002-9 Wyo. Code R. §§ 9-4 - Regulation A - Tier 2 Offering

The following provisions apply to offerings made under Tier 2 of federal Regulation A and Section 18(b) (3) of the Securities Act of 1933:

(a) Initial filing. The initial notice filing under this section is effective for twelve months from the date of filing. An issuer planning to offer and sell securities in this state in an offering exempt under Tier 2 of federal Regulation A shall submit the following at least twenty-one (21) calendar days prior to the initial sale in this state:

(i) A completed Regulation A - Tier 2 notice filing form or copies of all documents filed with the SEC;

(ii) A consent to service of process on Form U-2 if not filing on the Regulation A- Tier 2 notice filing form; and

(iii) A filing fee of $200.

(b) Renewal. For each additional twelve-month period in which the same offering is continued, an issuer conducting a Tier 2 offering under federal Regulation A may renew the unsold portion of its notice filing by filing the following on or before the expiration of the notice filing:

(i) The Regulation Tier 2 notice filing form marked "renewal" and/or a cover letter or other document requesting renewal; and

(ii) A renewal fee of $200; and

(iii) If the amount of securities subject to the notice filing is being increased, the new total offering amount on the Regulation A - Tier 2 Notice Filing Form or other renewal document submitted.

(c) Amendment. An issuer may at any time increase the amount of securities offered in this state by submitting a Regulation A - Tier 2 Notice Filing Form. Submission of an amendment does not change the notice filing period, and no fee is assessed for filing an amendment.

Notes

002-9 Wyo. Code R. §§ 9-4

Adopted, Eff. 10/27/2017.