48 Neb. Admin. Code, ch. 38, § 005 - DELIVERY OF DISCLOSURE DOCUMENT

The issuer shall give each prospective investor a copy of the offering disclosure document at least twenty-four hours prior to the investor signing any agreement to purchase the securities or paying any consideration for the securities. The offering disclosure document shall include:

005.01 A description of the proposed use of the proceeds of the offering;
005.02 The name of each partner or limited liability company member of the issuer, officer, director, or person occupying a similar status of the issuer or performing similar functions for the issuer; and
005.03 The financial condition of the issuer.

Notes

48 Neb. Admin. Code, ch. 38, § 005
Adopted effective 5/11/2016. Amended effective 11/25/2018 Amended effective 6/13/2022

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