48 Neb. Admin. Code, ch. 15, § 003 - CONTENTS OF NOTICE
The notice filed by a seller pursuant to Section 8-1111(9)(a) shall include the following information:
003.01 The name and
address of the issuer and the name and address of the seller, if other than the
issuer;
003.02 The name and address
of the broker-dealer representing the seller in promoting the offering or, if
there is no broker-dealer representing the seller, the name and address of any
officer, director, manager, member or other person representing the seller in
promoting the offering;
003.03 The
business in which the issuer is to be engaged;
003.04 The type of security being issued
(common stock, limited partnership interests, debentures, etc.);
003.05 The total dollar amount of such
securities sold as of the date of the filing, whether in Nebraska or
elsewhere;
003.06 The dollar amount
to be offered during the twelve-month period following the filing, whether in
Nebraska or elsewhere;
003.07 The
date of the first sale made in reliance on this exemption; and
003.08 A representation that all of the
conditions of Section
8-1111(9)
of the Act have been or will be
met.
Notes
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