710 IAC 1-22-7 - Deceitful practices

Authority: IC 23-2-1-15

Affected: IC 23-2-5-20

Sec. 7.

The following conduct, without limitation because of enumeration, constitutes a deceitful practice upon a person by a loan broker prohibited by IC 23-2-5-20(3):

(1) Using or permitting the use of any document that a loan broker knows contains erroneous or false information concerning or potentially affecting a prospective borrower's eligibility for a loan.
(2) Making or causing to be made any false, deceptive, or misleading statement or representation in regard to services being offered by the loan broker.

Notes

710 IAC 1-22-7
Securities Division; 710 IAC 1-22-7; filed Jan 19, 2006, 12:19 p.m.: 29 IR 1926

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