Wash. Admin. Code § 173-340-350 - Remedial investigation
(1)
Purpose. The purpose of a remedial investigation is to adequately
characterize a contaminated site, including the distribution of hazardous
substances and the threat they pose to human health and the environment, to
enable:
(a) Cleanup standards to be
established under Part 7 of this chapter; and
(b) Cleanup action alternatives to be
developed and evaluated in a feasibility study under WAC
173-340-351.
(2)
Applicability.
(a)
Whether required. A remedial
investigation of a contaminated site must be conducted regardless of which
administrative option in WAC
173-340-510 is used to conduct
remedial action at the site.
(b)
Requirements. A remedial investigation must comply with the
requirements in this section and, as applicable, the following:
(i) For sites where there is a release or
threatened release to sediment, the applicable requirements in WAC
173-204-550.
(ii) For sites on the national priorities
list, the applicable requirements under the federal cleanup
law.
(3)
Timing and phasing.
(a) Except as
otherwise directed by ecology, a remedial investigation must be completed
before cleanup standards are established and a cleanup action is selected. An
emergency remedial action or an interim action may be conducted before a
remedial investigation/feasibility study is completed.
(b) A remedial investigation may be
conducted, or required by ecology to be conducted, for the entire site or for
separate parts of a site, such as a sediment cleanup unit as defined in WAC
173-204-505.
(c) A remedial investigation and a
feasibility study may be conducted, or required by ecology to be conducted, as
a single step or as separate steps in the cleanup process.
(d) A remedial investigation may be
conducted, or required by ecology to be conducted, in phases. For example,
additional remedial investigation may be necessary to fill data gaps identified
in earlier investigations or to determine the applicability of a model remedy
at a site.
(4)
Administrative options and requirements. A remedial investigation
may be conducted under any of the administrative options for remedial action
described in WAC
173-340-510. Reporting and public
participation requirements depend on the administrative option used to conduct
remedial action.
(a)
Ecology-conducted
or ecology-supervised remedial actions. For an ecology-conducted or
ecology-supervised remedial investigation, ecology will provide or require:
(i) A remedial investigation work plan that
complies with the requirements in subsection (5)(b) of this section and WAC
173-340-840. For
ecology-supervised remedial actions, ecology may require submittal of a work
plan for its review and approval;
(ii) A remedial investigation report that
complies with the requirements in subsection (5)(g) of this section and WAC
173-340-840. For
ecology-supervised remedial actions, ecology may require submittal of a report
for its review and approval; and
(iii) Public notice of a remedial
investigation report in accordance with WAC
173-340-600(13).
(b)
Independent remedial
actions.
(i) Independent investigations
of a site must be reported to ecology in accordance with WAC
173-340-515. Such investigations
may need to be reported separately upon completion (see WAC
173-340-515(4)(a))
. Reports must include, as appropriate, the information specified in subsection
(5)(g) of this section.
(ii)
Ecology will notify the public of an independent investigation report in
accordance with WAC
173-340-600(20).
(5)
Steps. Except as otherwise
directed by ecology, a remedial investigation must be conducted in accordance
with the following steps.
(a)
Step 1:
Identify scope. Identify the scope of the remedial investigation. The
scope depends on many factors, including the nature and extent of
contamination, the exposure pathways of concern, the human and ecological
receptors potentially impacted by the contamination, the characteristics of the
site, the type of cleanup action alternatives likely to be evaluated, and
information previously obtained about the site. To determine the scope, do the
following:
(i) Identify what information is
needed about the site to comply with the requirements in (c) of this subsection
and chapter 197-11 WAC, the State Environmental Policy Act rules (see WAC
197-11-250);
(ii) Assemble and evaluate relevant
information collected during any prior remedial actions at the site, such as an
initial investigation or an interim action. Previously collected information
may be relied upon in the investigation to avoid duplication; and
(iii) Identify what additional information
needs to be collected during the investigation.
(b)
Step 2: Develop work plan.
Develop a remedial investigation work plan to collect and evaluate the
information identified in Step 1. If required by ecology under subsection
(4)(a)(i) of this section, submit the work plan for ecology's review and
approval.
(i)
Content. Except as
otherwise directed by ecology, include the following in the work plan:
(A) The scope of the investigation identified
in Step 1, including a summary of available information about the site and data
gaps needing to be addressed by the investigation;
(B) A preliminary conceptual site model, as
defined in WAC
173-340-200;
(C) A target concentration for each hazardous
substance in each contaminated environmental medium identified in the
preliminary conceptual site model under (b)(i)(B) of this subsection;
(D) A sampling and analysis plan meeting the
requirements in WAC
173-340-820, including the
analytical methods that enable detection of the target concentrations
identified in (b)(i)(C) of this subsection;
(E) A health and safety plan meeting the
requirements in WAC
173-340-810;
(F) An inadvertent discovery plan meetings
the requirements in WAC
173-340-815;
(G) Cleanup action alternatives likely to be
considered in the feasibility study, based on available information;
(H) Any studies needed to develop or evaluate
cleanup action alternatives in the feasibility study, such as treatability or
pilot studies;
(I) A proposed
schedule for completing the remedial investigation/feasibility study and, if
required, submittal of a report for ecology review and approval; and
(J) Any other information required by
ecology.
(ii)
Flexibility. The work plan should remain flexible and be
streamlined when possible to avoid collection and evaluation of unnecessary
information. While it may be appropriate to phase investigations at some sites,
ecology encourages expedited investigations. For example, using field screening
methods to guide investigations and fast turnaround laboratory analyses to
provide real-time feedback may be appropriate at some sites. However, in all
cases, sufficient information must be collected and evaluated to meet the
purposes in subsection (1) of this section.
(c)
Step 3: Conduct
investigation. Conduct the remedial investigation in accordance with the
work plan developed in Step 2.
(d)
Step 4: Complete conceptual site model. Based on the results of
the remedial investigation conducted in Step 3 and any previously obtained
information about the site, complete the development of a conceptual site
model, as defined in WAC
173-340-200.
(e)
Step 5: Develop proposed cleanup
levels. Based on the conceptual site model completed in Step 4, develop
a proposed cleanup level for each hazardous substance within each affected
environmental medium at the site in accordance with Part 7 of this
chapter.
(f)
Step 6:
Determine whether feasibility study is necessary. Based on the results
of the remedial investigation conducted in Step 3 and any previously obtained
information about the site, determine whether a feasibility study is necessary
under WAC
173-340-351(2)(a),
including:
(i) Whether prior remedial actions
conducted at the site constitute a permanent cleanup action; and
(ii) Whether a model remedy may be used as a
cleanup action or a cleanup action component at the site.
(g)
Step 7: Report results.
Report the results of the remedial investigation in accordance with subsection
(4) of this section. Include the following information in the report:
(i) General information about the site,
including:
(A) Project title;
(B) Name, address, and phone number of
project coordinator;
(C) Legal
description and dimensions of the site;
(D) Current owners and operators;
and
(E) Chronological listing of
past owners and operators and operational history;
(ii) Maps, figures, or diagrams illustrating
relevant existing and historic site features, including:
(A) Sources of releases;
(B) Property boundaries;
(C) Proposed site boundaries, as defined by
where hazardous substances exceed the proposed cleanup levels identified in
(d)(iv) of this subsection;
(D)
Surface topography;
(E) Surface and
subsurface structures;
(F) Surface
water, wetlands, and undeveloped areas; and
(G) Utility lines and well
locations;
(iii) The
information collected in Step 3, and any information obtained from prior
remedial actions relied on during the investigation. Separately include
information on threats to likely vulnerable populations and overburdened
communities. Previously obtained information may be summarized and referenced
to avoid unnecessary duplication;
(iv) The conceptual site model completed in
Step 4;
(v) The proposed cleanup
levels developed in Step 5, including:
(A) The
basis for the proposed cleanup levels; and
(B) Any regulatory classifications for, or
laws applicable to, each environmental medium (see WAC
173-340-710);
(vi) A comparison of the proposed
cleanup levels developed in Step 5 to the hazardous substance concentrations in
each environmental medium;
(vii) If
a feasibility study is determined not to be necessary in Step 6, sufficient
documentation to demonstrate the basis of the determination;
(viii) Documentation of the proper management
and disposal of any waste materials generated as a result of the remedial
investigations in accordance with applicable state and federal laws;
and
(ix) Any other information
required by ecology.
(6)
Investigations. A remedial
investigation must collect and evaluate sufficient information about a site and
the surrounding area to meet the purposes in subsection (1) of this section,
including the following as applicable to the site.
(a)
Hazardous substance sources.
Confirmed and suspected releases must be investigated to define the location,
estimated quantity, areal and vertical extent, concentration within, and
sources of releases. Where relevant, information on the physical and chemical
characteristics and the biological effects of hazardous substances must be
collected.
(b)
Soils.
Soils must be investigated to adequately characterize:
(i) The areal and vertical distribution and
concentrations of hazardous substances in soils; and
(ii) The properties of surface and subsurface
soils that are likely to influence the type and rate of hazardous substance
migration or to affect the ability to implement cleanup action
alternatives.
(c)
Groundwater, geology, and hydrogeology. Groundwater, geology, and
hydrogeology must be investigated to adequately characterize:
(i) The areal and vertical distribution and
concentrations of hazardous substances in the groundwater;
(ii) The geologic features affecting the fate
and transport of hazardous substances, such as the type, physical properties
(such as permeability, density, and fracture characteristics), and distribution
of bedrock and unconsolidated materials;
(iii) The hydrogeological features affecting
the fate and transport of hazardous substances, such as:
(A) Groundwater flow direction, rate, and
vertical and horizontal gradients for affected and potentially affected
groundwater;
(B) Groundwater
divides;
(C) Areas of groundwater
recharge and discharge;
(D) Areas
where groundwater interfaces with surface water;
(E) Location of public and private water
supply wells; and
(F) Groundwater
quality data; and
(iv)
The geologic and hydrogeologic features that are likely to affect the ability
to implement cleanup action alternatives.
(d)
Surface water, sediments, and
hydrology. Surface water, sediments, and hydrology must be investigated
to adequately characterize:
(i) The areal and
vertical distribution and concentrations of hazardous substances in surface
water and sediments;
(ii)
Significant hydrologic features, such as:
(A)
Surface drainage patterns and quantities;
(B) Areas of erosion and sediment deposition,
including estimates of sedimentation rates;
(C) Surface waters, including flow
rates;
(D) Floodplains;
and
(E) Actual or potential
hazardous substance migration routes towards and within these features;
and
(iii) The properties
of surface and subsurface sediments that are likely to affect the type and rate
of hazardous substance migration, the potential for recontamination, or the
ability to implement cleanup action alternatives.
(e)
Air and soil vapor. The air
and soil vapor must be evaluated and, where appropriate, sampled to adequately
characterize the potential impacts of vapor migration on subsurface soil gas,
on air quality within current and future buildings or other structures, and on
outdoor ambient air. Based on contaminant concentrations in soil gas or
groundwater, ecology may require expedited sampling of indoor air quality to
assess the threat to human health. If the measured indoor air concentrations
are higher than applicable cleanup levels, ecology may require an emergency
action or an interim action to mitigate the threat to human health.
(f)
Climate. Sufficient
information, based on best available science, must be collected on current and
projected local and regional climatological characteristics to determine which
could affect the migration of hazardous substances or the resilience of cleanup
action alternatives. Relevant characteristics can include temperature extremes,
sea level, seasonal patterns of rainfall, the magnitude and frequency of
extreme storm events (such as flooding), the potential for landslides,
prevailing wind direction and velocity, variations in barometric pressure, and
the potential for wildfires.
(g)
Land and resource use. To determine the exposure or potential
exposure of human and ecological receptors, including likely vulnerable
populations and overburdened communities, to hazardous substances at the site,
sufficient information must be collected on the following:
(i) The present and proposed land and
resource uses of the site;
(ii) The
comprehensive plan and zoning for the site;
(iii) Any sensitive environments at the site;
and
(iv) Any habitat restoration or
resource recovery goals for the site.
(h)
Human receptors. Sufficient
information must be collected on human receptors to determine:
(i) Whether the receptors are reasonably
likely to be exposed or potentially exposed to hazardous substances based on
the land and resource uses identified in (g) of this subsection;
(ii) The impact or potential impact of such
exposure; and
(iii) Whether the
receptors include likely vulnerable populations or overburdened
communities.
(i)
Natural resources and ecological receptors. Sufficient information
must be collected on natural resources and ecological receptors that are
reasonably likely to be exposed or potentially exposed to hazardous substances
based on the land and resource uses identified in (g) of this subsection to
determine the impact or potential impact of such exposure. This includes any
information needed to conduct a sediment evaluation under chapter 173-204 WAC
and any information needed to conduct a terrestrial ecological evaluation or
establish an exclusion under WAC
173-340-7490 through
173-340-7494.
(i) Where appropriate, a terrestrial
ecological evaluation may be conducted so as to avoid duplicative studies of
soil contamination that will be remediated to address other concerns, such as
protection of human health or aquatic ecological receptors. This may be
accomplished by evaluating residual threats to the environment after cleanup
action alternatives for human health or aquatic ecological protection have been
developed. If this approach is used, the remedial investigation may be phased.
This approach may not be appropriate at a site where a hazardous substance is
primarily an ecological concern and will not obviously be addressed by the
cleanup action for the protection of human health, such as zinc; or at a site
where the development of a human health based cleanup action is expected to be
a lengthy process, and postponing the terrestrial ecological evaluation would
cause further harm to the environment.
(ii) If a simplified or site-specific
terrestrial ecological evaluation is not required under WAC
173-340-7491, the basis for the
determination must be included in the remedial investigation
report.
(j)
Feasibility study applicability. To determine whether a
feasibility study must be conducted under WAC
173-340-351, sufficient
information must be collected during the remedial investigation to determine
whether:
(i) Prior remedial actions at the
site constitute a permanent cleanup action and meet the criteria in WAC
173-340-330(5)(a);
and
(ii) A model remedy established
by ecology may be used as a cleanup action or a cleanup action component at the
site under WAC
173-340-390.
(k)
Cleanup action alternatives.
If a feasibility study must be conducted under WAC
173-340-351, sufficient
information must be collected during the remedial investigation to develop and
evaluate cleanup action alternatives in the feasibility study, such as
treatability or pilot studies.
Notes
Statutory Authority: Chapter 70.105D RCW. 01-05-024 (Order 97-09A), § 173-340-350, filed 2/12/01, effective 8/15/01; 91-04-019, § 173-340-350, filed 1/28/91, effective 2/28/91; 90-08-086, § 173-340-350, filed 4/3/90, effective 5/4/90.
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