48 Neb. Admin. Code, ch. 14, § 001 - GENERAL
001.01 This Rule has been promulgated
pursuant to authority delegated to the Director in Section
8-1120(3)
of the Securities Act of Nebraska
("Act").
001.02 The Department has
determined that this Rule relating to the recordkeeping requirements for the
exemption from registration pursuant to Section
8-1111(3)
of the Act is consistent with investor
protection and is in the public interest.
001.03 The Director may, on a case-by-case
basis, and with prior written notice to the affected persons, require adherence
to additional standards or policies, as deemed necessary in the public
interest.
001.04 The definitions in
48 NAC 2 shall apply to the provisions of this Rule, unless otherwise
specified.
Notes
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