556 U.S. 81

VERMONT, PETITIONER v. MICHAEL BRILLON

on writ of certiorari to the supreme court ofvermont


[March 9, 2009]

Justice Ginsburg delivered the opinion of the Court.

This case concerns the Sixth Amendment guarantee that [i]n all criminal prosecutions, the accused shall enjoy the right to a speedy trial. Michael Brillon, defendant below, respondent here, was arrested in July 2001 on felony domestic assault and habitual offender charges. Nearly three years later, in June 2004, he was tried by jury, found guilty as charged, and sentenced to 12 to 20 years in prison. The Vermont Supreme Court vacated Brillons conviction and held that the charges against him must be dismissed because he had been denied his right to a speedy trial.

During the time between Brillons arrest and his trial, at least six different attorneys were appointed to represent him. Brillon fired the first, who served from July 2001 to February 2002. His third lawyer, who served from March 2002 until June 2002, was allowed to withdraw when he reported that Brillon had threatened his life. The Vermont Supreme Court charged against Brillon the delays associated with those periods, but charged against the State periods in which assigned counsel failed to move the case forward. 955 A.2d 1108, 1121, 1122 (2008).

We hold that the Vermont Supreme Court erred in ranking assigned counsel essentially as state actors in the criminal justice system. Assigned counsel, just as retained counsel, act on behalf of their clients, and delays sought by counsel are ordinarily attributable to the defendants they represent. For a total of some six months of the time that elapsed between Brillons arrest and his trial, Brillon lacked an attorney. The State may be charged with those months if the gaps resulted from the trial courts failure to appoint replacement counsel with dispatch. Similarly, the State may bear responsibility if there is a breakdown in the public defender system. Id., at 1111. But, as the Vermont Supreme Court acknowledged, id., at 1126, the record does not establish any such institutional breakdown.

I

On July 27, 2001, Michael Brillon was arrested after striking his girlfriend. Three days later he was arraigned in state court in Bennington County, Vermont and charged with felony domestic assault. His alleged status as a habitual offender exposed him to a potential life sentence. The court ordered him held without bail.

Richard Ammons, from the county public defenders office, was assigned on the day of arraignment as Brillons first counsel.1 In October, Ammons filed a motion to recuse the trial judge. It was denied the next month and trial was scheduled for February 2002. In mid-January, Ammons moved for a continuance, but the State objected, and the trial court denied the motion.

On February 22, four days before the jury draw, Ammons again moved for a continuance, citing his heavy workload and the need for further investigation. Ammons acknowledged that any delay would not count (presumably against the State) for speedy-trial purposes. The State opposed the motion,2 and at the conclusion of a hearing, the trial court denied it. Brillon, participating in the proceedings through interactive television, then announced: Youre fired, Rick. App. 187. Three days later, the trial courtover the States objectiongranted Ammons motion to withdraw as counsel, citing Brillons termination of Ammons and Ammons statement that he could no longer zealously represent Brillon.3 The trial court warned Brillon that further delay would occur while a new attorney became familiar with the case. The same day, the trial court appointed a second attorney, but he immediately withdrew based on a conflict.

On March 1, 2002, Gerard Altieri was assigned as Brillons third counsel. On May 20, Brillon filed a motion to dismiss Altieri for, among other reasons, failure to file motions, [v]irtually no communication whatsoever, and his lack of diligence because of heavy case load. Id., 2, 5, at 113114. At a June 11 hearing, Altieri denied several of Brillons allegations, noted his disagreement with Brillons trial strategy,4 and insisted he had plenty of time to prepare. The State opposed Brillons motion as well. Near the end of the hearing, however, Altieri moved to withdraw on the ground that Brillon had threatened his life during a break in the proceedings. The trial court granted Brillons motion to dismiss Altieri, but warned Brillon that this is somewhat of a dubious victory in your case because it simply prolongs the time that you will remain in jail until we can bring this matter to trial. Id., at 226.

That same day, the trial court appointed Paul Donaldson as Brillons fourth counsel. At an August 5 status conference, Donaldson requested additional time to conduct discovery in light of his caseload. A few weeks later, Brillon sent a letter to the court complaining about Donaldsons unresponsiveness and lack of competence. Two months later, Brillon filed a motion to dismiss Donaldsonsimilar to his motion to dismiss Altierifor failure to file motions and virtually no communication whatsoever. Id., 1, 2, at 115116. At a November 26 hearing, Donaldson reported that his contract with the Defender Generals office had expired in June and that he had been in discussions to have Brillons case reassigned. The trial court released Donaldson from the case [w]ithout making any findings regarding the adequacy of [Donaldson]s representation. 955 A.2d, at 1119. Cf. post, at 2.

Brillons fifth counsel, David Sleigh, was not assigned until January 15, 2003; Brillon was without counsel during the intervening two months. On February 25, Sleigh sought extensions of various discovery deadlines, noting that he had been in trial out of town. App. 117. On April 10, however, Sleigh withdrew from the case, based on modifications to [his] firms contract with the Defender General. Id., at 158.

Brillon was then without counsel for the next four months. On June 20, the Defender Generals office notified the court that it had received funding from the legislature and would hire a new special felony unit defender for Brillon. Id., at 159. On August 1, Kathleen Moore was appointed as Brillons sixth counsel. The trial court set November 7 as the deadline for motions, but granted several extensions in accord with the parties stipulation. On February 23, 2004, Moore filed a motion to dismiss for lack of a speedy trial. The trial court denied the motion on April 19.

The case finally went to trial on June 14, 2004. Brillon was found guilty and sentenced to 12 to 20 years in prison. The trial court denied a post-trial motion to dismiss for want of a speedy trial, concluding that the delay in Brillons trial was in large part the result of his own actions and that Brillon had failed to demonstrate prejudice as a result of [the] pre-trial delay. App. to Pet. for Cert. 72.

On appeal, the Vermont Supreme Court held 3 to 2 that Brillons conviction must be vacated and the charges dismissed for violation of his Sixth Amendment right to a speedy trial. Citing the balancing test of Barker v. Wingo, 407 U.S. 514 (1972) , the majority concluded that all four of the factors described in Barker[l]ength of delay, the reason for the delay, the defendants assertion of his right, and prejudice to the defendantweighed against the State. Id., at 530.

The court first found that the three-year delay in bringing Brillon to trial was extreme and weighed heavily in his favor. See 955 A.2d, at 1116. In assessing the reasons for that delay, the Vermont Supreme Court separately considered the period of each counsels representation. It acknowledged that the first year, when Brillon was represented by Ammons and Altieri, should not count against the State. Id., at 1120. But the court counted much of the remaining two years against the State for delays caused, for the most part, by the failure of several of defendants assigned counsel, over an inordinate period of time, to move his case forward. Id., at 1122. As for the third and fourth factors, the court found that Brillon repeatedly and adamantly demanded to be tried, ibid., and that his lengthy pretrial incarceration was prejudicial, despite his insubstantial assertions of evidentiary prejudice, id., at 1125.

The dissent strongly disputed the majoritys characterization of the periods of delay. It concluded that the lions share of delay in this case is attributable to defendant, and not to the state. Id., at 1127. But for Brillons repeated maneuvers to dismiss his lawyers and avoid trial through the first eleven months following arraignment, the dissent explained, the difficulty in finding additional counsel would not have arisen. Id., at 1128.

We granted certiorari, 554 U.S. ___ (2008),5 and now reverse the judgment of the Vermont Supreme Court.

II

The Sixth Amendment guarantees that [i]n all criminal prosecutions, the accused shall enjoy the right to a speedy trial. The speedy-trial right is amorphous, slippery, and necessarily relative. Barker, 407 U.S., at 522 (quoting Beavers v. Haubert, 198 U.S. 77, 87 (1905) ). It is consistent with delays and depend[ent] upon circumstances. 407 U.S., at 522 (internal quotation marks omitted). In Barker, the Court refused to quantif[y] the right into a specified number of days or months or to hinge the right on a defendants explicit request for a speedy trial. Id., at 522525. Rejecting such inflexible approaches, Barker established a balancing test, in which the conduct of both the prosecution and the defendant are weighed. Id., at 529, 530. [S]ome of the factors that courts should weigh include [l]ength of delay, the reason for the delay, the defendants assertion of his right, and prejudice to the defendant. Ibid.

Primarily at issue here is the reason for the delay in Brillons trial. Barker instructs that different weights should be assigned to different reasons, id., at 531, and in applying Barker, we have asked whether the government or the criminal defendant is more to blame for th[e] delay. Doggett v. United States, 505 U.S. 647, 651 (1992) . Deliberate delay to hamper the defense weighs heavily against the prosecution. Barker, 407 U.S., at 531. [M]ore neutral reason[s] such as negligence or overcrowded courts weigh less heavily but nevertheless should be considered since the ultimate responsibility for such circumstances must rest with the government rather than with the defendant. Ibid.

In contrast, delay caused by the defense weighs against the defendant: [I]f delay is attributable to the defendant, then his waiver may be given effect under standard waiver doctrine. Id., at 529. Cf. United States v. Loud Hawk, 474 U.S. 302, 316 (1986) (noting that a defendant whose trial was delayed by his interlocutory appeal normally should not be able to reap the reward of dismissal for failure to receive a speedy trial). That rule accords with the reality that defendants may have incentives to employ delay as a defense tactic: delay may work to the accuseds advantage because witnesses may become unavailable or their memories may fade over time. Barker, 407 U.S., at 521.

Because the attorney is the [defendants] agent when acting, or failing to act, in furtherance of the litigation, delay caused by the defendants counsel is also charged against the defendant. Coleman v. Thompson, 501 U.S. 722, 753 (1991) .6 The same principle applies whether counsel is privately retained or publicly assigned, for [o]nce a lawyer has undertaken the representation of an accused, the duties and obligations are the same whether the lawyer is privately retained, appointed, or serving in a legal aid or defender program. Polk County v. Dodson, 454 U.S. 312, 318 (1981) (internal quotation marks omitted). Except for the source of payment, the relationship between a defendant and the public defender representing him is identical to that existing between any other lawyer and client. Ibid. Unlike a prosecutor or the court, assigned counsel ordinarily is not considered a state actor.7

III

Barkers formulation necessarily compels courts to approach speedy trial cases on an adhoc basis, 407 U.S., at 530, and the balance arrived at in close cases ordinarily would not prompt this Courts review. But the Vermont Supreme Court made a fundamental error in its application of Barker that calls for this Courts correction. The Vermont Supreme Court erred in attributing to the State delays caused by the failure of several assigned counsel to move his case forward, 955 A.2d, at 1122, and in failing adequately to take into account the role of Brillons disruptive behavior in the overall balance.

A

The Vermont Supreme Courts opinion is driven by the notion that delay caused by assigned counsels inaction or failure to move [the] case forward is chargeable to the State, not the defendant. Id., at 1111, 1122. In this case, that court concluded, a significant portion of the delay in bringing defendant to trial must be attributed to the state, even though most of the delay was caused by the inability or unwillingness of assigned counsel to move the case forward. Id., at 1121.

We disagree. An assigned counsels failure to move the case forward does not warrant attribution of delay to the State. Contrary to the Vermont Supreme Courts analysis, assigned counsel generally are not state actors for purposes of a speedy-trial claim. While the Vermont Defender Generals office is indeed part of the criminal justice system, ibid., the individual counsel here acted only on behalf of Brillon, not the State. See Polk County, 454 U.S., at 320322 (rejecting the view that public defenders act under color of state law because they are paid by the State). See also supra, at 8.

Most of the delay that the Vermont Supreme Court attributed to the State must therefore be attributed to Brillon as delays caused by his counsel. During those periods, Brillon was represented by Donaldson, Sleigh, and Moore, all of whom requested extensions and continuances.8 Their inability or unwillingness to move the case forward, 955 A.2d, at 1121, may not be attributed to the State simply because they are assigned counsel.

A contrary conclusion could encourage appointed counsel to delay proceedings by seeking unreasonable continuances, hoping thereby to obtain a dismissal of the indictment on speedy-trial grounds. Trial courts might well respond by viewing continuance requests made by appointed counsel with skepticism, concerned that even an apparently genuine need for more time is in reality a delay tactic. Yet the same considerations would not attend a privately retained counsels requests for time extensions. We see no justification for treating defendants speedy-trial claims differently based on whether their counsel is privately retained or publicly assigned.

B

In addition to making assigned counsels failure to move [the] case forward the touchstone of its speedy-trial inquiry, the Vermont Supreme Court further erred by treating the period of each counsels representation discretely. The factors identified in Barker have no talismanic qualities; courts must still engage in a difficult and sensitive balancing process. 407 U.S., at 533. Yet the Vermont Supreme Court failed appropriately to take into account Brillons role during the first year of delay in the chain of events that started all this. Tr. of Oral Arg. 46.

Brillon sought to dismiss Ammons on the eve of trial. His strident, aggressive behavior with regard to Altieri, whom he threatened, further impeded prompt trial and likely made it more difficult for the Defender Generals office to find replacement counsel. Even after the trial courts warning regarding delay, Brillon sought dismissal of yet another attorney, Donaldson. Just as a States deliberate attempt to delay the trial in order to hamper the defense should be weighted heavily against the [State], Barker, 407 U.S., at 531, so too should a defendants deliberate attempt to disrupt proceedings be weighted heavily against the defendant. Absent Brillons deliberate efforts to force the withdrawal of Ammons and Altieri, no speedy-trial issue would have arisen. The effect of these earlier events should have been factored into the courts analysis of subsequent delay.9

C

The general rule attributing to the defendant delay caused by assigned counsel is not absolute. Delay resulting from a systemic breakdown in the public defender system, 955 A.2d, at 1111, could be charged to the State. Cf. Polk County, 454 U.S., at 324325. But the Vermont Supreme Court made no determination, and nothing in the record suggests, that institutional problems caused any part of the delay in Brillons case.

In sum, delays caused by defense counsel are properly attributed to the defendant, even where counsel is assigned. [A]ny inquiry into a speedy trial claim necessitates a functional analysis of the right in the particular context of the case, Barker, 407 U.S., at 522, and the record in this case does not show that Brillon was denied his constitutional right to a speedy trial.

***

For the reasons stated, the judgment of the Vermont Supreme Court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.

It is so ordered.


Notes

1Vermonts Defender General has the primary responsibility for providing needy persons with legal services. Vt. Stat. Ann., Tit. 13, 5253(a) (1998). These services may be provided personally, through public defenders, or through contract attorneys. Ibid.

2The State expressed its concern that the continuance request was just part and parcel of an effort by the defense to have the Court not hear this matter. App. 180. Under Vermont procedures, the judge presiding over the trial was scheduled to rotate out of the county where Brillons case was pending in March 2002. See id., 6, at 109. Thus, a continuance past March would have caused a different judge to preside over Brillons trial, despite the denial of his motion to recuse the initial judge. Ammons requested a continuance until April.

3Ammons also cited as cause to withdraw, certain irreconcilable differences in preferred approach between Mr. Brillon and counsel as to trial strategy, as well as other legitimate legal decisions. Id., 2, at 104.

4Specifically, Altieri appeared reluctant to follow Brillons tactic that he bring in a lot of people at trial, some of them young kids and relatives in an attempt by Mr. Brillonthis is his theoryI dont want to use the words trash, [to] impeach [the victim]. Id., at 216217.

5Vermonts Constitution contains a speedy-trial clause which reads: [I]n all prosecutions for criminal offenses, a person hath a right to a speedy public trial by an impartial jury . Vt. Const., Ch. I, Art. 10. Notably, the Vermont Supreme Court made no ruling under the States own prescription, but instead relied solely on the Federal Constitution. Because it did so, our review authority was properly invoked and exercised. See Oregon v. Hass, 420 U.S. 714, 719720 (1975) ; Ginsburg, Book Review, 92 Harv. L.Rev. 340, 343344 (1978). But see post, at 14.

6Several States speedy-trial statutes expressly exclude from computation of the time limit continuances and delays caused by the defendant or defense counsel. See, e.g., Cal. Penal Code Ann. 1381 (West 2000); Ill. Comp. Stat., ch. 725, 5/1035(f) (2006); N.Y. Crim. Proc. Law Ann. 30.30(4) (West Supp. 2009); Alaska Rule Crim. Proc. 45(d) (1993); Ark. Rule Crim. Proc.28.3 (2006); Ind. Rule Crim. Proc.4(A) (2009). See also Brief for National Governors Association etal. as Amici Curiae 1718, and n.12.

7A public defender may act for the State, however, when making hiring and firing decisions on behalf of the State, and while performing certain administrative and possibly investigative functions. Polk County v. Dodson, 454 U.S. 312, 325 (1981) .

8The State conceded before the Vermont Supreme Court that the period of Sleighs representationalong with a six-month period of no representationwas properly attributed to the State. 955 A.2d 1108, 11201121 (2008). The State sought to avoid its concession at oral argument before this Court, but in the alternative, noted that the period of Sleighs representation is really inconsequential. Tr. of Oral Arg. 56. We agree that in light of the three-year delay caused mostly by Brillon, the attribution of Sleighs three-month representation does not tip the balance for either side.

9Brillon lacked counsel for some six months. In light of his own role in the initial periods of delay, however, this six-month period, even if attributed to the State, does not establish a speedy-trial violation.