Discovery
After a specification of charges has been filed, the Board,
or a hearing officer on its behalf, shall have authority to conduct a
prehearing conference or discovery conference and to issue orders regulating
discovery and depositions, scheduling, motions by the parties, and such other
matters as may be necessary to ensure orderly preparation for hearing.
46.4 Hearing
Hearings before a hearing panel and before the Board will be
conducted according to the hearing provisions of 26 V.S.A. ch. 23 and the
contested case provisions of the Administrative Procedure Act,
3 V.S.A.
§
809 -
815. If a hearing panel is used,
the parties will be allowed to present evidence to the Board only if the Board
allows it. A Board hearing officer may act as presiding officer at hearings and
pre- and post-hearing conferences for the purpose of making procedural and
evidentiary rulings. A presiding officer may administer oaths and affirmations,
rule on offers of proof and receive relevant evidence, regulate the course of
the hearing, convene and conduct prehearing conferences, dispose of procedural
requests and similar matters, and take any other action authorized by the
Administrative Procedure Act.
46.5 Decision, Order, and Entry; Notice of
Decision; Transcripts
The hearing officer will prepare the written decision and
order in accordance with the Board's instructions, within a reasonable time of
the closing of the record in the case. The decision and order will be entered
upon being signed by the chair or vice-chair of the Board. A decision and order
is effective upon entry. Notice of the decision and order will be sent to the
Respondent by certified mail. Notice of the decision and order will be sent to
the Respondent's attorney, the complainant, and the prosecuting attorney by
regular mail or email. A transcript of the proceeding is available at
cost.
47.0 Compliance
Investigation, License or Certification Reinstatement or Removal of Conditions
After Disciplinary Action.
47.1 Assignment of
Compliance Investigation. Upon entry of an order taking disciplinary action
against a Respondent, a compliance investigation file will be opened. The file
will be assigned to the investigating committee that was responsible for the
initial investigation of unprofessional conduct. The committee shall make
recommendations for action to the full Board regarding compliance, requests for
reinstatement, or modification or removal of conditions established by the
order.
47.2 License or
Certification Reinstatement or Removal of Conditions. A person licensed or
certified by the Board who has been disciplined may petition at a later date
for license or certification reinstatement or modification or removal of
conditions from the license or certification. In addition to complying with any
restrictions or conditions on reinstatement imposed by the Board in its
disciplinary order, an applicant applying for reinstatement may be asked to
complete a reinstatement application. An investigating committee will review
such information and make a recommendation to the full Board. The Board may
hold a hearing to determine whether reinstatement should be granted.
47.3 Appeals. A party aggrieved by a final
decision of the Board may, within 30 days of the decision, appeal that decision
to the Vermont Supreme Court.
SECTION VI RULES FOR ANESTHESIOLOGIST
ASSISTANTS
48.0 Training and
Qualification.
48.1 The eligibility
requirements for certification as an anesthesiologist assistant are listed in
26 V.S.A.
§
1654 and supplemented by these rules.
The requirements for temporary certification are outlined in
26 VSA
§
1655 and supplemented by these
rules.
48.2 Prior to being
certified as an anesthesiologist assistant by the Board of Medical Practice, a
person must be qualified by education, training, experience, and personal
character to provide medical services under the direction and supervision of an
anesthesiologist. The applicant must submit to the Board all information that
the Board requests to evaluate the applicant's qualifications.
49.0 Initial Certification.
49.1 For each applicant for initial
certification as an anesthesiologist assistant the Board must receive, in a
form satisfactory to the Board:
49.1.1 A
complete online application;
49.1.2
Proof of identity and that the applicant is at least 18 years of age as
evidenced by a certified birth certificate or a copy of a naturalization
certificate;
49.1.3 Verification of
certification or licensure in all other states, territories, or provinces where
the applicant is currently or ever was certified or licensed to provide medical
services, including permanent, temporary, and training licenses or
certifications;
49.1.4 Two Board of
Medical Practice reference forms including one from a recent supervising
anesthesiologist and one from another prior supervising anesthesiologist;
49.1.4.1 Applicants with fewer than six
months of substantially full-time (at least 30 hours per week) practice must
provide a reference form from the director of the applicant's training program
and another reference form from an anesthesiologist who has supervised the
applicant in practice or in training;
49.1.5 The Board of Medical Practice's
Certificate of Anesthesiologist Assistant Education form for primary source
documentation of completion of a Board-approved anesthesiologist assistant
program sponsored by an institution of higher education, completed and
submitted by the institution;
49.1.6 Primary source documentation of
current certification sent directly to the Board by the National Commission for
the Certification of Anesthesiologist Assistants (NCCAA);
49.1.7 Completed Proposed Primary Supervising
Anesthesiologist form signed by the applicant and supervising
anesthesiologist;
49.1.8 Completed
Proposed Secondary Supervising Anesthesiologist form signed by the secondary
supervising anesthesiologist;
49.1.9 A protocol signed by the proposed
supervising anesthesiologist;
49.1.10 A copy of the anesthesiologist
assistant's employment contract;
49.1.11 The Board of Medical Practice
Anesthesiologist Assistant Employment Contract form;
49.1.12 The Uniform Application Affidavit and
Authorization for Release of Information Form;
49.1.13 The applicant's CV (curriculum vitae)
or resume; and
49.1.14 National
Practitioner Data Bank Self-Query Report. This must be a current Self-Query
Report issued within 60 days of submission of the application. Information
about obtaining a Self -Query Report is in the instructions to the
application.
49.2 All
applicants must submit a completed Board application package, provide required
documentation as specified in the application form or requested by the Board,
and pay the application fee. Documents submitted with the application become
part of the official record and will not be returned.
49.3 At the discretion of the licensing
committee or the Board, any applicant may be required to be interviewed by a
Board member.
50.0 Temporary
Certification.
50.1 The Board may
issue a temporary certification to an applicant who meets the educational
requirements under
26 V.S.A.
§
1654(1) if:
50.1.1 The NCCAA certification examination
has not been offered since the applicant became eligible to take it;
or
50.1.2 The applicant has taken
the NCCAA certification examination one time but has not yet received the
results of the examination.
50.2 The holder of a temporary certification
shall take and successfully pass the first available NCCAA examination. If the
holder of a temporary certification does not take the examination, that
temporary certification shall expire on the date of that examination. However,
if the holder of a temporary certification can show that there was exceptional
cause that prevented the individual from taking the examination, the Board may,
in its discretion, and for good cause shown, renew the temporary certification
until the date of the next available NCCAA examination.
50.3 If the holder of a temporary
certification takes the first available NCCAA examination but does not
successfully pass it, the temporary certification shall expire on the day after
receiving notice of the failure to pass the examination. In that case, the
Board shall not renew the temporary certification. The applicant may re-apply
for certification only after having taken and passed the examination.
50.0 Renewal of Certification.
50.1 Certification shall be renewable every
two years on completion of the online renewal form, payment of the required fee
and submission of: current contract; updated copies of primary and secondary
supervision forms; updated protocol; and, verification of current, active NCCAA
certification.
50.2 Lapsed licenses
may be renewed under the provisions of
26 V.S.A.
§
1656.
52.0 Change of Certification.
52.1 The Board shall be notified and the
appropriate applications and documentation filed whenever:
52.1.1 The anesthesiologist assistant's
protocol changes;
52.1.2 The
anesthesiologist assistant will be working at a different or an additional
accredited facility; or
52.1.3 The
anesthesiologist assistant will be supervised by a new or an additional
anesthesiologist.
52.2
Documents already on file with the Board may be referred to and need not be
resubmitted.
53.0 More Than One
Supervising Anesthesiologist.
53.1
In any application for initial certification, temporary certification, renewal
of certification or change of certification, if there is more than one
anesthesiologist at an accredited facility who will supervise an
anesthesiologist assistant, then, in addition to the information required to be
submitted by these rules, a document signed by all anesthesiologists who will
be supervising the anesthesiologist assistant shall be filed with the Board
with the application.
53.2
Additional supervising anesthesiologists may be added subsequent to the
application, provided the supervising anesthesiologist files a signed document
with the Board. In the document, the anesthesiologists shall affirm that each
assumes responsibility for all professional activities of the anesthesiologist
assistant while the anesthesiologist is supervising the anesthesiologist
assistant.
54.0 Termination of
Certification.
If the supervisory relationship between the anesthesiologist
and the anesthesiologist assistant is terminated for any reason, each party
must notify the Board directly and immediately in writing. The notice shall
include the reasons for the termination. The anesthesiologist assistant shall
cease practice until a new application is submitted by the supervising
anesthesiologist and is approved by the Board.
55.0 Practice.
55.1 An anesthesiologist assistant shall
perform only those tasks assigned on a case-by-case basis by the supervising
anesthesiologist. The anesthesiologist assistant shall implement the
personalized plan for each patient as individually prescribed by the
supervising anesthesiologist after that physician has completed a specific
assessment of each patient. In determining which anesthetic procedures to
assign to an anesthesiologist assistant, a supervising anesthesiologist shall
consider all of the following:
55.1.1 The
education, training and experience of the anesthesiologist assistant;
55.1.2 The anesthesiologist assistant's scope
of practice as defined in 26 VSA Chapter 29 and these rules;
55.1.3 The conditions on the practice of the
anesthesiologist assistant set out in the written practice protocol;
55.1.4 The physical status of the patient
according to the physical status classification system of the American Society
of Anesthesiologists, as in effect at the time the assignment of procedures is
made. The classification system is available from the American Society of
Anesthesiologists and shall be posted on the Board's website;
55.1.5 The invasiveness of the anesthetic
procedure;
55.1.6 The level of risk
of the anesthetic procedure;
55.1.7
The incidence of complications of the anesthetic procedure;
55.1.8 The physical proximity of the
supervising anesthesiologist and the anesthesiologist assistant or assistants
the anesthesiologist may be supervising concurrently; and
55.1.9 The number of patients whose care is
being supervised concurrently by the supervising anesthesiologist.
55.2 The supervising
anesthesiologist retains responsibility for the anesthetic management in which
the anesthesiologist assistant has participated.
56.0 Supervision.
56.1 A supervising anesthesiologist shall
supervise an anesthesiologist assistant within the terms, conditions, and
limitations set forth in a written practice protocol. Anesthesiologist
supervision requires, at all times, a direct, continuing and close supervisory
relationship between an anesthesiologist assistant and the supervising
anesthesiologist.
56.2 Supervision
does not, necessarily, require the constant physical presence of the
supervising anesthesiologist; however, the anesthesiologist must remain readily
available in the facility for immediate diagnosis and treatment of
emergencies.
56.3 The supervising
anesthesiologist shall be readily available for personal supervision and shall
be responsible for pre-operative, intra-operative and postoperative
care.
56.4 The supervising
anesthesiologist shall personally participate in the most demanding procedures
in the anesthesia plan, which shall include induction and emergence.
56.5 The supervising anesthesiologist shall
insure that, with respect to each patient, all activities, functions, services
and treatment measures are immediately and properly documented in written form
by the anesthesiologist assistant. All written entries shall be reviewed,
countersigned, and dated by the supervising anesthesiologist. The supervising
anesthesiologist's signature on the anesthetic record will fulfill this
requirement for all written entries on the anesthetic record.
56.6 Nothing in this section shall prohibit
the supervising anesthesiologist from addressing an emergency in another
location in the facility.
57.0
Protocol and Scope of Practice.
57.1 At no time shall the scope of practice
for the anesthesiologist assistant include procedures or treatments that the
supervising anesthesiologist does not perform within that practice.
57.2 The anesthesiologist assistant may
assist the anesthesiologist in developing and implementing an anesthesia care
plan for a patient. In so doing, the anesthesiologist assistant may, in the
discretion of the anesthesiologist, do any of the following:
57.2.1 Obtain a comprehensive patient history
and present that history to the anesthesiologist who must conduct a
pre-anesthesia interview and evaluation sufficient to confirm the
anesthesiologist assistant's evaluation;
57.2.2 Pretest and calibrate anesthesia
delivery systems;
57.2.3 Monitor,
obtain and interpret information from the anesthesia delivery systems and
anesthesia monitoring equipment;
57.2.4 Place medically accepted monitoring
equipment;
57.2.5 Establish basic
and advanced airway interventions, including intubations of the trachea and
ventilatory support;
57.2.6
Administer vasoactive drugs and start and adjust vasoactive
infusions;
57.2.7 Administer
anesthetic drugs, adjuvant drugs and accessory drugs;
57.2.8 Administer regional
anesthetics;
57.2.9 Administer
blood, blood products and supportive fluids;
57.2.10 Participate in administrative
activities and clinical teaching activities;
57.2.11 Provide assistance to cardiopulmonary
resuscitation teams in response to life-threatening situations;
57.2.12 Prescribe peri-operative medications
to be used in the accredited facility; and
57.2.13 Participate in research activities by
performing the same procedures listed above.
57.2.14 Any other activity that the Board
approves in a protocol to allow for changing technology or practices in
anesthesiology.
58.0
Prescriptive Authority.
An anesthesiologist assistant shall not have authority to
write prescriptions for medications that will be filled outside of the facility
in which the anesthesiologist assistant works.
59.0 Places of Practice.
An anesthesiologist assistant shall work only in a licensed
hospital facility with the supervision of an anesthesiologist.
60.0 Patient Notification and
Consent.
60.1 Any physician,
clinic, or hospital that uses the services of an anesthesiologist assistant
must:
60.1.1 Post a clear notice to that
effect in a conspicuous place;
60.1.2 Except in case of an emergency,
provide the patient a consent form that includes that the anesthesiologist may
use an anesthesiologist assistant; and
60.1.3 Require each anesthesiologist
assistant to wear a name tag clearly indicating the title anesthesiologist
assistant, per
26 V.S.A.
§
1652.
61.0 Disciplinary Action.
61.1 All complaints and allegations of
unprofessional conduct shall be processed in accordance with Section IV of
these rules.
61.2 After notice and
an opportunity for hearing, the Board may take disciplinary action against any
applicant, anesthesiologist assistant trainee, or anesthesiologist assistant
found guilty of unprofessional conduct, as provided by
3 V.S.A.
§§
129 and
809, and 26 V.S.A. § 1658,
including but not limited to:
61.2.1
Reprimand, suspend, revoke, limit, condition, deny or prevent renewal of
certification;
61.2.2 Required
completion of continuing education;
61.2.3 Required supervised training or
practice for a specified period of time or until a satisfactory evaluation by
the supervising physician has been submitted to the Board; and
61.2.4 Imposition of an administrative
penalty of not more than $ 1,000 for each act of unprofessional
conduct.
61.3 The Board
may approve a negotiated agreement between the parties. The conditions or
restrictions that may be included, without limitation, in addition to those
above, in such an agreement are set forth in
3 V.S.A.
§
809(d) and 26 V.S.A.
§ 1659(d).
62.0 Right to
Appeal.
A party aggrieved by a final decision of the Board may,
within 30 days of the decision, appeal that decision by filing a notice of
appeal with the Executive Director of the Vermont Board of Medical Practice, as
provided by
26 V.S.A.
§
1367 and 3 V.S.A. §
815.
SECTION VII
RULE FOR RADIOLOGIST ASSISTANTS
63.0 Training and Qualification.
63.1 The eligibility requirements for
certification as a radiologist assistant are listed in
26 V.S.A.
§
2854 and supplemented by this rule.
The requirements for temporary certification are outlined in
26 V.S.A.
§
2855 and supplemented by this
rule.
63.2 Prior to being certified
as a radiologist assistant by the Board of Medical Practice, a person must be
qualified by education, training, experience, and personal character to provide
medical services under the direction and supervision of a radiologist. The
applicant must submit to the Board all information that the Board requests to
evaluate the applicant's qualifications.
64.0 Initial Certification.
64.1 An applicant for initial certification
as a radiologist assistant shall submit to the Board:
64.1.1 A complete online
application;
64.1.2 Proof of
identity and that the applicant is at least 18 years of age as evidenced by a
certified birth certificate or a copy of a naturalization
certificate;
64.1.3 Verification of
current licensure as a radiologic technologist in radiography in Vermont under
Chapter 51 of Title 26 V.S.A.;
64.1.4 Verification of certification or
licensure in all other states, territories, or provinces where the applicant is
currently or ever was certified or licensed to provide medical services,
including permanent, temporary, and training licenses or
certifications;
64.1.5 Two Board of
Medical Practice reference forms including one from a recent supervising
radiologist and one from another prior supervising radiologist;
64.1.5.1 Applicants with fewer than six
months of substantially full-time (at least 30 hours per week) practice must
provide a reference form from the director of the applicant's training program
and another reference form from a radiologist who has supervised the applicant
in practice or in training;
64.1.6 The Board of Medical Practice's
Certificate of Radiologist Assistant Education form for primary source
documentation of completion of a Board-approved radiologist assistant program
sponsored by an institution of higher education, completed and submitted by the
institution;
64.1.7 Primary source
documentation of current certification sent directly to the Board by the
American Registry of Radiologic Technologists (ARRT);
64.1.8 Completed Proposed Primary Supervising
Radiologist form signed by the applicant and supervising radiologist;
64.1.9 Completed Proposed Secondary
Supervising Radiologist form signed by the secondary supervising
radiologist;
64.1.10 A protocol
signed by the proposed primary supervising radiologist;
64.1.11 The Board of Medical Practice
Radiologist Assistant Employment Contract form;
64.1.12 A copy of the employment contract or
documentation of employment of the radiological assistant by:
64.1.12.1 The primary supervising
radiologist;
64.1.12.2 The hospital
where the primary supervising radiologist practices; or
64.1.12.3 A hospital that is affiliated with
the hospital where the primary supervising radiologist practices.
64.1.13 The Uniform Application
Affidavit and Authorization for Release of Information Form;
64.1.14 The applicant's CV (curriculum vitae)
or r?sum?; and
64.1.15 National
Practitioner Data Bank Self-Query Report. This must be a current Self-Query
Report issued within 60 days of submission of the application. Information
about obtaining a Self -Query Report is in the instructions to the
application.
64.2 All
applicants must submit a completed Board application package, provide required
documentation as specified in the application form or requested by the Board,
and pay the application fee. Documents submitted with the application become
part of the official record and will not be returned.
64.3 At the discretion of the licensing
committee or the Board, any applicant may be required to be interviewed by a
Board member.
65.0 Temporary
Certification.
65.1 The Board may
issue a temporary certification to an applicant who otherwise meets the
requirements of
26 V.S.A.
§
2854(1), (3) and (4)
if:
65.1.1 The ARRT certification examination
has not been offered since the applicant became eligible to take it;
or
65.1.2 The applicant has taken
the ARRT certification examination one time but has not yet received the
results of the examination.
65.2 The holder of a temporary certification
shall take and successfully pass the first available ARRT examination. If the
holder of a temporary certification does not take the examination, that
temporary certification shall expire on the date of that examination. However,
if the holder of a temporary certification can show that there was exceptional
cause that prevented the from taking the examination, the Board may, in its
discretion, and for good cause shown, renew the temporary certification until
the date of the next available ARRT examination.
65.3 If the holder of a temporary
certification takes the first available ARRT examination but does not
successfully pass it, the temporary certification shall expire on the day after
receiving notice of the failure to pass the examination. In that case, the
Board shall not renew the temporary certification. The applicant may re-apply
for certification only after having taken and passed the examination.
66.0 Renewal of Certification.
66.1 Certification shall be renewable every
two years on completion of the online renewal form, payment of the required
fee, and submission of: current contract; updated copies of primary and
secondary supervision forms; updated protocol; verification of current
licensure as a radiologic technologist in radiography in Vermont under Chapter
51 of Title 26 V.S.A.; and, verification of.
66.2 Lapsed licenses may be renewed under the
provisions of
26 V.S.A.
§
2856.
67.0 Change of Certification.
67.1 The Board shall be notified and the
appropriate applications and documentation filed whenever:
67.1.1 The radiologist assistant's protocol
changes;
67.1.2 The radiologist
assistant will be working at a different or an additional office or hospital;
or
67.1.3 The radiologist assistant
will be primarily supervised by a different radiologist.
67.2 Documents already on file with the Board
may be referred to and need not be resubmitted.
68.0 More Than One Supervising
Radiologist.
68.1 Each application
for initial certification, temporary certification, renewal of certification or
change of certification shall identify the primary supervising radiologist who
shall be responsible for the radiologist assistant's professional activities
and sign the protocol required under
26 V.S.A.
§
2853.
68.2 Subject to the scope of practice
restrictions in this rule and Chapter 52 of Title 26, the radiologist assistant
may also perform services under the supervision of additional board-certified
radiologists working in the same office or hospital as the primary supervising
radiologist ("secondary supervising radiologist[s]"), but must file a protocol
regarding that supervisory relationship and a statement from the secondary
supervising radiologist of the responsibility for the professional activities
of the radiologist assistant performed under supervision.
69.0 Termination of Supervision.
If the supervisory relationship between the primary
supervising radiologist and the radiologist assistant is terminated for any
reason, each party must notify the Board directly and immediately in writing,
using the Board's Termination of Contract form. The radiologist assistant shall
cease practice until a new application is submitted by a primary supervising
radiologist and is approved by the Board.
70.0 Practice.
70.1 A radiologist assistant shall perform
only those tasks assigned on a case-by- case basis by the supervising
radiologist. The radiologist assistant shall implement the personalized plan
for each patient as individually prescribed by the supervising radiologist
after that physician has completed a specific assessment of each patient. In
determining which radiologic procedures to assign to a radiologist assistant, a
supervising radiologist shall consider all of the following:
70.1.1 The education, training and experience
of the radiologist assistant;
70.1.2 The radiologist assistant's scope of
practice as defined in Chapter 52 of Title 26 and this rule;
70.1.3 The conditions on the practice of the
radiologist assistant set out in the written practice protocol;
70.1.4 The guidelines adopted by the American
College of Radiology, the American Society of Radiologic Technologists, and the
ARRT, as amended from time to time;
70.1.5 The physical proximity of the
supervising radiologist and the radiologist assistant or assistants the
radiologist may be supervising concurrently; and
70.1.6 The number of patients whose care is
being supervised concurrently by the supervising radiologist.
71.0 Supervision.
71.1 A supervising radiologist shall
supervise a radiologist assistant within the terms, conditions, and limitations
set forth in the written practice protocol filed with the Board. Radiologist
supervision requires, at all times, a direct, continuing and close supervisory
relationship between a radiologist assistant and the supervising
radiologist.
71.2 Supervision does
not, necessarily, require the constant physical presence of the supervising
radiologist; however, the radiologist must remain readily available in the
facility for immediate diagnosis and treatment of emergencies.
71.3 The supervising radiologist shall ensure
that, with respect to each patient, all activities, functions, services and
treatment measures are immediately and properly documented in written form by
the radiologist assistant. All written entries shall be reviewed,
countersigned, and dated by the supervising radiologist. The supervising
radiologist's signature on the medical record will fulfill this requirement for
all written entries on the record.
71.4 Nothing in this section shall prohibit
the supervising radiologist from addressing an emergency in another location in
the facility.
72.0 Protocol and
Scope of Practice.
72.1 At no time
shall the scope of practice for the radiologist assistant include procedures or
treatments that the supervising radiologist does not perform in within the
practice.
72.2 A radiologist
assistant may not interpret images, make diagnoses, or prescribe medications or
therapies.
72.3 The radiologist
assistant may assist the radiologist in developing and implementing a
radiologic care plan for a patient. In so doing, the radiologist assistant may,
in the discretion of the radiologist, perform patient assessment, patient
management and selected examinations as outlined below:
72.3.1 Obtaining consent for and injecting
agents that facilitate and/or enable diagnostic imaging;
72.3.2 Obtaining clinical history from the
patient or medical record;
72.3.3
Performing pre-procedure and post-procedure evaluation of patients undergoing
invasive procedures;
72.3.4
Assisting radiologists with invasive procedures;
72.3.5 Performing fluoroscopy for
non-invasive procedures with the radiologist providing direct supervision of
the service;
72.3.6 Monitoring and
tailoring selected examinations under direct supervision (i.e., IVU, CT
program, GI studies, VCUG, and retrograde urethrograms);
72.3.7 Communicating the reports of
radiologist's findings to the referring physician or an appropriate
representative with appropriate documentation;
72.3.8 Providing naso-enteric and oro-enteric
feeding tube placement in uncomplicated patients;
72.3.9 Performing selected peripheral venous
diagnostic procedures; and
72.3.10
Any other activity that the Board approves in a protocol to allow for changing
technology or practices in radiology.
73.0 Places of Practice.
A radiologist assistant shall work only in the office of the
primary supervising radiologist or in the hospital in which the primary
supervising radiologist practices.
74.0 Patient Notification and Consent.
Any physician, clinic, or hospital that uses the services of
a radiologist assistant shall:
74.1 Post a clear notice to that effect in a
conspicuous place;
74.2 Except in
case of an emergency, include language in the patient consent form that the
radiologist may use a radiologist assistant; and
74.3 Require each radiologist assistant to
wear a name tag clearly indicating the title radiologist assistant.
75.0 Disciplinary Action.
75.1 All complaints and allegations of
unprofessional conduct shall be processed in accordance with Section IV of
these rules.
75.2 After notice and
an opportunity for hearing, the Board may take disciplinary action against any
applicant, radiologist assistant trainee, or radiologist assistant found guilty
of unprofessional conduct, as provided by
3 V.S.A.
§§
129 and
809, and 26 V.S.A. § 2858,
including but not limited to:
75.2.1
Reprimand, suspend, revoke, limit, condition, deny or prevent renewal of
certification;
75.2.2 Required
completion of continuing education;
75.2.3 Required supervised training or
practice for a specified period of time or until a satisfactory evaluation by
the supervising physician has been submitted to the Board;
and
75.3 The Board may
approve a negotiated agreement between the parties. The conditions or
restrictions that may be included, without limitation, in addition to those
above, in such an agreement are set forth in
3 V.S.A.
§
809(d) and 26 V.S.A.
§ 2859(e).
75.4 Right to
Appeal
A party aggrieved by a final decision of the Board may,
within 30 days of the decision, appeal that decision by filing a notice of
appeal with the Executive Director of the Vermont Board of Medical Practice, as
provided by
26 V.S.A.
§
1367 and 3 V.S.A. §
815.
SECTION VIII
NONDISCIPLINARY FINANCIAL PENALTIES
76.0
Introduction.
76.1 The Board has
discretion to offer licensees the opportunity to resolve a violation of an
applicable statute or rule by paying a nondisciplinary financial penalty as
provided by
26 V.S.A.
§
1377. If such an offer is made and
accepted, and the specified penalty received, the matter will be closed with no
further action. A licensee does not have the right to have a case resolved by
nondisciplinary financial penalty if the Board does not extend an offer to
resolve it in that manner.
76.2 As
required by Act 126 of 2020, Sec. 8, the following table of violations and
penalties is established.
76.2.1 Failure to
maintain a current, valid public address, mailing address, email address, or
telephone number. $ 25
76.2.2
Failure to disclose a pending malpractice case at the time of application for
issuance of an initial or reinstated license. $ 250
76.2.3 Failure to disclose a pending
malpractice case at the time of application for issuance of a renewal license.
$ 100
76.2.4 Failure to disclose a
pending investigation by the licensing authority of another jurisdiction at the
time of application for issuance of an initial or reinstated license. $
250
76.2.5 Failure to disclose a
pending investigation by the licensing authority of another jurisdiction at the
time of application for a renewal license. $ 100
76.2.6 Failure to disclose a pending
investigation by a hospital, medical staff group, health care facility,
professional association, or other body that has authority to take actions
regarding the applicant's employment or right to practice medicine at the time
of application for issuance of an initial or reinstated license. $
250
76.2.7 Failure to disclose a
pending investigation by a hospital, medical staff group, health care facility,
professional association, or other body that has authority to take actions
regarding the applicant's employment or right to practice medicine at the time
of application for issuance of a renewal license. $ 100
76.2.8 Failure to disclose restriction or
revocation of hospital privileges at the time of application for issuance of an
initial or reinstated license. $ 250
76.2.9 Failure to disclose restriction or
revocation of hospital privileges at the time of application for a renewal
license. $ 100
76.2.10 Failure to
disclose a felony criminal conviction that has not been expunged or overturned
on an initial application. $ 250
76.2.11 Failure to disclose a felony criminal
conviction that has not been expunged or overturned on a renewal application. $
125
76.2.12 Failure to disclose a
misdemeanor criminal conviction that has not been expunged or overturned on an
initial application. $ 125
76.2.13
Failure to disclose a misdemeanor criminal conviction that has not been
expunged or overturned on a renewal application. $ 75
76.2.14 Failure to disclose revocation or
restriction of hospital privileges for reasons related to competence or
character on an initial application. $ 250
76.2.15 Failure to disclose revocation or
restriction of hospital privileges for reasons related to competence or
character on a renewal application. $ 125
76.2.16 Failure to disclose voluntary
surrender of a license to practice medicine or any other healing art after
having been notified of an investigation that had not yet been resolved, or in
lieu of a disciplinary action, on an initial application. $ 250
76.2.17 Failure to disclose voluntary
surrender of a license to practice medicine or any other healing art after
having been notified of an investigation that had not yet been resolved, or in
lieu of a disciplinary action on a renewal application. $ 250
76.2.18 Failure to disclose licensure by
other US jurisdictions on initial application. $ 75 (per
jurisdiction)
76.2.19 Failure to
disclose licensure by other US jurisdictions on renewal application. $ 50 (per
jurisdiction)
76.2.20 Failure to
inform the Board of new information of the types specified above when the
applicant learns of it after the application is submitted but before an initial
or reinstated license is granted. The same amount stated above for a failure to
disclose.
76.2.21 Unspecified
errors and omissions on any application. $ 50 (per error or
omission).
76.2.22 Working without
a license during the first 48 hours after the license has lapsed. $
250
76.2.23 Certification on a
license renewal application that the licensee has completed the Health Care
Workforce Census, as required to renew, if the Workforce Census has not been
completed. $ 100
76.2.24
Certification on a license renewal application that the licensee has satisfied
Continuing Medical Education requirements, if the requirements have not been
completed. $ 100 to $ 250
76.2.25
Failure to complete the physician profile information as required of a
physician who obtains a license through the Interstate Medical Licensure
Compact, within 30 days of notice to the licensee of the requirement. $
100.
76.3 In the event of
repetition of the same violation at a later time, if the set penalty is less
than $ 250 the amount of the penalty may be doubled up to a maximum of $ 250
for a single violation.
SECTION
IX PRE-APPLICATION DETERMINATION ON CRIMINAL BACKGROUND
77.0 As provided by
26 V.S.A.
§
1353(12), the Board
will render a pre-application determination of whether an individual's criminal
background would make the individual ineligible to be licensed or certified to
practice one of the professions regulated by the Board.
77.1 A complete request for a pre-application
determination regarding criminal background requires all of the following:
77.1.1 Completion of a form requesting the
pre-application determination;
77.1.2 Completion by the applicant of all
steps necessary for the Board to receive a fingerprint-supported National Crime
Information Center (NCIC) criminal background record check;
77.1.3 Submission of certified copies of all
criminal convictions relating to each crime on the individual's criminal
record;
77.1.4 Copies of the
charges, information, or indictment relating to each conviction;
77.1.5 Any evidence of rehabilitation that
the individual wishes to be considered by the Board in making the
determination. Notarized affidavits may be submitted; live testimony will not
be taken; and
77.1.6 Payment of the
fee.
77.2 The request for
determination will not be complete until all the above steps have been taken
and the Board has received the NCIC record check.
77.3 The request for determination may be
assigned to the Licensing Committee for the purpose of making a recommendation
to the Board.
SECTION X
SPECIAL PROVISION FOR LICENSING OF SPOUSES OF US MILITARY MEMBERS TRANSFERRED
TO VERMONT
78.0 As provided by
26 V.S.A.
§
1353(13)(A), the
Board will take the following steps to expedite the licensure of applicants who
are the spouse of a member of the United States Armed Forces who has been
ordered to a duty station in Vermont, if the applicant is licensed in good
standing for one of the professions regulated by the Board in another US
jurisdiction and was employed in that profession at the time their spouse
received orders to Vermont:
78.1
Applicants with at least one year of practice in good standing while licensed
in another US jurisdiction may apply using the procedures established in
Section 16.0.
78.2 For applicants
who were accompanying their spouse at an overseas location, who were practicing
in a position with the US government, and who were licensed in good standing in
a US jurisdiction, such practice shall be accepted as the equivalent of
practice in another US jurisdiction.
78.3 For documents that are required to be
submitted in printed form directly from the issuing authority, the Board will
accept electronic copies on a provisional basis pending receipt of the printed
original. Acceptance of such substitute documents will be conditioned on the
applicant agreeing that there will be good cause for the Board to revoke or
suspend the license issued if the Board does not receive the original document
within a reasonable period of not fewer than 90 days, or if there are any
material deviations between the provisional document and the printed original
later submitted to the Board.
79.0
Applicants requesting to use these special provisions must submit copies of
their spouse's orders and other documentation to establish
eligibility.
SECTION XI
SPECIAL FEE PROVISION FOR US MILITARY MEMBERS AND THEIR SPOUSES
80.0 As provided by
26 V.S.A.
§
1401a(4), the
established fees for licensure for the professions regulated by the Board will
be waived for:
80.1 An individual
who is a member of the US Armed Forces and whose home of record is Vermont at
the time of application to be licensed;
80.2 An individual who practices a profession
licensed by the Board with the US Armed Forces and who is assigned to Vermont
to practice that profession, so long as assigned to Vermont;
80.3 The spouse of a US Armed Forces member
who is ordered to a duty station in Vermont so long as their spouse continues
to be assigned to Vermont.
81.0
Eligibility for the fee waiver is determined at the time that the fee is due
and continues through the end of the licensing period regardless of whether the
military member is assigned to a different permanent duty station during the
period. Individuals who request fee waiver will be required to submit copies of
orders or other documentation to establish eligibility.
SECTION XI RULES FOR REMOTE HEARINGS
82.0 Scope.
82.1 Upon order of the Board of Medical
Practice, or a Hearing Officer acting on the Hearing Officer's own behalf, a
hearing may be held by telephone, video, or other electronic means ("Remote
Hearings"). If a party objects to having all or part of a hearing conducted as
a Remote Hearing the party must submit a written motion within 14 days, or
sooner if specified in the order scheduling the remote hearing. In ruling on
the objection, the Board or Hearing Officer shall consider the f actors set
forth in Vermont Rule of Civil Procedure 43.1. This section sets forth
procedures for conducting Remote Hearings.
82.2 All other Sections of the Board of
Medical Practice ("Sections") not modified herein continue to apply. In the
case where a standard set forth for Remote Hearings conflicts with a standard
set forth in other sections, the standards in this section shall
govern.
83.0 Pre-Hearing
Administration.
83.1 Hearing Notice
83.1.1 In addition to the other information
required to be included in a notice of a hearing pursuant to
3 V.S.A.
§
809 and 26 V.S.A. § 1372(b)(2)
the notice of a remote hearing shall contain instructions and information,
including phone numbers and website links and addresses, for participating in
the remote hearing by web-based visual and audio communication or by telephone.
If the telephone numbers and/or website links and addresses for remote
participation are not established at the time a notice is issued, the notice
may instead state that the hearing will be held by remote means, that the
telephone numbers and or website information will be provided to parties no
later than seven days prior to the hearing, and that the information will be
publicly posted on the Board's website no fewer than seven days prior to the
hearing.
83.1.2 The notice of a
remote hearing shall contain contact information for the Docket Clerk or
another Board staff member who can be contacted during the hearing if a party
encounters any difficulties with remote participation.
83.1.3 The notice shall instruct a party how
to contact the Docket Clerk if the party is unable to participate in the
hearing remotely.
83.1.4 A party
may request a continuance in accordance with Section 41.2.2 if the party is
unable to participate remotely in the hearing. The Board, hearing panel, or
presiding officer shall determine whether to grant the motion for a continuance
consistent with Section 41.2.2.
83.1.5 If a party needs a modification or an
accommodation to be made to participate in the hearing remotely, the party may
file a request. The non- requesting party shall be notified of the request for
an accommodation or modification. If a requested accommodation or modification
will substantially adversely affect the rights of the non-requesting party, the
hearing panel shall determine whether to permit the accommodation or
modification. For requested accommodations and modifications that will not
adversely affect the rights on the non-requesting party, the Docket Clerk may
approve accommodations or modifications after providing notice of the request
to the non-requesting party.
83.2 Pre-Hearing Filings
83.2.1 Prior to the beginning of a hearing,
documents may be filed by sending the filing to the Docket Clerk as an
attachment to an email, by regular mail, or by facsimile. Regardless of the
method of delivery, documents are only deemed filed upon receipt by the Docket
Clerk.
83.2.2 Unless a different
discovery and hearing schedule is issued by a hearing officer, filings
submitted prior to a hearing must be received by the Docket Clerk no later than
noon on the last business day prior to the scheduled hearing. Filings not
received by the Docket Clerk by noon on the last business day prior to the
scheduled hearing must be introduced at the hearing in accordance with Section
84.2.2.
83.2.3 Objections to the
admissibility of pre-filed exhibits and responses to motions may be made at the
scheduled hearing unless a discovery and hearing schedule issued by a hearing
officer requires objections and responses to be filed by an earlier date.
Objections to the admissibility of the pre-filed exhibit and responses to
motions may also be made in writing by submitting a written objection or
response to the Docket Clerk by noon on the last business day prior to the
scheduled hearing.
83.2.4 Filings
submitted prior to a hearing shall be served on the other party on the same day
the filing is submitted to the Docket Clerk and using the same method of
delivery unless otherwise agreed by the parties.
83.2.5 The procedures regarding electronic
introduction of filings at a hearing set forth in Section 82.2.2 shall be
followed.
83.3 Service
83.3.1 Except for filings that are required
to be served by certified mail, filings may be served on the other party via
email and do not require regular mail or personal service. Service by regular
mail and personal service remain acceptable means of service. The filing shall
be served on the other party using the same method of delivery that is used to
submit the filing to the Docket Clerk unless otherwise agreed by the
parties.
83.3.2 Filings that are
required by statute or other sections of this rule to be served by certified
mail must be served by certified mail.
83.4 Form
83.4.1 The subject line of the email
containing a filing as an attachment shall indicate the name of the
respondent.
83.4.2 A signature
block containing the submitting party's typed-in name preceded by "/s/," or an
electronic facsimile of the submitting party's signature, a scanned copy of it,
or another form of electronic signature as defined in
9 V.S.A.
§
271(9), will serve as
a party's signature on pleadings, motions, and other documents that must be
filed with a signature. This exception does not apply to affidavits, verified
pleadings, or other signatures that must be notarized by statute.
83.4.3 Exhibits submitted for use during a
hearing shall be marked for identification by the party submitting the exhibit.
The respondent shall mark exhibits using letters and the State shall mark
exhibits using numbers.
83.5 Timing
83.5.1 Filings sent by email will be
considered filed on the date sent if the email is received before 4:30
pm.
83.5.2 Nothing in these remote
hearing rules extends filing deadlines.
84.0 Hearings Before a Hearing
Panel.
84.1 Hearing Procedures
84.1.1 Prior to Hearing
84.1.1.1 Prior to the scheduled hearing the
Docket Clerk shall send the parties an email with the specification of charges,
the answer, and applicable prehearing orders.
84.1.1.2 By noon on the last business day
prior to the scheduled hearing, the parties and the members of the hearing
panel shall provide the Docket Clerk a phone number and email address at which
the party or board member can be reached during the remote hearing.
84.1.2 Commencement of Hearing
84.1.2.1 A party is responsible for
connecting to the remote hearing via the web-based audio and visual system or
telephone number provided in the hearing notice. Parties shall participate in
the scheduled hearing using audio communication, either web-based or telephone,
at a minimum. A hearing officer may order a party to participate using video
upon request of a party and showing of a reasonable basis for the
request.
84.1.2.2 At the beginning
of a scheduled hearing, the hearing officer shall confirm the presence of both
parties and their representatives, when applicable.
84.1.2.3 Parties shall be present at the time
provided in the hearing notice via the web-based audio and visual communication
link or by telephone. If there is more than one hearing scheduled, the order of
hearings will be decided by the hearing officer. The first hearing shall begin
at the time stated on the hearing notice. Subsequent hearings will occur after
the conclusion of the previous hearing.
84.1.3 Hearing Conduct
84.1.3.1 Scheduled hearings shall be
conducted in accordance 1 V.S.A. Chapter 5 and 26 V.S.A. Chapter 23.
84.1.3.2 At the beginning of the hearing,
upon request from the hearing officer, each party shall state their full name
for the record.
84.1.3.3 The
parties shall keep the audio connection through which the party is
participating in the hearing muted while not speaking.
84.1.3.4 If a party is not able to hear the
hearing officer, hearing panel, or the other party, the party shall un-mute
their audio communication system and notify the hearing officer.
84.1.3.5 The hearing officer shall administer
oaths and affirmations, as required by law, using the audio and, if available,
visual communication systems.
84.1.4 Hearing Panel Members.
84.1.4.1 When participating in a hearing
remotely, hearing panel members shall comply with the requirements of
26 V.S.A.
§
1318.
84.1.4.2 By noon on the day prior to the
scheduled hearing, each hearing panel member shall provide to the Docket Clerk
an email address for a current email account that the member can access during
the hearing.
84.1.4.3 During a
scheduled hearing, the Docket Clerk shall send all filings and required written
communications to the hearing panel members at the email address provided to
the Docket Clerk.
84.1.4.4 During a
scheduled hearing, hearing panel members shall monitor the email account
submitted to the Docket Clerk, and immediately review emails received from the
Docket Clerk and other Board Office staff.
84.2 Record
84.2.1 Recording and Transcript. The hearing
shall be recorded. Parties may request a transcript from the Docket Clerk. The
party requesting a copy of the transcript must pay to the Board Office the
estimated cost of producing a copy of the transcript.
84.2.2 Introduction of Documents During
Hearing
84.2.2.1 All filings to be considered
by the hearing panel during a hearing shall be filed with the Docket Clerk in
advance of the scheduled hearing in accordance with Section 83.2.1, or during
the hearing in accordance with the procedures set forth in this subsection.
Filings that are not received by the Docket Clerk by noon on the last business
day prior to the scheduled hearing must be submitted during the
hearing.
84.2.2.2 Exhibits
84.2.2.2.1 Exhibits proffered during a
hearing that a party wishes to offer to be admitted as evidence shall be
emailed as an attachment to the Docket Clerk and the other party. The form of
the exhibit shall comply with the form requirements of Section 83.4.
84.2.2.2.2 Once the proffered exhibit is
received by the Docket Clerk, the Docket Clerk shall email the exhibit as an
attachment to the hearing officer presiding at the hearing and to the other,
non-filing party.
84.2.2.2.3 After
receipt of the email from the Docket Clerk with the exhibit attached, the
hearing officer and the other, non-filing party shall have a reasonable amount
of time, as determined by the hearing officer, to review the exhibit.
84.2.2.2.4 The non-filing party shall have
the opportunity to oppose the admission of an offered exhibit.
84.2.2.2.5 The hearing officer shall rule on
whether to admit the exhibit in accordance with Section 46.4 and 3 V.S.A.
§ 810.
84.2.2.2.6 If the
hearing officer rules that an exhibit is to be admitted into evidence, the
Docket Clerk shall send an email with the exhibit attached to all members of
the hearing panel.
84.2.2.2.7
Members of the hearing panel shall not retain any copies, including electronic
or physical copies, of the exhibit after the conclusion of the
hearing.
84.2.2.3 Motions
84.2.2.3.1 Written motions made during a
hearing shall be emailed as an attachment to the Docket Clerk and the
non-filing party. Motions may also be made orally during a hearing.
84.2.2.3.2 A written motion shall be signed
in accordance with Section 83.4.2.
84.2.2.3.3 Upon receipt of a written motion
during a hearing, the Docket Clerk shall send the motion to the hearing officer
and the hearing panel members.
84.2.2.3.4 The non-filing party shall have
the opportunity to respond to a motion.
84.2.2.3.5 The hearing officer shall decide
whether to grant or deny a motion.
84.3 Witnesses
84.3.1 Witnesses called by a party shall
testify by telephone or via web- based audio or visual communication.
84.3.2 The party calling the witness shall be
responsible for providing the witness with the necessary information for
participating in the scheduled hearing, including all necessary phone numbers,
email addresses, and website addresses. It is the responsibility of the party
calling the witness to ensure that the witness is available when called upon to
testify during the scheduled hearing.
84.3.3 The party calling the witness shall
provide the Docket Clerk with a phone number and email address for the witness.
In the event of technical challenges or a need to dismiss and then recall a
witness, the Docket Clerk shall telephone the witness with further instructions
about when the witness is recalled to testify.
84.4 Deliberative Session
84.4.1 The hearing panel shall have the
opportunity to engage in deliberations, as defined in
1 V.S.A.
§
310(2), about the
contested case presented at the scheduled hearing. Deliberations by the hearing
panel may occur in a deliberative session in accordance with
1 V.S.A.
§
312(e).
84.4.2 Prior to the scheduled hearing, the
Docket Clerk shall email to the hearing panel members and the hearing officer a
conference call telephone number or information for an audio and visual
communication system link that shall be available only to those participating
in deliberations, to be used for the deliberative session.
84.4.3 After the hearing panel votes to enter
into a deliberative session, the hearing panel members shall exit the audio and
visual communication system or end the telephone call through which the hearing
panel member is participating in the hearing. The parties shall remain
available on the audio and visual communication system or the telephone during
the deliberative session. The hearing panel members shall then use the
conference call telephone number or audio and visual communication system link
provided by the Docket Clerk prior to the scheduled hearing. The deliberative
session shall be held on the medium that is available only to those
participating in the deliberations.
84.4.4 At the conclusion of the deliberative
session, the hearing panel members shall reconnect to the audio and visual
communication system or the telephone line on which the hearing is being held.
The hearing officer will notify the Docket Clerk and the parties that the
hearing is resuming and shall provide the parties and the Docket Clerk with a
reasonable amount of time to resume. Decisions by the hearing panel announced
following a deliberative session shall be made by motion and voted upon by the
members in an open session on the record.
84.5 Hearing Panel Report
The hearing officer shall prepare a report of the hearing
panel's findings of fact and recommendations to the Board in accordance with
26 V.S.A.
§
1372(c) and Section
46.5. The Docket Clerk shall serve the report on the parties by sending it as
an attachment to an email. The Docket Clerk shall send the report to other
individuals on request.
85.0
Hearing Before the Board.
85.1
Hearing Procedures
83.1.1 Applicability
85.1.1.1 All of Section 85.0 applies in full
to contested hearings before the Board. With regard to hearings before the
Board for the purpose of consideration and approval of a stipulation and
consent order, only this Section, 85.1, applies.
85.1.1.2 Prior to Hearing
85.1.1.2.1 Prior to the scheduled hearing,
the Docket Clerk shall send the parties an email with the specification of
charges, the answer, and applicable pre-hearing orders.
85.1.1.2.2 By noon on the last business day
prior to the scheduled hearing, the parties shall provide the Docket Clerk with
a phone number and email address at which the party can be reached in the event
of a malfunction during the remote hearing.
85.1.1.3 Commencement of Hearing
85.1.1.3.1 A party is responsible for
connecting to the remote hearing via the web-based audio and visual system or
telephone number provided in the hearing notice. Parties shall participate in
the scheduled hearing using audio communication, either web-based or telephone,
at a minimum. A hearing officer may order a party to participate using video
upon request of a party and showing of a reasonable basis for the
request.
85.1.1.3.2 At the
beginning of a scheduled hearing, the hearing officer shall confirm the
presence of both parties and their representatives, when applicable.
85.1.1.3.3 Parties shall be present at the
time provided in the hearing notice via the web-based audio and visual
communication link or by telephone. If there is more than one hearing
scheduled, the order of hearings will be decided by the hearing officer. The
first hearing shall begin at the time stated on the hearing notice. Subsequent
hearings will occur after the conclusion of the previous hearing.
85.1.1.4 Hearing Conduct
85.1.1.4.1 Scheduled hearings shall be
conducted in accordance 1 V.S.A. Chapter 5.
85.1.1.4.2 At the beginning of the hearing,
upon request from the hearing officer, each party shall state their full name
for the record.
85.1.1.4.3 The
parties shall keep the audio connection, through which the party is
participating in the hearing, muted while not speaking.
85.1.1.4.4 If a party is not able to hear the
hearing officer, a Board member, or the other party, the party shall un- mute
their audio communication system and notify the hearing officer.
85.1.1.4.5 The hearing officer shall identify
the Board members who are eligible and participating in the hearing on the
record.
85.1.1.4.6 The hearing
officer shall administer oaths and affirmations, as required by law, using the
audio and, if available, visual communication systems.
85.1.1.5 Board Members Hearing the Case
85.1.1.5.1 When participating in a hearing
remotely, Board members shall comply with the requirements of
26 V.S.A.
§
1318.
85.1.1.5.2 By noon on the day prior to the
scheduled hearing, each Board member shall provide to the Docket Clerk an email
address for a current email account that the member can access during the
hearing.
85.1.1.5.3 During a
scheduled hearing, the Docket Clerk shall send all filings and required written
communications to the participating Board members at the email address provided
to the Docket Clerk.
85.1.1.5.4
During a scheduled hearing, participating Board members shall monitor the email
account submitted to the Docket Clerk, and immediately review emails received
from the Docket Clerk and other Board Office
staff.
85.2 Record
85.2.1 Recording and Transcript
85.2.1.1 The hearing shall be recorded.
Parties may request a transcript from the Docket Clerk. The party requesting a
copy of the transcript must pay to the Board Office the estimated cost of
producing a copy of the transcript.
85.2.2 Introduction of Documents During
Hearing
85.2.2.1 All filings to be considered
by the Board during a hearing that are not already a part of the record shall
be filed with the Docket Clerk in advance of the scheduled hearing in
accordance with Section 83.2.1, or during the hearing in accordance with the
procedures set forth in this subsection. Filings not received by the Docket
Clerk by noon on the last business day prior to the scheduled hearing must be
submitted during the hearing.
85.2.2.2 Exhibits
85.2.2.2.1 Exhibits submitted during a
hearing shall be emailed as an attachment to the Docket Clerk and the other
party. The form of the exhibit shall comply with the form requirements set
forth in Section 83.4.
85.2.2.2.2
Once the exhibit is received by the Docket Clerk, the Docket Clerk shall email
the exhibit as an attachment to the hearing officer presiding at the hearing
and the other, non-filing party.
85.2.2.2.3 After receipt of the email from
the Docket Clerk with the exhibit attached, the hearing officer and the other,
non-filing party shall have a reasonable amount of time, as determined by the
hearing officer, to review the exhibit.
85.2.2.2.4 The non-filing party shall have
the opportunity to oppose the admission of an offered exhibit.
85.2.2.2.5 The hearing officer shall rule on
whether to admit the exhibit in accordance with Section 46.4 and 3 V.S.A.
§ 810.
85.2.2.2.6 If the
hearing officer rules that an exhibit is to be admitted into evidence, the
Docket Clerk shall send an email with the exhibit attached to members of the
Board who are hearing the case.
85.2.2.2.7 Members shall not retain any
copies, including electronic or physical copies, of the exhibits after the
conclusion of the hearing
85.2.2.3 Motions
85.2.2.3.1 Written motions made during a
hearing shall be emailed as an attachment to the Docket Clerk and the
non-filing party. Motions may also be made orally during a hearing.
85.2.2.3.2 A written motion shall be signed
in accordance with Section 83.4.2.
85.2.2.3.3 Upon receipt of a written motion
during a hearing, the Docket Clerk shall send the motion to the Board members
hearing the case.
85.2.2.3.4 The
non-filing party shall have the opportunity to respond to a motion.
85.3 Witnesses
85.3.1 Witnesses called by a party shall
testify by telephone or via web- based audio or visual communication.
85.3.2 The party calling the witness shall be
responsible for providing the witness with the necessary information for
participating in the scheduled hearing, including all necessary phone numbers,
email addresses, and website addresses. It is the responsibility of the party
calling the witness to ensure that the witness is available when called upon to
testify during the scheduled hearing.
85.3.3 The party calling the witness shall
provide the Docket Clerk with a phone number and email address for the witness.
In the event of technical challenges or a need to dismiss and then recall a
witness, the Docket Clerk shall telephone the witness with further instructions
about when the witness is recalled to testify.
85.4 Deliberative Session
85.4.1 The participating Board members shall
have the opportunity to engage in deliberations, as defined in
1 V.S.A.
§
310(2), about the
contested case presented at the scheduled hearing. Deliberations by the
participating Board members may occur in a deliberative session in accordance
with 1
V.S.A. §
312(e).
85.4.2 Prior to the scheduled hearing, the
Docket Clerk shall email to the participating Board members and the hearing
officer a conference call telephone number or information for an audio and
visual communication system link that shall be available only to those
participating in deliberations, to be used for the deliberative
session.
85.4.3 After the
participating Board members vote to enter into a deliberative session, the
members shall exit the audio and visual communication system or end the
telephone call through which members are participating in the hearing. The
parties shall remain available on the audio and visual communication system or
the telephone during the deliberative session. The participating Board members
shall then use the conference call telephone number or audio and visual
communication system link provided by the Docket Clerk prior to the scheduled
hearing. The deliberative session shall be held on the medium that is available
only to those participating in the deliberations.
85.4.4 At the conclusion of the deliberative
session, the participating Board members shall reconnect to the audio and
visual communication system or the telephone line on which the hearing is being
held. The hearing officer will notify the Docket Clerk and the parties that the
hearing is resuming and shall provide the parties and the Docket Clerk with a
reasonable amount of time to resume. Decisions by the Board announced following
a deliberative session shall be made by motion and voted upon by the members in
an open session on the record.
85.5 Board Decision
The Board shall issue a written decision of its findings and
conclusions in accordance with
26 V.S.A.
§
1374. The Board may have the
assistance of the hearing officer in preparing its written decision.
26 V.S.A.
§
1353(2).
85.6 Appeals.
83.6.1 A party may appeal a decision of the
Board in accordance with 26 V.S.A. 1367 and Section 42.3.
83.6.2 Parties may submit written notices and
filings to the Docket Clerk, and other parties by email, mail, or
facsimile.