Cal. Code Regs. Tit. 22, § 84061 - Reporting Requirements
(a)
In addition to Section
80061, the following shall
apply.
(b) The licensee shall
ensure that the child's authorized representative is notified no later than the
next business day if the following circumstances have occurred without the
authorized representative's participation:
(1)
The child has been placed in the facility under emergency
circumstances.
(2) The child has
been removed from the facility.
(3)
Each time the child has been placed in a manual restraint, to be reported as
required in Section
84361.
(c) The licensee shall ensure that the
child's authorized representative is sent prior written notification regarding
the need for nonemergency relocation of the child to another facility,
including a satellite home.
(d) The
licensee shall ensure that the child's authorized representative is notified if
the child is not enrolled in or regularly attending school.
(e) Effective January 1, 2000, the licensee
shall notify the Department, in writing, within ten (10) days of any change in
the facility administrator.
(f) The
licensee shall notify the licensing agency in writing within ten business days
of acquiring a new member of the board of directors. The notification shall
include the following:
(1) Name and mailing
address of the new member of the board of directors;
(2) Date he or she joined the board of
directors, and
(3) A copy of the
LIC 9165 signed by the new member of the board of
directors.
(g) The
licensee shall notify the Department, in writing, within ten (10) days of the
hiring of a new administrator. The notification shall include the following:
(1) Name, and residence and mailing addresses
of the new administrator.
(2) Date
he/she assumed his/her position.
(3) Description of his/her background and
qualifications, including documentation of required education and administrator
certification.
(A) A photocopy of the
documentation shall be permitted.
(h) Incident Reports must include the
following:
(1) Date, time, duration and
location of the incident.
(2) A
detailed narrative, describing the incident and the events leading up to
incident.
(3) Analysis of the
incident:
(A) Other reportable incidents
involving the same child in the preceding six months.
(B) Description of other incidents.
1. Dates of previous incidents.
2. Types of incidents.
3. Action taken by facility personnel in
response to incidents.
(C) Are there commonalities between this
incident and other incidents involving the same child in the preceding six
months.
(4) Description
of the facility's plan for the child, in response to the incident, including
modifications to the child's needs and services plan. If the child has been
involved in previous incidents, explain what the previous modifications were to
the child's needs and services plan.
(5) What action was taken by facility
personnel to re-integrate the child into the general population after the
incident.
(6) When the Incident
Report is used to report the use of manual restraints, the report must include
the following:
(A) Date and time of other
manual restraints involving the same child in the past 24 hours.
(B) A description of the child's behavior
that required the use of manual restraints, and description of the
precipitating factors which led to the intervention.
(C) Description of what manual restraints
were used, and how long the child was restrained.
(D) Description of what non-physical
interventions were utilized prior to the restraint; explanation of why more
restrictive interventions were necessary.
(E) Description of injuries sustained by the
child or facility personnel. What type of medical treatment was sought and
where was child taken. Explanation if medical treatment not sought for
injuries.
(F) Name(s) of facility
personnel who provided the manual restraint.
(G) Name(s) of facility personnel who
witnessed the child's behavior and the restraint.
(H) The child's verbal response and physical
appearance, including a description of any injuries at the completion of the
restraint.
(I) If it is determined
by the post incident review, as required in Section
84368.3, that facility personnel
did not attempt to prevent the manual restraint, a description of what action
should have been taken by facility personnel to prevent the manual restraint
incident. What corrective action will be taken or not taken and why.
(J) If law enforcement was involved, a
detailed description of the incident.
(K) Documentation that the child's authorized
representative has been notified of the incident.
(7) When the Incident Report is used to
report a runaway situation, the report must include the following:
(A) When and how was the child's absence
first noted.
(B) If known, child's
last known activities.
(C) What
were the circumstances surrounding the child's absence.
(D) What action did the facility personnel
take to discourage the child from leaving; and what interventions were
utilized, if any.
(E) What action
was taken by facility personnel to locate the child.
(F) If a manual restraint was used, and if it
is determined by the post incident review, as required in Section
84368.3, that facility personnel
did not attempt to prevent the manual restraint, a description of what action
should have been taken by facility personnel to prevent the manual restraint
incident. What corrective action will be taken or not taken and why.
(G) If law enforcement was involved in the
incident, a detailed description of the incident.
(H) Documentation that the child's authorized
representative has been notified of the incident.
(i) The licensee shall submit reports to the
Department, using form LIC 624-LE or a report containing all the information
required in LIC 624-LE, regarding any incident that involves law enforcement
contact with a child residing in the facility.
(1) The licensee shall make an initial report
to the Department no later than the next business day following each incident.
The initial report shall include all information described in Section
84061(i)(2)(A) through
(F) that is known to the licensee at the time
the report is made.
(2) Within six
months of the incident, the licensee shall provide a follow-up report for each
incident that includes the following information:
(A) The type of incident.
(B) Whether the incident involved an alleged
violation of any crime, other than an age-based curfew law, by a child residing
in the facility.
(C) Whether staff,
children, or both were involved in the incident.
(D) The gender, race, ethnicity, and age of
children involved in the incident.
(E) The outcome of the incident, if known,
including arrests, removals of children from placement, termination or
suspension of staff, the filing of a Welfare and Institutions Code Section
602
petition for the child, or revocation of or changes to the terms of
probation.
(3) The
licensee may file the follow-up report at any time within six months of the
incident, including with the initial report, if all outcomes and required
information are known.
(4) The
licensee may be required to provide follow-up reports beyond the first six
months if the Department determines that the information provided in either the
initial or follow-up reports is incomplete, or if outcomes required to be
reported are not known until later than six months after the initial
report.
(5) A licensee reporting an
incident under this subsection shall not be required to report the same
incident under any other provision of this Section, or under Section
80061, so long as all information
required to be reported by the other provision is provided.
(6) For the purposes of this subsection,
"contact with law enforcement" means contact by police officers, sheriffs and
others as defined in Section
84001 (l)(1),
with a child residing in the facility, which does not include routine contact
with a probation officer who is supervising the placement of a child in the
facility.
Notes
2. New subsections (g)-(g)(3) and amendment of NOTE filed 6-24-99 as an emergency; operative 7-1-99 (Register 99, No. 26). A Certificate of Compliance must be transmitted to OAL by 12-28-99 pursuant to section 73, chapter 311, Statutes of 1998 or emergency language will be repealed by operation of law on the following day.
3. New subsection (e), amendment of subsections (g) and (g)(3) and amendment of NOTE filed 9-22-99 as an emergency; operative 9-22-99 (Register 99, No. 39). A Certificate of Compliance must be transmitted to OAL by 3-20-2000 or emergency language will be repealed by operation of law on the following day.
4. Change without regulatory effect relettering subsections (f)-(f)(7)(H) to (h)-(h)(7)(H) and relettering subsections (g)-(g)(3) adopted 6-24-99 to (f)-(f)(3) filed 12-20-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 52).
5. Editorial correction of HISTORY 2 (Register 2000, No. 2).
6. Certificate of Compliance as to 6-24-99 order transmitted to OAL 12-1-99 and filed 1-12-2000 (Register 2000, No. 2).
7. New subsection (e), amendment of subsections (g) and (g)(3) and amendment of NOTE refiled 3-9-2000 as an emergency; operative 3-22-2000 (Register 2000, No. 10). A Certificate of Compliance must be transmitted to OAL by 9-18-2000 or emergency language will be repealed by operation of law on the following day.
8. Certificate of Compliance as to 3-9-2000 order transmitted to OAL 4-12-2000 and filed 5-24-2000 (Register 2000, No. 21).
9. Amendment of subsections (h)(6)(I) and (h)(7)(F) filed 1-17-2002 as an emergency; operative 2-1-2002 (Register 2002, No. 3). A Certificate of Compliance must be transmitted to OAL by 6-3-2002 or emergency language will be repealed by operation of law on the following day.
10. Reinstatement of section as it existed prior to 1-17-2002 emergency amendment by operation of Government Code section 11346.1(f) (Register 2003, No. 4).
11. Change without regulatory effect amending subsections (h)(6)(I) and (h)(7)(F) filed 1-24-2003 pursuant to section 100, title 1, California Code of Regulations (Register 2003, No. 4).
12. Amendment of subsection (b)(3) filed 2-6-2012; operative 3-7-2012 (Register 2012, No. 6).
13. Amendment of subsection (b) and (f), new subsections (i)-(i)(6) and amendment of NOTE filed 8-28-2017; operative 10-1-2017 (Register 2017, No. 35).
Note: Authority cited: Sections 1522.41(j) and 1530, Health and Safety Code. Reference: Sections 1522.41(b)(4), 1531, 1538.7 and 1562, Health and Safety Code; and Section 11406(c), Welfare and Institutions Code.
2. New subsections (g)-(g)(3) and amendment of Note filed 6-24-99 as an emergency; operative 7-1-99 (Register 99, No. 26). A Certificate of Compliance must be transmitted to OAL by 12-28-99 pursuant to section 73, chapter 311, Statutes of 1998 or emergency language will be repealed by operation of law on the following day.
3. New subsection (e), amendment of subsections (g) and (g)(3) and amendment of Note filed 9-22-99 as an emergency; operative 9-22-99 (Register 99, No. 39). A Certificate of Compliance must be transmitted to OAL by 3-20-2000 or emergency language will be repealed by operation of law on the following day.
4. Change without regulatory effect relettering subsections (f)-(f)(7)(H) to (h)-(h)(7)(H) and relettering subsections (g)-(g)(3) adopted 6-24-99 to (f)-(f)(3) filed 12-20-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 52).
5. Editorial correction ofHistory 2 (Register 2000, No. 2).
6. Certificate of Compliance as to 6-24-99 order transmitted to OAL 12-1-99 and filed 1-12-2000 (Register 2000, No. 2).
7. New subsection (e), amendment of subsections (g) and (g)(3) and amendment of Note refiled 3-9-2000 as an emergency; operative 3-22-2000 (Register 2000, No. 10). A Certificate of Compliance must be transmitted to OAL by 9-18-2000 or emergency language will be repealed by operation of law on the following day.
8. Certificate of Compliance as to 3-9-2000 order transmitted to OAL 4-12-2000 and filed 5-24-2000 (Register 2000, No. 21).
9. Amendment of subsections (h)(6)(I) and (h)(7)(F) filed 1-17-2002 as an emergency; operative 2-1-2002 (Register 2002, No. 3). A Certificate of Compliance must be transmitted to OAL by 6-3-2002 or emergency language will be repealed by operation of law on the following day.
10. Reinstatement of section as it existed prior to 1-17-2002 emergency amendment by operation of Government Code section 11346.1(f) (Register 2003, No. 4).
11. Change without regulatory effect amending subsections (h)(6)(I) and (h)(7)(F) filed 1-24-2003 pursuant to section 100, title 1, California Code of Regulations (Register 2003, No. 4).
12. Amendment of subsection (b)(3) filed 2-6-2012; operative 3-7-2012 (Register 2012, No. 6).
13. Amendment of subsection (b) and (f), new subsections (i)-(i)(6) and amendment of Note filed 8-28-2017; operative
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