48 Neb. Admin. Code, ch. 38, § 009 - AVAILABILITY OF EXEMPTION
009.01 Offers and
sales which are exempt under this Rule may not be combined with offers and
sales exempt under any other Rule or Section of the Act; however, nothing in
this limitation shall act as an election. Should the offer and sale fail to
comply with all of the conditions for this exemption, the issuer may claim the
availability of any other applicable exemption.
009.02 The exemption is not available to any
issuer with respect to any transaction which, although in technical compliance
with this Rule, is part of a plan or scheme to evade registration or the
conditions or limitations explicitly stated in this Rule.
Notes
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