GEORGE F. HARDING, Plff. in Err., v. PEOPLE OF THE STATE OF ILLINOIS.

196 U.S. 78

25 S.Ct. 176

49 L.Ed. 394

GEORGE F. HARDING, Plff. in Err.,
v.
PEOPLE OF THE STATE OF ILLINOIS.

No. 61.

Submitted November 10, 1904.

Decided December 19, 1904.

Mr. William H. Barnum for plaintiff in error.

[Argument of Counsel from pages 78-82 intentionally omitted]

Messrs. Robert S. Iles, Robert D. Martin, and Stillman B. Jamieson for defendant in error.

Mr. Justice Day delivered the opinion of the court:

1

This case was submitted on briefs, together with motion to dismiss or affirm. In support of the motion to dismiss, the position taken is that no Federal question was properly raised in the state court, and therefore none is reviewable here.

2

The case was commenced in the circuit court of Cook county, Illinois, to recover taxes for the years 1897, 1898, 1899, and 1900, on a block of land in the Elston addition to the city of Chicago. At the trial a jury was waived, and, upon hearing, a judgment was rendered in favor of the plaintiff for the sum of $2,123.05. An inspection of the record shows that the principal controversy was over the effect of a deed made by Harding, the plaintiff in error, to the Chicago Real Estate Loan & Trust Company, dated June 10, 1896, and recorded July 2 of the same year, which conveyed, for the consideration of $5, 'all interest in the following described real estate, to wit: Any and all lands, if every kind and description, claimed or owned by me in the state of Illinois, and all lots and lands, of every description, in the city of Chicago, in which I have any right, title, or interest whatsoever, situated in the state of Illinois,' etc. It was the contention of the state that this deed was too general in its terms to convey specific property, and was therefore insufficient notice to the taxing officer of Cook county that the ownership of the property had changed. The trial court admitted this deed in evidence, subject to this objection. Upon appeal to the supreme court of Illinois, of this deed and other evidence in the case that court said:

3

'Conceding that the deed, if it stood alone, would overcome the prima facie case made by the plaintiff, the tax records of Cook county for the year 1898, offered in evidence by the people, tended to prove ownership in the defendant. The items in the tax warrant for the year 1897 on this property were charged to him and merged into a judgment. He appeared in the county court and objected to the validity of the tax, but judgment was rendered against him as owner. This was subsequent to the date of the deed. His remedy as to that tax, if levied unjustly against him, was by appeal. Biggins v. People, 106 Ill. 270. As to that tax he clearly could not, in this proceeding, attack the validity of the former judgment. Moreover, after the date of the deed he received the rents accruing from the property and deposited the money so received to his personal account. Notwithstanding the attempted explanation of that transaction, we think the weight of the evidence is that he continued, after the pretended conveyance, to deal with the premises as his own.

4

'In the light of all the evidence in the case it is very clear that the conveyance of June 10, 1896, was merely colorable, and not executed with the honest purpose of conveying the absolute ownership of the property to the grantee.' 202 Ill. 122, 66 N. E. 962.

5

Much of the elaborate brief of the counsel for plaintiff in error is devoted to a discussion of alleged errors of the supreme court of Illinois in deciding questions which, it is alleged, were not properly made, or in failing to give due weight to matters of evidence in the record. This court has no general power to review or correct the decisions of the highest state court, and in cases if this character exercises a statutory jurisdiction to protect alleged violations, in state decisions, of certain rights arising under Federal authority. Central Land Co. v. Laidley, 159 U. S. 103, 40 L. ed. 91, 16 Sup. Ct. Rep. 80: Marchant v. Pennsylvania R. Co. 153 U. S. 380, 38 L. ed. 751, 14 Sup. Ct. Rep. 894.

6

The proceeding was brought under § 230, chapter 120, 3 Starr & C. Anno. Stat. of Illinois, 3501. This section provides:

7

'In any such suit or trial for forfeited taxes, the fact that real estate or personal property is assessed to a person, firm, or corporation shall be prima facie evidence that such person, firm, or corporation was the owner thereof, and liable for the taxes for the year or years for which the assessment was made, and such fact may be proved by the introduction in evidence of the proper assessment book or roll, or other competent proof.'

8

It is the contention of the plaintiff in error in this court that this statute is unconstitutional, permitting assessment of those who may not be the owners of the property assessed, and consequently a violation of the protection guaranteed by the 14th Amendment to the Constitution of the United States. The adverse holding in the state court upon this proposition is the decision upon a Federal right which, it is asserted, gives jurisdiction to review the judgment in this court. The motion to dismiss raises the question whether this objection was properly reserved in the state court. Upon the constitutionality of this act the supreme court of Illinois said:

9

'It is also said that the foregoing section of the statute, under which the action is brought, is unconstitutional; but no authorities are cited or argument advanced in support of that assertion. The point, if it can be so considered, has therefore been waived.'

10

In the petition for allowance of a writ of error, and the assignment of errors in this court, it is alleged that the supreme court of the state erred in holding that the constitutional objection had been waived. And the plaintiff in error appears to have put upon file here, without leave, the briefs and petition for rehearing below, in which it is insisted there is sufficient to show that the constitutional objection was not abandoned. But neither the petition for a rehearing or petition for writ of error in the state court after judgment, or assignments of error in this court, can supply deficiencies in the record of the state court, if any exist. Simmerman v. Nebraska, 116 U. S. 54, 29 L. ed. 535, 6 Sup. Ct. Rep. 333. Nor does the certification of the briefs by the clerk of the state supreme court, which are no part of the record, help the matter. Zadig v. Baldwin, 166 U. S. 485, 41 L. ed. 1087, 17 Sup. Ct. Rep. 639. We are to try the case upon the duly certified record, legally made in the state court, and upon which its decision rests. Powell v. Brunswick County, 150 U. S. 433, 439, 37 L. ed. 1134, 1136, 14 Sup. Ct. Rep. 166.

11

An examination of the record discloses that the assignment of errors in the supreme court of Illinois does not directly raise the point under consideration. It is referred to in the following language of the assignment of errors:

12

'The finding and judgment of the court were erroneous for the several reasons stated in the points filed in support of the motion to set aside the finding and grant a new trial.'

13

If we may look to the motion filed in the trial court we find some thirty points assigned as grounds for a new trial. Those which may have application to Federal constitutional questions are found in paragraphs 26 and 27, which are:

14

'26. The statute under which this action is prosecuted is contrary to the Constitution of the United States.

15

'27. This proceeding under said statute is a taking of property without due process of law, and otherwise unconstitutional.'

16

The assertion that a judgment rests upon an unconstitutional state statute, the validity of which has been drawn in question and sustained, presents one of a class of cases which may be reviewed here. In the analysis of § 709 of the Revised Statutes of the United States (U. S. Comp. Stat. 1901, p. 575) in Columbia Water Power Co. v. Columbia Electric Street R. Light & P. Co. 172 U. S. 475-488, 43 L. ed. 521-526, 19 Sup. Ct. Rep. 247-252, it was pointed out that cases of the character of the one now under consideration come within the second class of those provided for in the section: 'Where is drawn in question the validity of a statute of, or an authority exercised under, any state on the ground of their being repugnant to the Constitution, treaties, or laws of the United States, and the decision is in favor of their validity.'

17

It has been frequently held that in cases coming within this class less particularity is required in asserting the Federal right than in cases in the third class, wherein a right, title, privilege, or immunity is claimed under the United States, and the decision is against such right, title, privilege, or immunity. In the latter class the statute requires such right or privilege to be 'specially set up and claimed.' Under the second class it may be said to be the result of the rulings in this court that if the Federal question appears in the record in the state court and was decided, or the decision thereof was necessarily involved in the case, the fact that it was not specially set up will not preclude the right of review here. Columbia Water Power Co. v. Columbia Electric Street R. Light & P. Co. 172 U. S. 475, 43 L. ed. 521, 19 Sup. Ct. Rep. 247, and cases cited on p. 488, L. ed. p. 526, Sup. Ct. Rep. p. 252. Nevertheless, it is equally well settled that the right of review dependent upon the adverse decision of a Federal question exists only in those cases wherein a decision of the question involved was brought, in some proper manner, to the attention of the court, and decided, or it appears that the judgment rendered could not have been given without deciding it. Fowler v. Lamson, 164 U. S. 252, 41 L. ed. 424, 17 Sup. Ct. Rep. 112; Clarke v. McDade, 165 U. S. 168-172, 41 L. ed. 673, 674, 17 Sup. Ct. Rep. 284. In one of the latest utterances of this court upon the question under consideration (Capital City Dairy Co. v. Ohio, 183 U. S. 238-248, 46 L. ed. 171-176, 22 Sup. Ct. Rep. 120-124), Mr. Justice White, delivering the opinion of the court, said:

18

'It is settled that this court, on error to a state court, cannot consider an alleged Federal question when it appears that the Federal right thus relied upon had not been, by adequate specification, called to the attention of the state court, and had not been by it considered, not being necessarily involved in the determination of the cause. Green Bay & M. Canal Co. v. Patten Paper Co. 172 U. S. 58, 67, 43 L. ed. 364, 368, 19 Sup. Ct. Rep. 97; F. G. Oxley Stave Co. v. Butler County, 166 U. S. 648, 654, 655, 41 L. ed. 1149, 1151, 1152, 17 Sup. Ct. Rep. 709, and cases cited. Now, the only possible support to the claim that a Federal question on the subject under consideration was raised below was the general statement in the answer to which we have already adverted, that 'this proceeding is in violation of the Constitution of the United States.' Nowhere does it appear that at any time was any specification made as to the particular clause of the Constitution relied upon to establish that the granting of relief by quo warranto would be repugnant to that Constitution, nor is there anything in the record which could give rise even to a remote inference that the mind of the state court was directed to or considered this question. On the contrary, it is apparent from the record that such a contention was not raised in the state court. Thus, although at the request of the defendant below (the plaintiff in error here) the state court certified as to the existence of the Federal questions which had been called to its attention and which it had decided, no reference was made in the certificate to the claim of Federal right we are now considering.'

19

The only authority called to the attention of this court by counsel for plaintiff in error as supporting the view that a Federal question was properly raised in this case is Chicago, B. & Q. R. Co. v. Chicago, 166 U. S. 226, 41 L. ed. 979, 17 Sup. Ct. Rep. 587, in which case it was contended that a statute of the state of Illinois, under which condemnation proceedings were had, was in violation of the 14th Amendment to the Constitution of the United States. In that case it was distinctly asserted, in the motion for a new trial in the trial court, that the statute and rulings of the court, and the verdict and judgment based thereon, were contrary to the 14th Amendment, declaring that no state should deprive any person of life, liberty, or property without due process of law nor deny to any person within its limits the equal protection of the laws. In the assignment of errors in the supreme court of the state it was distinctly reasserted that these Federal rights had been denied by the proceedings in the trial court, and it was held in this court that while the supreme court of Illinois did not, in its ipinion, expressly refer to the Federal constitutional rights asserted, the same were necessarily included in the judgment of the court, and therefore the case was reviewable here. But how stands the present case? It is distinctly stated by the supreme court of Illinois (whose judgment is alone reviewable here) in the passage above quoted from its opinion, that no authorities were cited nor agrument advanced in support of the assertion that the statute was unconstitutional, and that the point, if it could otherwise be considered, was deemed to be waived. If we look to the motion for a new trial, referred to in general terms in the assignment of errors when the case was taken to the supreme court of Illinois, we find the only reference to a Federal constitutional question to be in paragraphs 26 and 27, above quoted, from the motion for new trial in the court of original jurisdiction. Paragraph 26 simply states that the statute is contrary to the Constitution of the United States, without calling attention to the provision of that instrument whose protection is denied to the plaintiff in error, and is clearly insufficient. Farney v. Towle, 1 Black, 350, 17 L. ed. 216. Paragraph 27 alleges that the statute takes the property without due process of law, and is therefore unconstitutional. If this vague objection (§ 27) may be taken as asserting a claim of right under the Federal Constitution, yet, in the supreme court of Illinois, so far as the record discloses, there was neither authority cited nor argument advanced in support of the constitutional objection. There is nothing to prevent a party from waiving a Federal right of this character if he chooses to do so, either in express terms or as a necessary implication from his manner of proceeding in the cause. It is clear from the opinion cited that the state court based its decision upon other than Federal grounds, and did not decide the constitutional question sought to be made here.

20

If the question was necessarily decided, notwithstanding the failure or refusal of the state court to expressly and in terms pass upon the matter, the case might be brought here. But in this case the state court expressly disclaims decision of the constitutional question, because it was not presented by proper proceedings. Our view of this record is that, in so holding, the state court did not err to the prejudice of the plaintiff in error.

21

Writ of error dismissed.

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