Cal. Code Regs. Tit. 2, § 11024 - Required Training and Education Regarding Harassment Based on Sex, Gender Identity, Gender Expression, and Sexual Orientation
(a) Definitions. For purposes of this
section, the following definitions apply:
(1)
"Contractor" is a person performing services pursuant to a contract with an
employer, meeting the criteria specified by Government Code section
12940(j)(5),
under the means described in section
11008(d).
(2) "Effective interactive training" includes
any of the following:
(A) "Classroom" training
is in-person, trainer-instruction, whose content is created by a trainer and
provided to an employee by a trainer, in a setting removed from the employee's
daily duties.
(B) "E-learning"
training is individualized, interactive, computer-based training created by a
trainer and an instructional designer. An e-learning training shall provide a
link or directions on how to contact a trainer who shall be available to answer
questions and to provide guidance and assistance about the training within a
reasonable period of time after the employee asks the question, but no more
than two business days after the question is asked. The trainer shall maintain
all written questions received, and all written responses or guidance provided,
for a period of two years after the date of the response.
(C) "Webinar" training is an internet-based
seminar whose content is created and taught by a trainer and transmitted over
the internet or intranet in real time. An employer utilizing a webinar for its
employees must document and demonstrate that each employee who was not
physically present in the same room as the trainer nonetheless attended the
entire training and actively participated with the training's interactive
content, discussion questions, hypothetical scenarios, polls, quizzes or tests,
and activities. The webinar must provide the employees an opportunity to ask
questions, to have them answered and otherwise to seek guidance and assistance.
For a period of two years after the date of the webinar, the employer shall
maintain a copy of the webinar, all written materials used by the trainer and
all written questions submitted during the webinar, and document all written
responses or guidance the trainer provided during the webinar.
(D) The Department's online training courses
on the prevention of sexual harassment in the workplace.
(E) Other "effective interactive training"
and education includes the use of audio, video or computer technology in
conjunction with classroom, webinar and/or e-learning training. These, however,
are supplemental tools that cannot, by themselves, fulfill the requirements of
this subdivision.
(F) For any of
the above training methods, the instruction shall include questions that assess
learning, skill-building activities that assess the employee's application and
understanding of content learned, and numerous hypothetical scenarios about
harassment, each with one or more discussion questions so that employees remain
engaged in the training. Examples include pre- or post-training quizzes or
tests, small group discussion questions, discussion questions that accompany
hypothetical fact scenarios, use of brief scenarios discussed in small groups
or by the entire group, or any other learning activity geared towards ensuring
interactive participation as well as the ability to apply what is learned to
the employee's work environment.
(3) "Employee" includes full time, part time,
and temporary workers. In this section only, for purposes of determining
whether employers meet the coverage threshold of employing five or more
individuals, the term "employee" includes unpaid interns, unpaid volunteers,
and persons providing services pursuant to a contract.
(4) "Employer" means any of the following:
(A) any person engaged in any business or
enterprise in California, who employs 50 or more employees to perform services
for a wage or salary or contractors or any person acting as an agent of an
employer, directly or indirectly.
(B) the state of California, counties, and
any other political or civil subdivision of the state and cities, regardless of
the number of employees. For the purposes of this section, governmental and
quasi-governmental entities such as boards, commissions, local agencies and
special districts are considered "political subdivisions of the
state."
(5) "Harassment"
under this section refers to harassment on the bases of sex, gender identity,
gender expression, and sexual orientation.
(6) "Having 5 or more employees" means
employing or engaging 5 or more employees or contractors under the means
described in section
11008(d). There is
no requirement that the 5 employees or contractors work at the same location or
all work or reside in California.
(7) "Instructional Designer" under this
section is an individual with expertise in current instructional best
practices, and who develops the training content based upon material provided
by a trainer.
(8) "New" supervisory
employees are employees promoted or hired to a supervisory position after the
date the employer last provided sexual harassment prevention
training.
(9) "Supervisory
employees" or "supervisors" under this section are supervisors located in
California, defined under Government Code section
12926.
Attending training does not create an inference that an employee is a
supervisor or that a contractor is an employee or a supervisor.
(10) "Trainers" or "Trainers or educators"
qualified to provide training under this section are individuals who, through a
combination of training, experience, knowledge, and expertise, have the ability
to provide training about the following:
1)
the definitions of abusive conduct, sexual harassment as specified in
Government Code section
12940(j),
gender identity, gender expression, sexual orientation, and the definitions of
the other bases enumerated in the FEHA as specified in Government Code section
12940(a);
2) how to identify behavior that may
constitute unlawful harassment, discrimination, and/or retaliation under both
California and federal law;
3) what
steps to take when harassing behavior occurs in the workplace;
4) how to report harassment
complaints;
5) supervisors'
obligation to report harassing, discriminatory, or retaliatory behavior of
which they become aware;
6) how to
respond to a harassment complaint;
7) the employer's obligation to conduct a
workplace investigation of a harassment complaint;
8) what constitutes retaliation and how to
prevent it;
9) essential components
of an anti-harassment policy;
10)
the effect of harassment on harassed employees, co-workers, harassers and
employers; and
11) practical
examples in the prevention of harassment, discrimination, and retaliation based
on sex, gender identity, gender expression, sexual orientation, and the
prevention of abusive conduct. Nothing in this section shall preclude an
employer from utilizing multiple trainers who, in combination, meet all of the
qualifications required by this subsection.
(A) A trainer also shall be one or more of
the following:
1. "Attorneys" admitted for two
or more years to the bar of any state in the United States and whose practice
includes employment law under the Fair Employment and Housing Act and/or Title
VII of the federal Civil Rights Act of 1964, or
2. "Human resource professionals,"
"harassment prevention consultants," or peer-to-peer trainers with a minimum of
two years of practical experience in one or more of the following:
a) designing or conducting discrimination,
retaliation and harassment prevention training;
b) responding to harassment complaints or
other discrimination complaints;
c)
conducting investigations of harassment complaints; or
d) advising employers or employees regarding
discrimination, retaliation and harassment prevention, or
3. "Professors or instructors" in law
schools, colleges or universities who have either 20 instruction hours or two
or more years of experience in a law school, college or university teaching
about employment law under the Fair Employment and Housing Act and/or Title VII
of the federal Civil Rights Act of 1964.
(B) Individuals who do not meet the
qualifications of a trainer as an attorney, human resource professional,
harassment prevention consultant, peer-to-peer trainer, professor or instructor
because they lack the requisite years of experience may team teach with a
trainer, in accordance with subsections (A)1. through (A)3., immediately above,
in classroom or webinar trainings provided that the trainer supervises these
individuals and the trainer is available throughout the training to answer
questions from training attendees.
(11) "Training," as used in this section, is
effective interactive training as defined at section
11024(a)(2).
(12) "Two hours" of training is two hours of
classroom training or two hours of webinar training or, in the case of an
e-learning training, a program that takes the supervisor no less than two hours
to complete.
(13) "One hour" of
training is one hour of classroom training or one hour of webinar training or,
in the case of an e-learning training, a program that takes the employee no
less than one hour to complete.
(b) Training.
(1) Frequency of Training. An employer shall
provide one hour of training to non-supervisory employees and two hours of
training to supervisory employees, in the content specified in section
11024(c), once
every two years, and may use either of the following methods or a combination
of the two methods to track compliance.
(A)
"Individual" Tracking. An employer may track its training requirement for each
employee, measured two years from the date of completion of the last training
of the individual employee.
(B)
"Training year" tracking. An employer may designate a "training year" in which
it trains some or all of its employees and thereafter must again complete a
retraining of these employees by the end of the next "training year," two years
later. For example, employees trained in training year 2020 shall be retrained
in 2022. For newly hired employees or employees promoted to supervisory
positions who receive training within six months of their hiring or their
assuming of a supervisory position and that training falls in a different
training year, the employer may include them in the next group training year,
even if that occurs sooner than two years. An employer shall not extend the
training year for the new employees and/or new supervisors beyond the initial
two year training year. Thus, with this method, assume that an employer trained
all of its supervisors in 2020 and sets 2022 as the next training year. If a
new employee and/or new supervisor is trained in 2021 and the employer wants to
include the new supervisor in its training year, the new supervisor would need
to be trained in 2022 with the employer's other employees.
(2) Documentation of Training. To track
compliance, an employer shall keep documentation of the training it has
provided its employees under this section for a minimum of two years, including
but not limited to the names of the employees trained, the date of training,
the sign in sheet, a copy of all certificates of attendance or completion
issued, the type of training, a copy of all written or recorded materials that
comprise the training, and the name of the training provider.
(3) Training at New Businesses. Businesses
created after January 1, 2021, must provide training to employees within six
months of their establishment and thereafter biennially.
(4) Training for New Employees. New employees
shall be trained within six months of their hire date and thereafter shall be
trained once every two years, measured either from the individual or training
year tracking method.
(5) Training
for New Supervisors. New supervisors shall be trained within six months of
assuming their supervisory position (either as a new hire or as a promoted
employee) and thereafter shall be trained once every two years, measured either
from the individual or training year tracking method.
(6) Duplicate Training. An employee who has
received training in compliance with this section within the prior two years
during employment with a current, a prior, or an alternate or a joint employer,
or who received a valid work permit from the Labor Commissioner that required
the employee to receive training in compliance with this section within the
prior two years, shall be given, and required to read and to acknowledge
receipt of, the employer's anti-harassment policy within six months of assuming
the employee's new position. That employee shall then be put on a two year
tracking schedule based on the employee's last training. The current employer
shall have the burden of establishing that the prior training was legally
compliant with this section.
(7)
Duration of Training. The training required by this section may be completed in
segments, so long as the combined segments meet or exceed the applicable hourly
requirement. For classroom training or webinars, the minimum duration of a
training segment shall be no less than half an hour. E-learning courses may
include bookmarking features, which allow an employee to pause the individual
training so long as the actual e-learning program is one hour for
nonsupervisory employees and two hours for supervisors.
(8) Training of Employees Who Are Minors.
Minors who are between fourteen and seventeen years of age shall be trained.
Employers may elect to train minors in the same manner as other employees and
provide them with the same training materials provided to other employees.
Alternatively, employers may elect to train minors in a manner they deem is
better tailored for minors, and provide similarly tailored training materials,
so long as the training and materials comply with the subject matter content
and format requirements set forth in Government Code Section
12950.1
and these regulations. The minor may be accompanied by a parent or legal
guardian for the training. Employers are not required to provide the training
mandated by Government Code section
12950.1 to
minors younger than fourteen. If, during the course of the minor's employment,
the minor attains the age of fourteen, the employer is then required to provide
the training to the minor within six months of the minor employee's fourteenth
birthday and every two years thereafter, measured either from the individual or
training year tracking method.
(9)
Training of Seasonal or Temporary Employees. For seasonal, temporary, or other
employees who are hired to work for less than six months, an employer shall
provide the training within 30 calendar days after the hire date or within one
hundred hours worked, whichever comes first. In those instances where a
seasonal, temporary, or other employee is hired to work for less than six
months, but has not worked in the 30 calendar days after being hired, then the
"hire date" shall mean the first day of work for purposes of identifying the
required date of compliance with this provision. Seasonal, temporary, or other
employees who are hired to work both for less than 30 calendar days and for
less than one hundred hours of work are not required to be trained. In the case
of a temporary employee employed by a temporary services employer, as defined
in Section
201.3 of the
Labor Code, to perform services for clients, the training shall be provided by
the temporary services employer, not the client. The temporary services
employer shall also provide both their own anti-harassment policy and the
anti-harassment policy of any client employer at whose worksite the employee is
working. The temporary services employer may coordinate with the client
employer to instead have the client employer provide its own anti-harassment
policy, but remains responsible for any failure by the client employer to
provide the policy. Employers that hire seasonal or temporary employees through
union hiring halls may contract with the union to have the union administer the
trainings and maintain records of compliance with the training deadlines
required by Government Code section
12950.1,
but remain responsible as the employer for any deficiencies in
compliance.
(10) Training of
Migrant and Seasonal Agricultural Workers. Migrant and seasonal agricultural
workers, as defined in the federal Migrant and Seasonal Agricultural Worker
Protection Act (29 U.S.C.
section 1802), shall be trained in a manner
consistent with California Labor Code section
1684(a)(8).
(11) Training of Workers Subject to a
Multiemployer Collective Bargaining Agreement in the Construction Industry. An
employer that employs workers pursuant to a multiemployer collective bargaining
agreement in the construction industry may meet the training requirements by
demonstrating that an employee has been trained within the past two years under
any of the circumstances permitted by and outlined in Government Code section
12950.1(1).
(c) Objectives and Content.
(1) The learning objectives of the training
mandated by Government Code section
12950.1
shall be:
1) to assist California employers
in changing or modifying workplace behaviors that create or contribute to
harassment based on "sex," "gender identity," "gender expression," and "sexual
orientation" as those terms are defined in California and federal law, where
applicable;
2) to provide trainees
with information related to the negative effects of abusive conduct (as defined
in Government Code section
12950.1(i)(2))
in the workplace; and
3) to
develop, foster, and encourage a set of values in employees who complete
mandated training that will assist them in preventing, effectively responding
to incidents of harassment, and implementing mechanisms to promptly address and
correct wrongful behavior.
(2) Towards that end, the training mandated
by Government Code section
12950.1
shall include, but is not limited to:
(A)
Definitions of unlawful harassment under the Fair Employment and Housing Act
(FEHA) and Title VII of the federal Civil Rights Act of 1964, where applicable.
In addition to defining harassment covered by this section, an employer may
provide a definition of and train about unlawful harassment on other bases
enumerated in the FEHA, as specified at Government Code section
12940(j),
and may discuss how harassment of an employee may encompass more than one
basis.
(B) FEHA and Title VII
statutory provisions and case law principles concerning the prohibition against
and the prevention of unlawful harassment, discrimination and retaliation in
employment.
(C) The types of
conduct that constitute harassment.
(D) Remedies available for harassment victims
in civil actions; potential employer/individual exposure/liability.
(E) Strategies to prevent harassment in the
workplace.
(F) Supervisors'
obligation to report harassment, discrimination, and retaliation of which they
become aware.
(G) Practical
examples, such as factual scenarios taken from case law, news and media
accounts, hypotheticals based on workplace situations and other sources, which
illustrate harassment, discrimination and retaliation using training modalities
such as role plays, case studies and group discussions.
(H) The limited confidentiality of the
complaint process.
(I) Resources
for victims of unlawful harassment, such as to whom they should report any
alleged harassment.
(J) In addition
to discussing strategies to prevent harassment, the training should also cover
the steps necessary to take appropriate remedial measures to correct harassing
behavior, which includes an employer's obligation to conduct an effective
workplace investigation of a harassment complaint.
(K) Training on what to do if a supervisor is
personally accused of harassment.
(L) The essential elements of an
anti-harassment policy and how to utilize it if a harassment complaint is
filed. Either the employer's policy or a sample policy shall be provided to the
employees. Regardless of whether the employer's policy is used as part of the
training, the employer shall give each employee a copy of its anti-harassment
policy and require each employee to read and to acknowledge receipt of that
policy.
(M) A review of the
definition of "abusive conduct" as used in this context (and as defined by
Government Code section
12950.1(i)(2)).
The training should explain the negative effects that abusive conduct has on
the victim of the conduct as well as others in the workplace. The discussion
should also include information about the detrimental consequences of this
conduct on employers -- including a reduction in productivity and morale. The
training should specifically discuss the elements of "abusive conduct,"
including conduct undertaken with malice that a reasonable person would find
hostile or offensive and that is not related to an employer's legitimate
business interests (including performance standards). Examples of abusive
conduct may include repeated infliction of verbal abuse, such as the use of
derogatory remarks, insults, epithets, verbal or physical conduct that a
reasonable person would find threatening, intimidating, or humiliating, or the
gratuitous sabotage or undermining of a person's work performance. Finally, the
training should emphasize that a single act shall not constitute abusive
conduct, unless the act is especially severe or egregious. While there is not a
specific amount of time or ratio of the training that needs to be dedicated to
the prevention of abusive conduct, it should be covered in a meaningful
manner.
(d)
Remedies. A court may issue an order finding an employer failed to comply with
Government Code section
12950.1
and order such compliance.
(e)
Compliance with section
12950.1 prior to effective date of
Council regulations. An employer who has made a substantial, good faith effort
to comply with section
12950.1 by completing training of
its employees prior to the effective date of these regulations shall be deemed
to be in compliance with section
12950.1 regarding training as
though it had been done under these regulations.
Notes
2. Repealer of former section 11024 and renumbering of former section 11023 to section 11024, including amendment of section and NOTE, filed 12-9-2015; operative 4-1-2016 (Register 2015, No. 50).
3. Change without regulatory effect amending subsections (a)(10) and (b)(1) filed 10-23-2017 pursuant to section 100, title 1, California Code of Regulations (Register 2017, No. 43).
4. Amendment of section heading and section filed 6-24-2019; operative 10-1-2019 (Register 2019, No. 26).
5. Amendment filed 2-11-2021; operative 2-11-2021 pursuant to Government Code section 11343.4(b)(3) (Register 2021, No. 7). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20.
Note: Authority cited: Section 12935(a), Government Code. Reference: Sections 12926, 12940, 12950 and 12950.1, Government Code.
2. Repealer of former section 11024 and renumbering of former section 11023 to section 11024, including amendment of section and Note, filed 12-9-2015; operative
3. Change without regulatory effect amending subsections (a)(10) and (b)(1) filed 10-23-2017 pursuant to section 100, title 1, California Code of Regulations (Register 2017, No. 43).
4. Amendment of section heading and section filed 6-24-2019; operative
5. Amendment filed 2-11-2021; operative
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